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Theorem 3.24 — C_c^∞(ℝⁿ) is dense in W^{k,p}(ℝⁿ)

Proved
HunterPDE.Sobolev.smooth_compact_dense

by mikedeng1 · Sep 28, 2026 · Mathlib 0df444a (Lean v4.33.1)

approximationp2o-batch-books5p2o-gran-per-chapterp2o-plan-bookp2o-v1pdesobolev-spaces

Let k∈Nk \in \mathbb{N}k∈N (so k≥1k \ge 1k≥1) and 1≤p<∞1 \le p < \infty1≤p<∞. Then Cc∞(Rn)C_c^\infty(\mathbb{R}^n)Cc∞​(Rn) is dense in the Sobolev space Wk,p(Rn)W^{k,p}(\mathbb{R}^n)Wk,p(Rn) of Definition 3.23: for every f∈Wk,p(Rn)f \in W^{k,p}(\mathbb{R}^n)f∈Wk,p(Rn) and every ε>0\varepsilon > 0ε>0 there is φ∈Cc∞(Rn)\varphi \in C_c^\infty(\mathbb{R}^n)φ∈Cc∞​(Rn) with

∥f−φ∥Wk,p(Rn)<ε.\|f - \varphi\|_{W^{k,p}(\mathbb{R}^n)} < \varepsilon .∥f−φ∥Wk,p(Rn)​<ε.

Density lets an inequality proved for test functions (such as Theorem 3.28) be extended to all of Wk,p(Rn)W^{k,p}(\mathbb{R}^n)Wk,p(Rn), which is how Theorem 3.31 is obtained. It fails for a proper open subset Ω\OmegaΩ in place of Rn\mathbb{R}^nRn.

Formalization Note. The norm is sobolevNorm k p univ of Definition 3.23, valued in [0,∞][0,\infty][0,∞]; ε\varepsilonε ranges over positive extended reals, which is equivalent to positive reals. The notes' N\mathbb{N}N is {1,2,… }\{1, 2, \dots\}{1,2,…} (they write N0={0,1,2,… }\mathbb{N}_0 = \{0, 1, 2, \dots\}N0​={0,1,2,…} when 000 is allowed, §1.8), so the statement assumes k≥1k \ge 1k≥1.

Preamble
import Mathlib
import Definitions.Def_HunterPDE_Sobolev_SobolevSpace

open MeasureTheory
Formal statement
namespace HunterPDE.Sobolev

/-- Theorem 3.24 of Hunter, *Notes on PDEs* (revised 6/18/2014), p. 59: for `k ∈ ℕ` and
`1 ≤ p < ∞`, `C_c^∞(ℝⁿ)` is dense in `W^{k,p}(ℝⁿ)`: every `f ∈ W^{k,p}(ℝⁿ)` is approximated in the
norm `‖·‖_{W^{k,p}(ℝⁿ)}` of Definition 3.23 by test functions. The notes' `ℕ` is `{1, 2, …}` (they
write `ℕ₀ = {0, 1, 2, …}` when `0` is allowed, §1.8), hence `1 ≤ k`. -/
theorem smooth_compact_dense {n k : ℕ} (hk : 1 ≤ k) {p : ENNReal} (hp : 1 ≤ p) (hptop : p ≠ ⊤)
    (f : EuclideanSpace ℝ (Fin n) → ℝ) (hf : MemW k p Set.univ f)
    (ε : ENNReal) (hε : 0 < ε) :
    ∃ φ : EuclideanSpace ℝ (Fin n) → ℝ,
      IsTestFunction Set.univ φ ∧ sobolevNorm k p Set.univ (f - φ) < ε := by sorry

end HunterPDE.Sobolev
Source
Hunter, Notes on Partial Differential Equations (revised 6/18/2014), p. 59, Theorem 3.24
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What the Lean code literally says, in plain math · claude-opus-5-5

Setting and binders. The statement quantifies over:

  • natural numbers nnn and kkk, with the hypothesis 1≤k1 \le k1≤k;
  • an extended non-negative real p∈[0,∞]p \in [0,\infty]p∈[0,∞], with the hypotheses 1≤p1 \le p1≤p and p≠∞p \ne \inftyp=∞, so p∈[1,∞)p \in [1,\infty)p∈[1,∞);
  • a function f:Rn→Rf : \mathbb{R}^n \to \mathbb{R}f:Rn→R, where Rn\mathbb{R}^nRn is nnn-dimensional Euclidean space with coordinates indexed by {0,…,n−1}\{0,\dots,n-1\}{0,…,n−1};
  • the hypothesis MemW(k,p,Rn,f)\mathrm{MemW}(k, p, \mathbb{R}^n, f)MemW(k,p,Rn,f), meaning fff belongs to the class named MemW with parameters kkk and ppp on the whole space Ω=Rn\Omega = \mathbb{R}^nΩ=Rn;
  • an extended non-negative real ε∈[0,∞]\varepsilon \in [0,\infty]ε∈[0,∞], with 0<ε0 < \varepsilon0<ε.

Conclusion. There exists a function φ:Rn→R\varphi : \mathbb{R}^n \to \mathbb{R}φ:Rn→R such that both of the following hold:

  1. φ\varphiφ is a test function on Rn\mathbb{R}^nRn. By its imported definition, this means three things:
    • φ\varphiφ is infinitely differentiable (C∞C^\inftyC∞) on Rn\mathbb{R}^nRn;
    • φ\varphiφ has compact support;
    • the closed support of φ\varphiφ is contained in Ω=Rn\Omega = \mathbb{R}^nΩ=Rn. Because Ω\OmegaΩ is the whole space, this third condition always holds.
  2. The quantity called sobolevNorm with parameters kkk, ppp, Rn\mathbb{R}^nRn, evaluated at the pointwise difference f−φf - \varphif−φ, is strictly less than ε\varepsilonε:
∥f−φ∥k,p,Rn<ε.\|f - \varphi\|_{k,p,\mathbb{R}^n} < \varepsilon.∥f−φ∥k,p,Rn​<ε.

What the two Sobolev-side names actually denote. These are read from the imported definitions file, not from the statement.

  • In the file imported by the preamble, MemW is declared with the body sorry, so its meaning is left entirely unspecified. Its declared signature there reads MemW(k,p,Ω)\mathrm{MemW}(k, p, \Omega)MemW(k,p,Ω), with Ω\OmegaΩ a set of functions on Rk⊕∅\mathbb{R}^{k} \oplus \emptysetRk⊕∅. That text has unbalanced parentheses and does not match the way the statement applies it (to kkk, ppp, a subset of Rn\mathbb{R}^nRn, and fff).
  • No declaration named sobolevNorm appears in the imported definitions files. Its value type, and so the meaning of "<ε< \varepsilon<ε" with ε\varepsilonε an extended non-negative real, is not fixed by any visible code.

As far as the visible code shows, both the hypothesis on fff and the quantity being made small are therefore opaque. Nothing in the visible code says they involve weak derivatives or LpL^pLp norms.

Degenerate cases.

  • Target ε=∞\varepsilon = \inftyε=∞. This value is permitted. The conclusion then only asks that sobolevNorm of f−φf - \varphif−φ be strictly below ∞\infty∞.
  • Dimension n=0n = 0n=0. The domain R0\mathbb{R}^0R0 is a single point. Every real-valued function on it is C∞C^\inftyC∞ and has compact support, so the test-function condition holds for every φ\varphiφ. The statement then reduces to the existence of some φ\varphiφ that makes sobolevNorm of f−φf - \varphif−φ smaller than ε\varepsilonε.
  • Choice φ=f\varphi = fφ=f. Nothing prevents φ=f\varphi = fφ=f whenever fff itself is a test function. In that case the difference is the zero function.
  • Excluded parameters. The hypotheses rule out k=0k = 0k=0, p<1p < 1p<1, p=∞p = \inftyp=∞, and ε=0\varepsilon = 0ε=0; the statement says nothing about those cases.
  • Vacuous hypothesis. Because MemW is unspecified (sorry), whether the hypothesis on fff can ever be satisfied is not determined by the visible code. If it is unsatisfiable, the statement holds vacuously.
Human review
  • Endorsed by Shuze Chen · Oct 2, 2026

    Confirmed by the moderator at approval.

  • Endorsed by mikedeng1 · Oct 2, 2026

    Confirmed by the mission captain (proposal self-audit).

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