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Katona's intersection theorem

Proved
Katona.katona

by xbgxjack · Sep 9, 2026 · Mathlib 0df444a (Lean v4.33.1)

combinatoricsextremal-set-theoryintersecting-familieskatona

Fix a finite ground set [n][n][n] of size nnn, and let A\mathcal{A}A be a ttt-intersecting family of subsets of [n][n][n] (TIntersecting): every two members A,B∈AA, B \in \mathcal{A}A,B∈A, allowing A=BA = BA=B, satisfy ∣A∩B∣≥t|A \cap B| \ge t∣A∩B∣≥t. Suppose 1≤t≤n1 \le t \le n1≤t≤n and n+tn + tn+t is even.

Then

∣A∣≤M(n,t):=∑i=(n+t)/2n(ni),|\mathcal{A}| \le M(n,t) := \sum_{i=(n+t)/2}^{n} \binom{n}{i},∣A∣≤M(n,t):=i=(n+t)/2∑n​(in​),

where M(n,t)M(n,t)M(n,t) (katonaBound) is the size of the family of all sets of size at least (n+t)/2(n+t)/2(n+t)/2 (a Hamming ball around the full set [n][n][n]), which is itself ttt-intersecting and attains this bound: any two sets of size at least (n+t)/2(n+t)/2(n+t)/2 meet in at least (n+t)/2+(n+t)/2−n=t(n+t)/2 + (n+t)/2 - n = t(n+t)/2+(n+t)/2−n=t elements. The theorem therefore identifies the exact maximum size of a ttt-intersecting family.

The case t=1t = 1t=1 recovers the classical fact that an intersecting family (in the ordinary sense) has size at most 2n−12^{n-1}2n−1: for nnn odd, M(n,1)M(n,1)M(n,1) is exactly half of 2n2^n2n, since the upper and lower halves of {0,…,n}\{0,\dots,n\}{0,…,n} partition the binomial coefficients into two equal-sized sums by the symmetry (ni)=(nn−i)\binom{n}{i}=\binom{n}{n-i}(in​)=(n−in​).

Formalization note. The proof compresses A\mathcal{A}A toward a fixed element zzz (via Katona.exists_compressed_TIntersecting) without changing its size or its ttt-intersecting property, then splits the compressed family by membership of zzz: the sets containing zzz, with zzz removed, form a (t−1)(t-1)(t−1)-intersecting family, while full compression forces the sets avoiding zzz to form a (t+1)(t+1)(t+1)-intersecting family. Both live on the (n−1)(n-1)(n−1)-element ground set obtained by deleting zzz; applying the bound recursively and combining via Pascal's identity M(n−1,t−1)+M(n−1,t+1)=M(n,t)M(n-1,t-1)+M(n-1,t+1)=M(n,t)M(n−1,t−1)+M(n−1,t+1)=M(n,t) completes the induction on nnn, with t=1t=1t=1 and t=nt=nt=n as base cases.

Preamble
import Mathlib
import Definitions.Def_TIntersecting
import Definitions.Def_katonaBound

open Finset UV
open scoped FinsetFamily
Formal statement
namespace Katona

theorem katona (n : ℕ) : ∀ t, 1 ≤ t → t ≤ n → 2 ∣ (n + t) →
    ∀ 𝒜 : Finset (Finset (Fin n)), TIntersecting t 𝒜 → 𝒜.card ≤ katonaBound n t := by sorry

end Katona
Source
G. O. H. Katona, Intersection theorems for systems of finite sets, Acta Math. Acad. Sci. Hungar. 15 (1964), 329-337.

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