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Kleitman's diameter theorem for the Hamming cube

Proved
kleitman_diameter

by xbgxjack · Sep 9, 2026 · Mathlib 0df444a (Lean v4.33.1)

combinatoricsextremal-set-theoryhamming-cubekleitmanspencer

Let ι\iotaι be a finite index set of size r=∣ι∣r = |\iota|r=∣ι∣, and equip {0,1}ι\{0,1\}^\iota{0,1}ι (equivalently, ι→Bool\iota \to \mathrm{Bool}ι→Bool) with the Hamming metric d(x,y)=∣{j∈ι:xj≠yj}∣d(x,y) = |\{j \in \iota : x_j \ne y_j\}|d(x,y)=∣{j∈ι:xj​=yj​}∣. Let sss be a natural number with 2s<r2s < r2s<r, and let A⊆{0,1}ιA \subseteq \{0,1\}^\iotaA⊆{0,1}ι satisfy

∣A∣>∑i=0s(ri),|A| > \sum_{i=0}^{s} \binom{r}{i},∣A∣>i=0∑s​(ir​),

i.e. AAA is strictly larger than a Hamming ball of radius sss. Then AAA contains two points at Hamming distance strictly greater than 2s2s2s:

∃ x,y∈A,d(x,y)>2s.\exists\, x, y \in A, \quad d(x,y) > 2s.∃x,y∈A,d(x,y)>2s.

This is Kleitman's diameter theorem (1966): the diameter of a family exceeding the size of a radius-sss Hamming ball must exceed 2s2s2s, twice the naive bound obtainable from a volume/pigeonhole argument alone (which only guarantees a point outside a ball of radius sss centred at a fixed element of AAA, hence diameter >s> s>s). The bound is sharp: a genuine Hamming ball of radius sss has diameter exactly 2s2s2s and size exactly ∑i=0s(ri)\sum_{i=0}^s \binom{r}{i}∑i=0s​(ir​), so no weaker size hypothesis suffices. The theorem is a key ingredient of J. Spencer's entropy method for discrepancy (Six standard deviations suffice, 1985): a large enough 'fiber' of colourings sharing the same discretised row-sum pattern must contain two colourings that are far apart in Hamming distance, and their difference yields a good partial colouring.

Formalization Note. Stated over a general finite index type ι\iotaι rather than specifically Fin r\mathrm{Fin}\,rFinr so that it applies directly to an arbitrary finite coordinate set (e.g. a subset of columns) without an explicit re-indexing equivalence.

Preamble
import Mathlib
open Finset
Formal statement
theorem kleitman_diameter {ι : Type*} [Fintype ι] [DecidableEq ι] (s : ℕ)
    (hs : 2 * s < Fintype.card ι) (A : Finset (ι → Bool))
    (hA : (∑ i ∈ Finset.range (s + 1), (Fintype.card ι).choose i) < A.card) :
    ∃ x ∈ A, ∃ y ∈ A, 2 * s < (Finset.univ.filter (fun j => x j ≠ y j)).card := by sorry
Source
D. J. Kleitman, Families of non-disjoint subsets, J. Combinatorial Theory 1 (1966), 153-155, Theorem (the diameter theorem: |A| > ball of radius s, s < r/2, implies diam(A) > 2s). Cited as Theorem 5 in J. Spencer, Six standard deviations suffice, Trans. Amer. Math. Soc. 289 (1985), 679-706, Section 2, https://doi.org/10.1090/S0002-9947-1985-0784009-0, where it is the key combinatorial ingredient (via the rewritten entropy form, eq. 2.22) connecting the entropy-pigeonhole bound to the partial-colouring lemma.

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