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Szemerédi's theorem (Erdős #139): rk(N)=o(N)r_k(N) = o(N)rk​(N)=o(N)

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Erdos142.erdos_139_szemeredi

by Zexuan Liu · Sep 10, 2026 · Mathlib 0df444a (Lean v4.33.1)

additive-combinatoricsarithmetic-progressionscombinatoricsnumber-theory

For every k>1k > 1k>1,

lim⁡N→∞rk(N)N  =  0,\lim_{N \to \infty} \frac{r_k(N)}{N} \;=\; 0,N→∞lim​Nrk​(N)​=0,

that is, rk(N)=o(N)r_k(N) = o(N)rk​(N)=o(N). Equivalently, every set of integers of positive upper density contains arbitrarily long arithmetic progressions.

This is Szemerédi's theorem, conjectured by Erdős and Turán in 1936, proved by Roth for k=3k = 3k=3 in 1953, by Szemerédi for k=4k = 4k=4 in 1969 and in general in 1975. It is the qualitative core of Erdős Problem #142: without it there is no asymptotic question to ask, and with it the entire remaining difficulty is quantitative. Furstenberg's 1977 ergodic-theoretic proof and Gowers's 2001 Fourier-analytic proof give two further routes, the latter with effective bounds.

The statement is erdos_139 of the formal-conjectures repository, reproduced binder for binder over the same definition of rkr_krk​ that this mission's goal uses; erdosproblems.com/142 points at problem #139 under "see also". Combined with the milestone on the existence of lim⁡Nrk(N)/N\lim_N r_k(N)/NlimN​rk​(N)/N, it identifies that limit as 000. No machine-checked proof of Szemerédi's theorem is known to exist in any proof assistant, for any k≥3k \ge 3k≥3; the k=3k = 3k=3 case (Roth's theorem) is also absent from Mathlib, although the surrounding infrastructure — the triangle removal lemma and Szemerédi's regularity lemma — is present.

Formalization Note. The limit is stated as convergence of the quotient to 000, not as an IsLittleO relation; the two are equivalent along atTop. Real division is Lean's, so the quotient is 000 at N=0N = 0N=0, which is invisible to the filter.

Preamble
import Mathlib
import Definitions.Def_Erdos142Basic
open scoped Topology
Formal statement
namespace Erdos142

theorem erdos_139_szemeredi (k : ℕ) (hk : 1 < k) :
    Filter.Tendsto (fun N => (r k N / N : ℝ)) Filter.atTop (𝓝 0) := by sorry

end Erdos142
Source
Google DeepMind, formal-conjectures, FormalConjectures/ErdosProblems/139.lean, theorem `erdos_139`, https://github.com/google-deepmind/formal-conjectures/blob/main/FormalConjectures/ErdosProblems/139.lean ; E. Szemeredi, On sets of integers containing no k elements in arithmetic progression, Acta Arith. 27 (1975), 199-245, https://doi.org/10.4064/aa-27-1-199-245; case k=3 due to K. F. Roth, On certain sets of integers, J. London Math. Soc. 28 (1953), 104-109. Conjectured by Erdos-Turan (1936). Erdos Problem #139, https://www.erdosproblems.com/139, linked from Erdős Problem #142, https://www.erdosproblems.com/142 (cited there as [Er80, p.92], [Er81, p.4], [Er97c], [Va99, 1.27])
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What the Lean code literally says, in plain math · claude-opus-5

Read-back: Erdos142.erdos_139_szemeredi

The statement

The declaration takes two explicit arguments: a natural number kkk, and a proof hkh_khk​ of 1<k1 < k1<k. Its conclusion is a statement about a function of a natural number NNN: it asserts that

lim⁡N→∞r(k,N)N=0,\lim_{N \to \infty} \frac{r(k, N)}{N} = 0 ,N→∞lim​Nr(k,N)​=0,

where the quotient is formed in R\mathbb{R}R (both r(k,N)r(k,N)r(k,N) and NNN are natural numbers, each cast into R\mathbb{R}R), the limit is taken along the "eventually large" filter on N\mathbb{N}N, and convergence is convergence in the neighbourhood filter of 000 in R\mathbb{R}R with its usual topology. Unwound, the assertion is: for every ε>0\varepsilon > 0ε>0 there is an N0∈NN_0 \in \mathbb{N}N0​∈N such that for all natural numbers N≥N0N \ge N_0N≥N0​ one has ∣r(k,N)/N∣<ε\left| r(k,N)/N \right| < \varepsilon∣r(k,N)/N∣<ε. No rate of convergence, no explicit bound, and no uniformity in kkk is claimed; kkk is fixed before the limit is taken.

Two conventions are silently in play. First, division in R\mathbb{R}R is a total function in this formalism, so at N=0N = 0N=0 the term r(k,0)/0r(k,0)/0r(k,0)/0 is defined and equals 000 (Lean's convention x/0=0x/0 = 0x/0=0); since the limit is along N→∞N \to \inftyN→∞, this value — and indeed any finite set of values — is irrelevant to the truth of the conclusion. Second, NNN ranges over N\mathbb{N}N only (it is forced to be a natural number by its use as the second argument of rrr), so this is a statement about a sequence, not about a real-variable limit.

Which kkk the hypothesis admits

The hypothesis is 1<k1 < k1<k with k:Nk : \mathbb{N}k:N. It therefore admits exactly k∈{2,3,4,5,… }k \in \{2, 3, 4, 5, \dots\}k∈{2,3,4,5,…}, and excludes k=0k = 0k=0 and k=1k = 1k=1. In particular the case k=2k = 2k=2 is within the scope of the theorem. The hypothesis is satisfiable (e.g. k=2k = 2k=2), so the statement is not vacuous.

Expansion of the imported definitions

The symbol r(k,N)r(k,N)r(k,N) is not a standard notion; it is defined in the imported bundle, and its definition rests on a chain of three further definitions. All of them are stated for an arbitrary type α\alphaα carrying an additive commutative monoid structure, and are used here at α=N\alpha = \mathbb{N}α=N. Throughout, lengths are elements of N∞=N∪{∞}\mathbb{N}^\infty = \mathbb{N} \cup \{\infty\}N∞=N∪{∞} (the extended naturals), and a natural number kkk appearing in a length slot is coerced into N∞\mathbb{N}^\inftyN∞.

Arithmetic progression with given data. For a set s⊆αs \subseteq \alphas⊆α, a length l∈N∞l \in \mathbb{N}^\inftyl∈N∞, and elements a,d∈αa, d \in \alphaa,d∈α, the predicate "sss is an AP of length lll with first term aaa and difference ddd" means the conjunction of two conditions:

#N∞(s)=lands={ a+n⋅d  :  n∈N, n<l },\#_{\mathbb{N}^\infty}(s) = l \qquad\text{and}\qquad s = \{\, a + n\cdot d \;:\; n \in \mathbb{N},\ n < l \,\},#N∞​(s)=lands={a+n⋅d:n∈N, n<l},

where #N∞(s)\#_{\mathbb{N}^\infty}(s)#N∞​(s) is the cardinality of sss measured in N∞\mathbb{N}^\inftyN∞ (so it is ∞\infty∞ when sss is infinite), n⋅dn\cdot dn⋅d denotes the nnn-fold monoid sum d+⋯+dd + \cdots + dd+⋯+d, and the condition n<ln < ln<l compares the coerced n∈N∞n \in \mathbb{N}^\inftyn∈N∞ with lll. Note that sss must equal that set exactly, not merely contain it, and that the cardinality clause is an independent requirement imposed on top of the set equality.

Arithmetic progression of a given length. "sss is an AP of length lll" means: there exist a,d∈αa, d \in \alphaa,d∈α such that the previous predicate holds for s,l,a,ds, l, a, ds,l,a,d. The first term and the difference are existentially quantified; d=0d = 0d=0 is not excluded a priori.

Progression-freeness. "sss is free of APs of length lll" is defined as

∀ t⊆s,(t is an AP of length l)  ⟹  l≤1.\forall\, t \subseteq s,\quad \bigl(t \text{ is an AP of length } l\bigr) \;\Longrightarrow\; l \le 1 .∀t⊆s,(t is an AP of length l)⟹l≤1.

The conclusion of the implication is l≤1l \le 1l≤1 in N∞\mathbb{N}^\inftyN∞ — not falsehood. So for a length lll with l≤1l \le 1l≤1 (i.e. l=0l = 0l=0 or l=1l = 1l=1) this predicate is satisfied by every set sss whatsoever; it acquires content only when l≥2l \ge 2l≥2. Under the hypothesis 1<k1 < k1<k of the theorem, the coerced length l=kl = kl=k satisfies ¬(k≤1)\neg(k \le 1)¬(k≤1), and the predicate is therefore equivalent to: no subset ttt of sss (subsets of every cardinality, finite or infinite, are quantified over) is an AP of length kkk in the above sense.

Combining the expansions: for k≥2k \ge 2k≥2 and a set S⊆NS \subseteq \mathbb{N}S⊆N, "SSS is free of APs of length kkk" says that there are no a,d∈Na, d \in \mathbb{N}a,d∈N and no subset t⊆St \subseteq St⊆S with

t={ a,  a+d,  a+2d,  …,  a+(k−1)d }and#N∞(t)=k.t = \{\, a,\; a + d,\; a + 2d,\; \dots,\; a + (k-1)d \,\} \qquad\text{and}\qquad \#_{\mathbb{N}^\infty}(t) = k .t={a,a+d,a+2d,…,a+(k−1)d}and#N∞​(t)=k.

Because the cardinality is required to be exactly k≥2k \ge 2k≥2, the case d=0d = 0d=0 cannot occur (it would make the displayed set the singleton {a}\{a\}{a}, of cardinality 111); so the excluded configurations are precisely the genuine, non-degenerate kkk-term progressions with common difference d≥1d \ge 1d≥1, and each such ttt is automatically finite with kkk distinct members.

The counting function. For natural numbers kkk and NNN,

r(k,N)  =  sup⁡{ ∣S∣  :  S a finite subset of N, S⊆{1,2,…,N}, S free of APs of length k },r(k, N) \;=\; \sup \bigl\{\, |S| \;:\; S \text{ a finite subset of } \mathbb{N},\ S \subseteq \{1, 2, \dots, N\},\ S \text{ free of APs of length } k \,\bigr\},r(k,N)=sup{∣S∣:S a finite subset of N, S⊆{1,2,…,N}, S free of APs of length k},

where ∣S∣|S|∣S∣ is the number of elements of SSS, the ambient interval is the integer interval from 111 to NNN inclusive, and the supremum is a supremum of a set of natural numbers. The set being supremized is non-empty (the empty set qualifies, contributing the value 000; the bundle proves that the empty set is free of APs of every length) and bounded above by NNN, so this supremum is an honest maximum and there is no junk value here; the bundle separately proves r(k,N)≤Nr(k,N) \le Nr(k,N)≤N for all k,Nk, Nk,N, and that every progression-free S⊆{1,…,N}S \subseteq \{1,\dots,N\}S⊆{1,…,N} satisfies ∣S∣≤r(k,N)|S| \le r(k,N)∣S∣≤r(k,N). For N=0N = 0N=0 the interval {1,…,0}\{1,\dots,0\}{1,…,0} is empty, so r(k,0)=0r(k,0) = 0r(k,0)=0.

Degenerate and boundary readings

  • N=0N = 0N=0: r(k,0)/0=0r(k,0)/0 = 0r(k,0)/0=0 by the total-division convention; irrelevant to the limit.
  • k=2k = 2k=2 is admitted by 1<k1 < k1<k. With k=2k = 2k=2, every two-element subset {x,y}\{x, y\}{x,y} of SSS with x<yx < yx<y is an AP of length 222 (take a=xa = xa=x, d=y−xd = y - xd=y−x), so the freeness condition forces ∣S∣≤1|S| \le 1∣S∣≤1 and hence r(2,N)≤1r(2, N) \le 1r(2,N)≤1 for all NNN.
  • The freeness predicate ranges over all subsets t⊆St \subseteq St⊆S, not only those of size kkk; the size restriction comes from the cardinality clause inside the AP predicate.
  • The bundle also defines an "elementary" pair of predicates — "AAA has a kkk-term AP", meaning ∃a,d∈N\exists a, d \in \mathbb{N}∃a,d∈N with 0<d0 < d0<d and a+i d∈Aa + i\,d \in Aa+id∈A for every i<ki < ki<k, and its negation — but neither of these appears in the statement of this theorem; the theorem's rrr is built solely from the cardinality-based definitions expanded above.
  • Nothing in the statement asserts a lower bound on r(k,N)r(k,N)r(k,N), positivity of r(k,N)r(k,N)r(k,N), or monotonicity in kkk or NNN.

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