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The asymptotic operator of a symmetric loop is self-adjoint

Proved
AsymptoticOperator.isSelfAdjoint

by Mazecto · Oct 9, 2026 · Mathlib 0df444a (Lean v4.33.1)

asymptotic-operatorconley-zehnder-indexspectral-theorysymplectic-geometryunbounded-operator

Let S:S1→R2n×2nS:S^1\to\mathbb{R}^{2n\times2n}S:S1→R2n×2n be continuous with S(t)T=S(t)S(t)^{\mathsf T}=S(t)S(t)T=S(t) for all ttt. Then AS=−J0∂t−SA_S=-J_0\partial_t-SAS​=−J0​∂t​−S with domain W1,2(S1,R2n)W^{1,2}(S^1,\mathbb{R}^{2n})W1,2(S1,R2n) is a self-adjoint operator on L2(S1,R2n)L^2(S^1,\mathbb{R}^{2n})L2(S1,R2n): AS∗=ASA_S^*=A_SAS∗​=AS​, including equality of domains.

Preamble
import Definitions.Def_AsymptoticOperator_Setting
Formal statement
namespace AsymptoticOperator

open ConleyZehnder

/-- Wendl §3.4, Exercise 3.29; Hofer–Wysocki–Zehnder (GAFA 1995), §3, p. 285 for `n = 1`: for a loop of symmetric matrices, `A_S` with domain
`W^{1,2}` is self-adjoint. -/
theorem isSelfAdjoint {n : ℕ} (S : C(UnitAddCircle, Mat n)) (hS : IsSymLoop S) :
    IsSelfAdjoint (asymptoticOperator S) := by sorry

end AsymptoticOperator
Source
Wendl, Lectures on Symplectic Field Theory, arXiv:1612.01009, https://arxiv.org/abs/1612.01009, §3.4, Exercise 3.29, p. 61; Hofer-Wysocki-Zehnder, Properties of pseudoholomorphic curves in symplectisations II, GAFA 5 (1995) 270-328, https://doi.org/10.1007/BF01895669, Section 3, p. 285, after equation (35) (n = 1)
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What the Lean code literally says, in plain math · claude-opus-5-5

Statement. For every n∈Nn \in \mathbb{N}n∈N (including n=0n = 0n=0) and every continuous map S:S1→MatnS : S^1 \to \mathrm{Mat}_nS:S1→Matn​ such that S(t)T=S(t)S(t)^{\mathsf T} = S(t)S(t)T=S(t) for every t∈S1t \in S^1t∈S1, the operator AS\mathcal A_SAS​ (defined below) equals its own adjoint: AS†=AS\mathcal A_S^\dagger = \mathcal A_SAS†​=AS​ as partially defined operators, i.e. they have the same domain and agree on it.

The adjoint used. For a partially defined real-linear operator AAA on Ln2L^2_nLn2​:

  • dom⁡A†\operatorname{dom} A^\daggerdomA† is the set of y∈Ln2y \in L^2_ny∈Ln2​ such that the linear functional x↦⟨y,Ax⟩L2x \mapsto \langle y, Ax\rangle_{L^2}x↦⟨y,Ax⟩L2​ on dom⁡A\operatorname{dom} AdomA is continuous for the L2L^2L2 norm restricted to dom⁡A\operatorname{dom} AdomA;
  • if dom⁡A\operatorname{dom} AdomA is dense in Ln2L^2_nLn2​, then A†yA^\dagger yA†y is the unique w∈Ln2w \in L^2_nw∈Ln2​ with ⟨w,x⟩=⟨y,Ax⟩\langle w, x\rangle = \langle y, Ax\rangle⟨w,x⟩=⟨y,Ax⟩ for all x∈dom⁡Ax \in \operatorname{dom} Ax∈domA; if dom⁡A\operatorname{dom} AdomA is not dense, A†A^\daggerA† is (by convention) the zero map on that domain.

So the claim is: y∈dom⁡ASy \in \operatorname{dom}\mathcal A_Sy∈domAS​ iff x↦⟨y,ASx⟩x \mapsto \langle y, \mathcal A_S x\ranglex↦⟨y,AS​x⟩ is L2L^2L2-continuous on dom⁡AS\operatorname{dom}\mathcal A_SdomAS​, and for such yyy, AS†y=ASy\mathcal A_S^\dagger y = \mathcal A_S yAS†​y=AS​y (with AS†\mathcal A_S^\daggerAS†​ as just described).

Meaning of the other symbols.

  • S1=R/ZS^1 = \mathbb{R}/\mathbb{Z}S1=R/Z with its Haar probability measure λ\lambdaλ; Matn\mathrm{Mat}_nMatn​ is the space of real 2n×2n2n\times 2n2n×2n matrices indexed by {1,…,n}⊔{1,…,n}\{1,\dots,n\}\sqcup\{1,\dots,n\}{1,…,n}⊔{1,…,n}; J0=(0−InIn0)J_0 = \begin{pmatrix} 0 & -I_n \\ I_n & 0\end{pmatrix}J0​=(0In​​−In​0​).
  • Vn=R2nV_n = \mathbb{R}^{2n}Vn​=R2n with the Euclidean inner product, and Ln2=L2(S1,λ;Vn)L^2_n = L^2(S^1,\lambda;V_n)Ln2​=L2(S1,λ;Vn​), the real Hilbert space of a.e.-classes of square-integrable maps with ⟨f,g⟩L2=∫S1⟨f(t),g(t)⟩ dλ(t)\langle f, g\rangle_{L^2} = \int_{S^1}\langle f(t), g(t)\rangle\, d\lambda(t)⟨f,g⟩L2​=∫S1​⟨f(t),g(t)⟩dλ(t) and norm ∥f∥=(∫∣f∣2 dλ)1/2\|f\| = (\int |f|^2\, d\lambda)^{1/2}∥f∥=(∫∣f∣2dλ)1/2. Pointwise values of an element of Ln2L^2_nLn2​ are those of an arbitrary measurable representative.
  • Fourier coefficients: f^k=∫S1e−2πiktf(t) dλ(t)∈C2n\hat f_k = \int_{S^1} e^{-2\pi i k t} f(t)\, d\lambda(t) \in \mathbb{C}^{2n}f^​k​=∫S1​e−2πiktf(t)dλ(t)∈C2n and (Sf)^k=∫S1e−2πiktS(t)f(t) dλ(t)\widehat{(Sf)}_k = \int_{S^1} e^{-2\pi i k t} S(t) f(t)\, d\lambda(t)(Sf)​k​=∫S1​e−2πiktS(t)f(t)dλ(t), k∈Zk \in \mathbb{Z}k∈Z (real entries viewed in C\mathbb{C}C; Bochner integral, value 000 if not integrable).
  • fff is "in W1,2W^{1,2}W1,2" iff ∑k∈Z(1+k2)∑i∣(f^k)i∣2\sum_{k\in\mathbb{Z}} (1+k^2)\sum_i |(\hat f_k)_i|^2∑k∈Z​(1+k2)∑i​∣(f^​k​)i​∣2 is summable, ∣⋅∣|\cdot|∣⋅∣ the complex modulus, iii over all 2n2n2n coordinates.
  • ΓS\Gamma_SΓS​ is the set of pairs (f,g)∈Ln2×Ln2(f, g)\in L^2_n\times L^2_n(f,g)∈Ln2​×Ln2​ with fff in W1,2W^{1,2}W1,2 and g^k=−(2πk i)J0f^k−(Sf)^k\hat g_k = -(2\pi k\, i) J_0 \hat f_k - \widehat{(Sf)}_kg^​k​=−(2πki)J0​f^​k​−(Sf)​k​ for all k∈Zk \in \mathbb{Z}k∈Z.
  • AS\mathcal A_SAS​ is defined by cases: if some partially defined real-linear operator on Ln2L^2_nLn2​ has graph exactly ΓS\Gamma_SΓS​, then AS\mathcal A_SAS​ is such an operator (picked by choice); otherwise AS\mathcal A_SAS​ is the zero operator with domain all of Ln2L^2_nLn2​ (which is also self-adjoint in the above sense). The theorem is about this AS\mathcal A_SAS​ whichever case occurs.

For n=0n = 0n=0, L02={0}L^2_0 = \{0\}L02​={0} and the claim concerns operators on the zero space.

Human review
  • Endorsed by Shuze Chen · Oct 10, 2026

    Confirmed by the moderator at approval.

  • Endorsed by Mazecto · Oct 10, 2026

    Confirmed by the mission captain (proposal self-audit).

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