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OAI.ThreeTorus.exact_passage_circle_spectral_limit: intermediate lemma from OpenAI, A smooth three-torus diffeomorphism with simple Lebesgue spectrum

Proved
OAI.ThreeTorus.exact_passage_circle_spectral_limit

by dbenbenn · Oct 26, 2026 · Mathlib 0df444a (Lean v4.33.1)

openai-math

An intermediate lemma of the split of OpenAI's proof of OAI.ThreeTorus.simple_lebesgue_spectrum, carved from OpenAI's openai/math development for this platform. The statement and its proof are OpenAI's (OpenAI, A smooth three-torus diffeomorphism with simple Lebesgue spectrum, OpenAI Math Release, September 23, 2026, result family 144, github.com/openai/math, Apache License 2.0); in Lean it is the declaration OAI.ThreeTorus.exact_passage_circle_spectral_limit of lean/OAI/Dynamics/ThreeTorus/ThreeTorus/PassageDensity.lean at commit adc7f12, ported to Lean 4.33.1 and Mathlib 0df444a.

The statement, as published (namespace OAI.ThreeTorus, with open MeasureTheory Filter Set Complex, open scoped Topology SchwartzMap FourierTransform Real, open scoped Topology, open MeasureTheory Set, open scoped ENNReal Topology, open MeasureTheory Set, open scoped Topology, open Set Function Filter, open scoped Topology NNReal, open MeasureTheory Filter Set, open scoped Topology NNReal, open MeasureTheory Set Function, open scoped Topology ENNReal, open Function Set MeasureTheory Filter, open scoped Topology):

lemma exact_passage_circle_spectral_limit
    {A : UnitAddCircle × UnitAddCircle → ℂ} {A₀ : UnitAddCircle → ℝ → ℂ}
    {Pr V : ℝ → ℝ} {m : ℤ} {δ : ℕ → ℝ} {H : ℕ → UnitAddCircle → UnitAddCircle}
    {o l u R : ℝ}
    (hm : m ≠ 0)
    (hH : ∀ n (x : ℝ), H n (x : UnitAddCircle) = ((n:ℝ)*(Pr x+δ n*x) : UnitAddCircle))
    (hA : ∀ a x, x ∈ Ioc o (o+1) → A ((x : UnitAddCircle),a) = A₀ a x)
    (hA₀ : ∀ a, ContDiff ℝ 2 (A₀ a)) (hAc : Continuous A₀.uncurry)
    (hAd : Continuous (fun p : UnitAddCircle × ℝ => deriv (A₀ p.1) p.2))
    (hAr : ContDiff ℝ ((⊤ : ℕ∞) : WithTop ℕ∞)
      (fun p : ℝ × ℝ => A₀ (p.2 : UnitAddCircle) p.1))
    (hsupp : ∀ a, support (A₀ a) ⊆ Ioc l u)
    (hlo : o ≤ l) (huo : u ≤ o+1) (hlu : l ≤ u) (hR : 0 < R)
    (hPr : ContDiff ℝ ((⊤ : ℕ∞) : WithTop ℕ∞) Pr)
    (hV : ContDiff ℝ ((⊤ : ℕ∞) : WithTop ℕ∞) V) (hPV : deriv Pr = V)
    (hdV : ∀ x ∈ Icc (l-2*R) (u+2*R), 0 < deriv V x)
    (h0 : 0 ∉ (fun x => (m:ℝ)*V x) '' Icc l u)
    (hHc : ∀ n, Continuous (H n)) (hAcont : Continuous A) (hδt : Tendsto δ atTop (𝓝 0))
    {I : Set ℝ} {J₀ : ℝ → ℝ} {J : UnitAddCircle → ℝ} {o' : ℝ}
    {χ : ℝ → UnitAddCircle → ℝ} {ψ : UnitAddCircle → ℝ} {ψ₀ : ℝ → ℝ}
    (hJ : ContDiff ℝ ((⊤ : ℕ∞) : WithTop ℕ∞) J₀) (hIo : IsOpen I)
    (hinj : InjOn J₀ I) (hd : ∀ x ∈ I, deriv J₀ x ≠ 0)
    (hj : Measurable J) (hJe : ∀ x ∈ I, J (x : UnitAddCircle) = J₀ x)
    (hψ₀ : ContDiff ℝ ((⊤ : ℕ∞) : WithTop ℕ∞) ψ₀) (hcψ₀ : HasCompactSupport ψ₀)
    (hsψ₀ : tsupport ψ₀ ⊆ Ioc o' (o'+1) ∩ I)
    (heψ : ∀ x ∈ Ioc o' (o'+1), ψ₀ x = ψ (x : UnitAddCircle))
    (hψc : Continuous ψ) (hχc : Continuous χ.uncurry) (hcχ : HasCompactSupport χ.uncurry)
    (hzχ : ∀ a, χ 0 a = 0)
    (hψ : ∀ a, 0 ≤ ψ a ∧ ψ a ≤ 1) (hχ : ∀ s a, 0 ≤ χ s a ∧ χ s a ≤ 1)
    (hχW : ∀ s a, stationaryWeight (Icc (l-R) (u+R)) (fun x => (m:ℝ)*V x) (A₀ a) s ≠ 0 → χ s a = 1)
    {Q : ℕ} (hQ : 0 < Q) (h : ℤ) :
    let F := stationaryCutoffLift (Icc (l-R) (u+R)) (fun x => (m:ℝ)*V x)
      (fun p : ℝ × ℝ => A₀ (p.2 : UnitAddCircle) p.1) ψ₀
    ∃ S : ℕ → Finset ℤ,
      (∀ n, 0 < n → ∀ k ∈ S n, h+k*(Q:ℤ) ≠ 0) ∧
      (∀ n, 0 < n → ∀ k ∉ S n, ∀ a, χ (((h+k*(Q:ℤ):ℤ):ℝ)/n) a = 0) ∧
      Tendsto (fun n : ℕ => ∫ a, |foldCircleDensity (fun t => ∑ k ∈ S n,
        unfoldedModeDensity I J₀ (invFunOn J₀ I) (deriv J₀)
          (circleDensityLift o' (retainedCircleWeight ψ χ
            (fun n j => exactPassageCoeff m (H n) A j) n (h+k*(Q:ℤ))))
          n ((h+k*(Q:ℤ):ℤ):ℝ) t) a-
        foldCircleDensity (fineResidueKernel (passageBranchKernel I J₀ F) Q h n) a|
        ∂AddCircle.haarAddCircle) atTop (𝓝 0)

Definitions. The statement is written with OAI.ThreeTorus.circleDensityLift, OAI.ThreeTorus.exactPassageCoeff, OAI.ThreeTorus.fineResidueKernel, OAI.ThreeTorus.foldCircleDensity, OAI.ThreeTorus.passageBranchKernel, OAI.ThreeTorus.retainedCircleWeight, OAI.ThreeTorus.stationaryCutoffLift, OAI.ThreeTorus.stationaryWeight and OAI.ThreeTorus.unfoldedModeDensity (definitions bundle OAIQ13Tt000 of this split).

Used by. The proofs of OAI.ThreeTorus.exact_neutral_circle_spectral_estimate and OAI.ThreeTorus.exact_quantile_circle_spectral_estimate of this split import it.

Preamble
import Mathlib
import Definitions.Def_OAIQ13Tt000
Formal statement
section

set_option linter.all false
set_option linter.unusedVariables false
set_option linter.unusedTactic false
set_option linter.unreachableTactic false

namespace OAI

noncomputable section
open MeasureTheory Filter Set Complex
open scoped Topology SchwartzMap FourierTransform Real
open scoped Topology
open MeasureTheory Set
open scoped ENNReal Topology

noncomputable section
open MeasureTheory Set
open scoped Topology

noncomputable section
open Set Function Filter
open scoped Topology NNReal
noncomputable section
open MeasureTheory Filter Set
open scoped Topology NNReal

noncomputable section
open MeasureTheory Set Function
open scoped Topology ENNReal

namespace ThreeTorus
open Function Set MeasureTheory Filter
open scoped Topology
lemma exact_passage_circle_spectral_limit
    {A : UnitAddCircle × UnitAddCircle → ℂ} {A₀ : UnitAddCircle → ℝ → ℂ}
    {Pr V : ℝ → ℝ} {m : ℤ} {δ : ℕ → ℝ} {H : ℕ → UnitAddCircle → UnitAddCircle}
    {o l u R : ℝ}
    (hm : m ≠ 0)
    (hH : ∀ n (x : ℝ), H n (x : UnitAddCircle) = ((n:ℝ)*(Pr x+δ n*x) : UnitAddCircle))
    (hA : ∀ a x, x ∈ Ioc o (o+1) → A ((x : UnitAddCircle),a) = A₀ a x)
    (hA₀ : ∀ a, ContDiff ℝ 2 (A₀ a)) (hAc : Continuous A₀.uncurry)
    (hAd : Continuous (fun p : UnitAddCircle × ℝ => deriv (A₀ p.1) p.2))
    (hAr : ContDiff ℝ ((⊤ : ℕ∞) : WithTop ℕ∞)
      (fun p : ℝ × ℝ => A₀ (p.2 : UnitAddCircle) p.1))
    (hsupp : ∀ a, support (A₀ a) ⊆ Ioc l u)
    (hlo : o ≤ l) (huo : u ≤ o+1) (hlu : l ≤ u) (hR : 0 < R)
    (hPr : ContDiff ℝ ((⊤ : ℕ∞) : WithTop ℕ∞) Pr)
    (hV : ContDiff ℝ ((⊤ : ℕ∞) : WithTop ℕ∞) V) (hPV : deriv Pr = V)
    (hdV : ∀ x ∈ Icc (l-2*R) (u+2*R), 0 < deriv V x)
    (h0 : 0 ∉ (fun x => (m:ℝ)*V x) '' Icc l u)
    (hHc : ∀ n, Continuous (H n)) (hAcont : Continuous A) (hδt : Tendsto δ atTop (𝓝 0))
    {I : Set ℝ} {J₀ : ℝ → ℝ} {J : UnitAddCircle → ℝ} {o' : ℝ}
    {χ : ℝ → UnitAddCircle → ℝ} {ψ : UnitAddCircle → ℝ} {ψ₀ : ℝ → ℝ}
    (hJ : ContDiff ℝ ((⊤ : ℕ∞) : WithTop ℕ∞) J₀) (hIo : IsOpen I)
    (hinj : InjOn J₀ I) (hd : ∀ x ∈ I, deriv J₀ x ≠ 0)
    (hj : Measurable J) (hJe : ∀ x ∈ I, J (x : UnitAddCircle) = J₀ x)
    (hψ₀ : ContDiff ℝ ((⊤ : ℕ∞) : WithTop ℕ∞) ψ₀) (hcψ₀ : HasCompactSupport ψ₀)
    (hsψ₀ : tsupport ψ₀ ⊆ Ioc o' (o'+1) ∩ I)
    (heψ : ∀ x ∈ Ioc o' (o'+1), ψ₀ x = ψ (x : UnitAddCircle))
    (hψc : Continuous ψ) (hχc : Continuous χ.uncurry) (hcχ : HasCompactSupport χ.uncurry)
    (hzχ : ∀ a, χ 0 a = 0)
    (hψ : ∀ a, 0 ≤ ψ a ∧ ψ a ≤ 1) (hχ : ∀ s a, 0 ≤ χ s a ∧ χ s a ≤ 1)
    (hχW : ∀ s a, stationaryWeight (Icc (l-R) (u+R)) (fun x => (m:ℝ)*V x) (A₀ a) s ≠ 0 → χ s a = 1)
    {Q : ℕ} (hQ : 0 < Q) (h : ℤ) :
    let F := stationaryCutoffLift (Icc (l-R) (u+R)) (fun x => (m:ℝ)*V x)
      (fun p : ℝ × ℝ => A₀ (p.2 : UnitAddCircle) p.1) ψ₀
    ∃ S : ℕ → Finset ℤ,
      (∀ n, 0 < n → ∀ k ∈ S n, h+k*(Q:ℤ) ≠ 0) ∧
      (∀ n, 0 < n → ∀ k ∉ S n, ∀ a, χ (((h+k*(Q:ℤ):ℤ):ℝ)/n) a = 0) ∧
      Tendsto (fun n : ℕ => ∫ a, |foldCircleDensity (fun t => ∑ k ∈ S n,
        unfoldedModeDensity I J₀ (invFunOn J₀ I) (deriv J₀)
          (circleDensityLift o' (retainedCircleWeight ψ χ
            (fun n j => exactPassageCoeff m (H n) A j) n (h+k*(Q:ℤ))))
          n ((h+k*(Q:ℤ):ℤ):ℝ) t) a-
        foldCircleDensity (fineResidueKernel (passageBranchKernel I J₀ F) Q h n) a|
        ∂AddCircle.haarAddCircle) atTop (𝓝 0) := by
  sorry

end ThreeTorus

end

end

end

end

end

end OAI
end
Source
OpenAI, A smooth three-torus diffeomorphism with simple Lebesgue spectrum, OpenAI Math Release, September 23, 2026, https://github.com/openai/math (result family 144; paper: https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/A-smooth-three-torus-diffeomorphism-with-simple-Lebesgue-spectrum-September-23-2026/paper.pdf; Apache License 2.0); Lean: https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/lean/OAI/Dynamics/ThreeTorus/ThreeTorus/PassageDensity.lean (declaration OAI.ThreeTorus.exact_passage_circle_spectral_limit)

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