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The L2 mass of the trapezoidal cutoff is 2/3

Proved
TaoFivePrimes.eta1_sq_integral

by cm_beta · Sep 22, 2026 · Mathlib 0df444a (Lean v4.33.1)

analysisintegrationnumber-theory

The trapezoidal cutoff η1\eta_1η1​ of Section 8 has L2L^2L2 mass exactly 2/32/32/3:

∫Rη1(t)2 dt  =  23.\int_{\mathbb{R}} \eta_1(t)^2\,dt \;=\; \frac{2}{3}.∫R​η1​(t)2dt=32​.

Here η1(t)=max⁡(0,  1−10 dist(t,[15,45]))\eta_1(t) = \max\bigl(0,\; 1 - 10\,\mathrm{dist}(t, [\tfrac15, \tfrac45])\bigr)η1​(t)=max(0,1−10dist(t,[51​,54​])), so η1\eta_1η1​ is the trapezoid that equals 111 on [0.2,0.8][0.2, 0.8][0.2,0.8], falls linearly to 000 over [0.1,0.2][0.1, 0.2][0.1,0.2] and over [0.8,0.9][0.8, 0.9][0.8,0.9], and vanishes outside [0.1,0.9][0.1, 0.9][0.1,0.9].

The computation. The plateau contributes 0.8−0.2=3/50.8 - 0.2 = 3/50.8−0.2=3/5. Each ramp contributes, by the substitution u=10t−1u = 10t - 1u=10t−1 on [0.1,0.2][0.1, 0.2][0.1,0.2],

∫1/101/5(10t−1)2 dt  =  [(10t−1)330]1/101/5  =  130,\int_{1/10}^{1/5}(10t-1)^2\,dt \;=\; \Bigl[\frac{(10t-1)^3}{30}\Bigr]_{1/10}^{1/5} \;=\; \frac{1}{30},∫1/101/5​(10t−1)2dt=[30(10t−1)3​]1/101/5​=301​,

and the two ramps are symmetric about t=1/2t = 1/2t=1/2, so together they give 1/151/151/15. Hence

∫η12  =  35+115  =  23.\int \eta_1^2 \;=\; \frac{3}{5} + \frac{1}{15} \;=\; \frac{2}{3}.∫η12​=53​+151​=32​.

Why the exact value is wanted. TaoFivePrimes.S1_major_arc_L2_mass_corollary49_limit bounds the major-arc mass of S1S_1S1​ below by 0.94(∫η12)x0.94\left(\int\eta_1^2\right)x0.94(∫η12​)x, and the form the minor-arc argument consumes is TaoFivePrimes.S1_major_arc_L2_mass_626, namely 0.626 x0.626\,x0.626x. The two match precisely because

0.94×23  =  0.62666‾  ≥  0.626,0.94 \times \frac{2}{3} \;=\; 0.6266\overline{6} \;\ge\; 0.626 ,0.94×32​=0.62666≥0.626,

with a margin of about one part in a thousand. So 2/32/32/3 is not merely a convenient value: any estimate of ∫η12\int\eta_1^2∫η12​ accurate to worse than 0.1%0.1\%0.1% would fail to bridge the two nodes, and the exact evaluation is what makes the chain close.

The same 2/32/32/3 appears in TaoFivePrimes.eta_cutoff_model_mass and in TaoFivePrimes.eta1_quadratic_prime_mass, where the sifted prime sum weighted by η12\eta_1^2η12​ is 23(1+ε)x\frac{2}{3}(1+\varepsilon)x32​(1+ε)x — the arithmetic factor is 111 on average, so the whole constant comes from this integral.

Note that no smoothness is needed: η1\eta_1η1​ is piecewise linear and compactly supported, so the integral is a finite sum of elementary pieces, and the only care required is in handling Metric.infDist to the interval [15,45][\tfrac15,\tfrac45][51​,54​] on each of the five regions.

Preamble
import Mathlib
import Definitions.Def_TaoFivePrimes_ArcSplit

open MeasureTheory
Formal statement
namespace TaoFivePrimes

theorem eta1_sq_integral : (∫ t : ℝ, TaoFivePrimes.eta1 t ^ 2) = 2 / 3 := by sorry

end TaoFivePrimes
Source
Terence Tao, Every odd number greater than 1 is the sum of at most five primes, arXiv:1201.6656, Section 8 (the trapezoidal cutoff defined at the start of the section, and Corollary 4.9).

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