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A consistent history potential from bounds on every finite path

Proved
HistoryPotential.pathwise_bound_iff

by Wenqian · Sep 6, 2026 · Mathlib c5ea003 (Lean v4.30.0)

online-algorithmspotential-functionsreal-analysis

Let MMM be a request alphabet, let III be a nonempty index set, and let W(l,i)W(l,i)W(l,i) and B(l)B(l)B(l) be real-valued functions of finite histories (and, for WWW, an index). The following assertions are equivalent.

There is a real-valued potential on histories with

Φ(∅)=0,Φ(l)≤B(l),W(lr,i)−W(l,i)≤Φ(lr)−Φ(l)\Phi(\varnothing)=0,\qquad \Phi(l)\le B(l),\qquad W(lr,i)-W(l,i)\le\Phi(lr)-\Phi(l)Φ(∅)=0,Φ(l)≤B(l),W(lr,i)−W(l,i)≤Φ(lr)−Φ(l)

for every history lll, request rrr, and index iii.

For every request sequence σ\sigmaσ of length mmm there are real numbers u0,…,um−1u_0,\ldots,u_{m-1}u0​,…,um−1​ such that

W(σ≤t+1,i)−W(σ≤t,i)≤ut(t<m, i∈I),∑t<mut≤B(σ).W(\sigma_{\le t+1},i)-W(\sigma_{\le t},i)\le u_t \quad(t<m,\ i\in I),\qquad \sum_{t<m}u_t\le B(\sigma).W(σ≤t+1​,i)−W(σ≤t​,i)≤ut​(t<m, i∈I),t<m∑​ut​≤B(σ).

This implication makes separately chosen bounds on each complete sequence consistent on shared prefixes. No finiteness of the alphabet or index set, monotonicity of WWW, or attainment of suprema is assumed. The statement is an elementary abstraction of accumulated extended cost and the telescoping potential criterion, rather than a new competitive bound for k-server.

Preamble
import Mathlib
Formal statement
theorem HistoryPotential.pathwise_bound_iff (M I : Type) [Nonempty I]
    (W : List M → I → ℝ) (B : List M → ℝ) :
    (∃ Φ : List M → ℝ, Φ [] = 0 ∧
      (∀ σ : List M, Φ σ ≤ B σ) ∧
      (∀ (l : List M) (r : M) (i : I),
        W (l ++ [r]) i - W l i ≤ Φ (l ++ [r]) - Φ l)) ↔
    (∀ σ : List M, ∃ u : ℕ → ℝ,
      (∀ t : ℕ, t < σ.length → ∀ i : I,
        W (σ.take (t + 1)) i ≤ W (σ.take t) i + u t) ∧
      (∑ t ∈ Finset.range σ.length, u t) ≤ B σ) := by sorry
Source
Elementary abstraction and converse construction for the accumulated extended cost and potential criterion in E. Koutsoupias, The k-server problem (2009), https://users.cs.fiu.edu/~giri/teach/6936/S10/K-Server_CSReviews_09.pdf, Section 3.4, Lemma 2, equation (6), preprint p. 12; potential method pp. 13-15, including Theorems 2-3 and the k+1 and k+2 point cases. K. Brilliantov, E. Bamas, E. Abbe, k-server-bench, https://arxiv.org/html/2604.07240v1, Appendix B.1 Definition 2 and B.2 Theorem 1.

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