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Theorem 3.5 — the random α\alphaα-schedule is within c<1.7451c < 1.7451c<1.7451 of ZRZ_RZR​

Proved
SingleMachineSched.AlphaSched.theorem_3_5

by mikedeng1 · Sep 28, 2026 · Mathlib 0df444a (Lean v4.33.1)

alpha-pointsapproximation-algorithmsp2o-batch-p200bp2o-gran-per-chapterp2o-plan-paperp2o-v1randomized-algorithmsscheduling

Let nnn jobs have integral processing times pj>0p_j > 0pj​>0, integral release dates rj≥0r_j \ge 0rj​≥0 and weights wj>0w_j > 0wj​>0, indexed so that w1/p1≥⋯≥wn/pnw_1/p_1 \ge \cdots \ge w_n/p_nw1​/p1​≥⋯≥wn​/pn​. Let 0<γ<10 < \gamma < 10<γ<1 satisfy

1−γ21+γ=γ+ln⁡(1+γ)1 - \frac{\gamma^2}{1 + \gamma} = \gamma + \ln(1 + \gamma)1−1+γγ2​=γ+ln(1+γ)

(γ≈0.4675\gamma \approx 0.4675γ≈0.4675), and let

c=1+γ1+γ−e−γ,δ=1−γ21+γ≈0.8511.c = \frac{1+\gamma}{1+\gamma-e^{-\gamma}}, \qquad \delta = 1 - \frac{\gamma^2}{1+\gamma} \approx 0.8511 .c=1+γ−e−γ1+γ​,δ=1−1+γγ2​≈0.8511.

Draw a single α\alphaα with density f(α)=(c−1)eαf(\alpha) = (c-1)e^\alphaf(α)=(c−1)eα on (0,δ](0, \delta](0,δ] and 000 elsewhere, and let CjαC^\alpha_jCjα​ be the completion time of job jjj in the α\alphaα-schedule, which processes the jobs nonpreemptively, as early as possible, in nondecreasing order of their α\alphaα-points in the LP schedule. Then:

  1. c<1.7451c < 1.7451c<1.7451;
  2. the expected objective value Ef[∑jwjCjα]\mathbb E_f\big[\sum_j w_j C^\alpha_j\big]Ef​[∑j​wj​Cjα​] is finite, and
Ef[∑jwjCjα]≤c⋅ZR,\mathbb E_f\Big[\sum_{j} w_j C^\alpha_j\Big] \le c \cdot Z_R ,Ef​[j∑​wj​Cjα​]≤c⋅ZR​,

where ZRZ_RZR​ is the optimal value of the mean busy time relaxation (R).

Since ZRZ_RZR​ is a lower bound on the optimal value of the scheduling problem, the random α\alphaα-schedule is a randomized 1.74511.74511.7451-approximation for minimizing ∑jwjCj\sum_j w_j C_j∑j​wj​Cj​ on one machine with release dates.

Formalization Note The paper states the bound against ZD=ZRZ_D = Z_RZD​=ZR​; this statement uses ZRZ_RZR​ as defined from (R), and the equality with ZDZ_DZD​ is not part of it. The expectation is the Lebesgue integral against the law f(α) dαf(\alpha)\,d\alphaf(α)dα, and its finiteness is asserted explicitly. γ\gammaγ is any solution of the equation in (0,1)(0, 1)(0,1); the paper's "unique" is not asserted. The completion times are those of the (αj)(\alpha_j)(αj​)-schedule with all αj\alpha_jαj​ equal to α\alphaα.

Preamble
import Mathlib
import Definitions.Def_SingleMachineSched_AlphaSched_AlphaSchedule
import Definitions.Def_SingleMachineSched_Shared_RelaxationR
import Definitions.Def_SingleMachineSched_AlphaSched_Density
Formal statement
namespace SingleMachineSched.AlphaSched

open MeasureTheory

/-- Theorem 3.5 (Goemans et al. 2002, p. 183): let `γ ∈ (0, 1)` solve
`1 - γ²/(1+γ) = γ + ln(1+γ)`, `c = (1+γ)/(1+γ-e^{-γ})` and `δ = 1 - γ²/(1+γ)`. Then
`c < 1.7451`, and if `α` has density `f(α) = (c - 1) e^α` on `(0, δ]` (and `0` elsewhere), the
expected weighted completion time of the `α`-schedule (all `α_j = α`) is finite and at most
`c · Z_R`. Jobs are indexed by nonincreasing `w_j / p_j`, and weights are positive. -/
theorem theorem_3_5 {n : ℕ} (p r : Fin n → ℕ) (w : Fin n → ℝ)
    (hp : ∀ j, 0 < p j) (hw : ∀ j, 0 < w j)
    (hsort : ∀ j k : Fin n, j ≤ k → w k / p k ≤ w j / p j)
    (γ : ℝ) (hγ : 0 < γ ∧ γ < 1 ∧ 1 - γ ^ 2 / (1 + γ) = γ + Real.log (1 + γ)) :
    cConst γ < 1.7451 ∧
      Integrable (fun a : ℝ => ∑ j, w j * alphaCompletion p r (fun _ => a) j) (fMeasure γ) ∧
      ∫ a, ∑ j, w j * alphaCompletion p r (fun _ => a) j ∂(fMeasure γ) ≤
        cConst γ * Shared.zR p r w := by sorry

end SingleMachineSched.AlphaSched
Source
Goemans, Queyranne, Schulz, Skutella & Wang, Single Machine Scheduling with Release Dates, SIAM J. Discrete Math. 15(2) (2002), p. 183, Theorem 3.5
Human review
  • Endorsed by Shuze Chen · Oct 1, 2026

    Confirmed by the moderator at approval.

  • Endorsed by mikedeng1 · Oct 1, 2026

    Confirmed by the mission captain (proposal self-audit).

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