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Waldschmidt's bound DL(K)≤r/2\mathcal{D}_L(\mathbb{K}) \le r/2DL​(K)≤r/2 for unit rank r≥3r \ge 3r≥3

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Leopoldt.defect_le_rank_div_two_of_three_le_rank

by xuanji · Sep 27, 2026 · Mathlib 0df444a (Lean v4.33.1)

number-theoryp-adictranscendenceunits

Let ppp be a prime and K\mathbb{K}K a number field whose unit group E=O(K)×E = \mathcal{O}(\mathbb{K})^\timesE=O(K)× has Dirichlet rank r=Z-rk(E)≥3r = \mathbb{Z}\text{-rk}(E) \ge 3r=Z-rk(E)≥3. With U=∏℘∣pO℘×U = \prod_{\wp \mid p}\mathcal{O}_\wp^\timesU=∏℘∣p​O℘×​ the semilocal units at ppp, ι:E→U\iota : E \to Uι:E→U the diagonal embedding and Eˉ=⋂n>0ι(E)⋅Upn\bar E = \bigcap_{n>0}\iota(E)\cdot U^{p^n}Eˉ=⋂n>0​ι(E)⋅Upn the ppp-adic closure of the units, the Leopoldt defect satisfies

DL(K)  =  r−Zp-rk(Eˉ)  ≤  r2.\mathcal{D}_L(\mathbb{K}) \;=\; r - \mathbb{Z}_p\text{-rk}(\bar{E}) \;\le\; \frac{r}{2}.DL​(K)=r−Zp​-rk(Eˉ)≤2r​.

This is Waldschmidt's theorem restricted to unit rank at least 333, which is exactly the range in which it goes beyond the elementary bound DL(K)≤r−1\mathcal{D}_L(\mathbb{K}) \le r - 1DL​(K)≤r−1 (a unit of infinite order generates a copy of Zp\mathbb{Z}_pZp​ in Eˉ\bar EEˉ). Its proof is transcendence theory: a ppp-adic lower bound for the rank of matrices of ppp-adic logarithms of algebraic numbers, applied to the logarithms of the conjugates of a system of fundamental units. Together with the elementary bound it gives Waldschmidt's inequality for every number field.

Formalization Note The right-hand side is ⌊r/2⌋\lfloor r/2 \rfloor⌊r/2⌋ (division in N\mathbb{N}N), matching the milestone Leopoldt.defect_le_rank_div_two, of which this is the case r≥3r \ge 3r≥3.

Preamble
import Definitions.Def_LeopoldtDefect

open NumberField
Formal statement
namespace Leopoldt
theorem defect_le_rank_div_two_of_three_le_rank (p : ℕ) [Fact p.Prime]
    (K : Type*) [Field K] [NumberField K] (hr : 3 ≤ Units.rank K) :
    defect p K ≤ Units.rank K / 2 := by sorry
end Leopoldt
Source
Mihăilescu, On CM Z_p-extensions and the Leopoldt conjecture for CM fields, arXiv:1105.4544, Section 1.2 (Historical notes), p. 4, quoting M. Waldschmidt, Transcendance et exponentielles en plusieurs variables, Invent. Math. 63 (1981), 97–127: 'if r is the Z-rank of the units in the field K, then the Leopoldt defect satisfies D_L(K) ≤ r/2'. Restricted here to r ≥ 3.

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