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Good implies correct: an extended rectangle with at most t faults is correct

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QAlgorithms.GottesmanIntro.good_exRec_correct

by Goku · Oct 13, 2026 · Mathlib 0df444a (Lean v4.33.1)

gottesman-introlecture-notesquantum-information

This is the basic correctness property of fault-tolerant gadgets: an extended rectangle that has no more faults than the code corrects behaves like the ideal location.

Fix an [[n,1,2t+1]][[n,1,2t+1]][[n,1,2t+1]] quantum code with an ideal decoder D\mathcal DD (a fault-free decoding circuit that corrects every error of weight at most ttt). Fix fault-tolerant gadgets for preparation of ∣0⟩|0\rangle∣0⟩, standard-basis measurement, the gates HHH, Rπ/8R_{\pi/8}Rπ/8​, CNOT, the wait location, and error correction (EC), satisfying the properties Meas, Prep A/B, Gate A/B and EC A/B of Definitions 2–5. Faults are Pauli errors at locations of the gadgets.

An extended rectangle (ExRec) of type κ\kappaκ consists of the leading EC gadget on each input block, the gadget for κ\kappaκ, and the trailing EC gadget on each output block (a preparation ExRec has no leading EC, a measurement ExRec no trailing EC). It is good if its total number of faulty locations satisfies

slead+sgadget+strail≤t.s_{\mathrm{lead}} + s_{\mathrm{gadget}} + s_{\mathrm{trail}} \le t .slead​+sgadget​+strail​≤t.

Then every good ExRec is correct:

  1. Gate or wait ExRec with logical gate UUU on kkk blocks: D⊗k∘ECtrail∘GU∘EClead=U∘D⊗k∘EClead\mathcal D^{\otimes k}\circ \mathrm{EC}^{\mathrm{trail}}\circ G_U\circ \mathrm{EC}^{\mathrm{lead}} = \mathcal U\circ \mathcal D^{\otimes k}\circ \mathrm{EC}^{\mathrm{lead}}D⊗k∘ECtrail∘GU​∘EClead=U∘D⊗k∘EClead, where U(ρ)=UρU†\mathcal U(\rho)=U\rho U^\daggerU(ρ)=UρU† (diagram (72)).
  2. Preparation ExRec: D(ECtrail(ρprep))=∣0⟩⟨0∣\mathcal D(\mathrm{EC}^{\mathrm{trail}}(\rho_{\mathrm{prep}})) = |0\rangle\langle 0|D(ECtrail(ρprep​))=∣0⟩⟨0∣ (diagram (73)).
  3. Measurement ExRec: for each outcome β\betaβ, the probability weight of decoded outcome β\betaβ of the measurement gadget after the leading EC equals ⟨β∣D(EClead(ρ))∣β⟩\langle\beta|\mathcal D(\mathrm{EC}^{\mathrm{lead}}(\rho))|\beta\rangle⟨β∣D(EClead(ρ))∣β⟩ (diagram (74)).

All equalities are equalities of superoperators, so they hold on every input, including parts of entangled states; the faults on both sides are the same.

Theorem 6 is the step from gadget-level fault tolerance to circuit-level simulation (Theorem 7) and level reduction.

Formalization Note The protocol is FTProtocol with the hypothesis IsFaultTolerant (Defs. 2–5, the code is an [[n,1,2t+1]][[n,1,2t+1]][[n,1,2t+1]] code, the decoder is ideal). The gadgets are concrete circuits of locations; their superoperators under a Pauli fault arrangement are computed from the circuit semantics. A full ExRec is the truncation set ∅\emptyset∅.

Preamble
import Definitions.Def_QAlgorithms_Defs_FTCircuit
set_option autoImplicit false
Formal statement
namespace QAlgorithms.GottesmanIntro

/-- Gottesman intro p.35, Theorem 6 (Good implies correct): "A good ExRec is correct."
Let `P` be a fault-tolerant protocol for an `[[n, 1, 2t + 1]]` code (gadgets satisfying
Defs. 2–5 with the ideal decoder of Def. 1). For every location type `κ` (preparation,
measurement, `H`, `R_{π/8}`, CNOT, wait) and every Pauli fault arrangement `F` of a full ExRec
of type `κ` (leading ECs, the gadget, trailing ECs; Def. 7) with at most `t` faults in total
(good, Def. 9), the ExRec is correct (Def. 8, diagrams (72)–(74)). -/
theorem good_exRec_correct (P : FTProtocol) (hP : P.IsFaultTolerant) (κ : LocKind)
    (F : ExRecFaults κ) (hgood : F.count P ∅ ≤ P.t) :
    ExRecCorrect P κ F ∅ := by
  sorry




end QAlgorithms.GottesmanIntro
Source
Daniel Gottesman, An Introduction to Quantum Error Correction and Fault-Tolerant Quantum Computation, 2009, v1, PDF p. 35, §5.1, Theorem 6. https://arxiv.org/pdf/0904.2557v1
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What the Lean code literally says, in plain math · claude-opus-5-5

Setting. A fault-tolerant protocol PPP consists of the following data:

  • natural numbers nnn (block length), ttt (correctable faults) and AAA (ancillas per block);
  • a subspace C⊆C2n\mathcal C\subseteq\mathbb C^{2^n}C⊆C2n (the code);
  • an encoding matrix enc∈C2n×2\mathrm{enc}\in\mathbb C^{2^n\times 2}enc∈C2n×2;
  • a decoder dec\mathrm{dec}dec, an arbitrary map from nnn-qubit operators to 111-qubit operators;
  • for each location kind κ∈{prep,H,T,CNOT,meas,wait}\kappa\in\{\text{prep},H,T,\mathrm{CNOT},\text{meas},\text{wait}\}κ∈{prep,H,T,CNOT,meas,wait}, a gadget circuit GκG_\kappaGκ​ on aκ(n+A)a_\kappa(n+A)aκ​(n+A) physical qubits, where the arity is aκ=2a_\kappa=2aκ​=2 for CNOT and 111 otherwise;
  • an error-correction circuit GECG_{\mathrm{EC}}GEC​ on n+An+An+A qubits;
  • a classical decoding function md\mathrm{md}md from bit lists to bits.

In each block, the first nnn wires are data and the last AAA are ancillas.

Pauli fault arrangements. A Pauli fault arrangement fff assigns to each location id (s,j)(s,j)(s,j) either nothing or a pair (P,Q)(P,Q)(P,Q) of single-qubit Paulis from {I,X,Y,Z}\{I,X,Y,Z\}{I,X,Y,Z}. Running a gadget under fff works as follows:

  • At each location where fff gives (P,Q)(P,Q)(P,Q), the state is conjugated by PPP on the location's first wire and by QQQ on its remaining wire (if any).
  • This conjugation is applied after the location's ideal action, but before the measurement for measurement locations.
  • Ids that are not locations are ignored.
  • Classically controlled gate locations act only when their condition, read on earlier-step outcomes, is true.

We write #G(f)\#_G(f)#G​(f) for the number of locations of GGG at which fff places a pair. A pair (I,I)(I,I)(I,I) counts.

Derived maps.

  • Gateκ,f\mathrm{Gate}_{\kappa,f}Gateκ,f​. Put an operator XXX on the data qubits of aκa_\kappaaκ​ blocks, with all ancillas in ∣0⟩⟨0∣|0\rangle\langle 0|∣0⟩⟨0∣. Run GκG_\kappaGκ​ under fff, add the resulting unnormalized states over all measurement records, and trace out the ancillas.
  • ECf\mathrm{EC}_fECf​. The same construction with GECG_{\mathrm{EC}}GEC​ on one block.
  • Prepf\mathrm{Prep}_fPrepf​. The nnn-qubit operator obtained by running GprepG_{\text{prep}}Gprep​ from the all-zero state in the same way.
  • Measfβ(ρ)\mathrm{Meas}^\beta_f(\rho)Measfβ​(ρ). The complex number obtained by running GmeasG_{\text{meas}}Gmeas​ on ρ\rhoρ (ancillas zero) and taking the trace of the sum over those records rrr with md(r)=β\mathrm{md}(r)=\betamd(r)=β.
  • Fr\mathcal F_rFr​. The map ρ↦ΠrρΠr\rho\mapsto\Pi_r\rho\Pi_rρ↦Πr​ρΠr​, where Πr\Pi_rΠr​ is the orthogonal projector onto the span of {Pc:P a Pauli string of weight≤r, c∈C}\{Pc : P \text{ a Pauli string of weight}\le r,\ c\in\mathcal C\}{Pc:P a Pauli string of weight≤r, c∈C}. The weight of a Pauli string is the number of its non-identity factors.
  • ⨂iΦi\bigotimes_i\Phi_i⨂i​Φi​. The linear extension of the tensor product of superoperators.
  • UκU_\kappaUκ​. The ideal unitary: HHH, T=diag(1,eiπ/4)T=\mathrm{diag}(1,e^{i\pi/4})T=diag(1,eiπ/4), CNOT (first wire is the control), or III for wait. We write Uκ(ρ)=UκρUκ†\mathcal U_\kappa(\rho)=U_\kappa\rho U_\kappa^\daggerUκ​(ρ)=Uκ​ρUκ†​.

The fault-tolerance hypothesis hPh_PhP​. It states all of the following.

  1. Code. dim⁡CC=2\dim_{\mathbb C}\mathcal C=2dimC​C=2. Every nnn-qubit operator of the form M⊗IM\otimes IM⊗I supported on at most 2t2t2t qubits is detectable: there is a constant ccc with ⟨ψ,Eψ⟩=c\langle\psi,E\psi\rangle=c⟨ψ,Eψ⟩=c for all unit ψ∈C\psi\in\mathcal Cψ∈C.
  2. Encoding. enc†enc=I2\mathrm{enc}^\dagger\mathrm{enc}=I_2enc†enc=I2​ and range⁡(enc)=C\operatorname{range}(\mathrm{enc})=\mathcal Crange(enc)=C.
  3. Ideal decoder. dec\mathrm{dec}dec is a channel, i.e. it has finitely many Kraus operators with ∑jKj†Kj=I\sum_j K_j^\dagger K_j=I∑j​Kj†​Kj​=I. Moreover, for every EEE in the complex span of Pauli strings of weight ≤t\le t≤t and every unit ψ∈C2\psi\in\mathbb C^2ψ∈C2,
dec(∣E enc ψ⟩⟨E enc ψ∣)=∥E enc ψ∥2 ∣ψ⟩⟨ψ∣.\mathrm{dec}\big(|E\,\mathrm{enc}\,\psi\rangle\langle E\,\mathrm{enc}\,\psi|\big)=\|E\,\mathrm{enc}\,\psi\|^2\,|\psi\rangle\langle\psi| .dec(∣Eencψ⟩⟨Eencψ∣)=∥Eencψ∥2∣ψ⟩⟨ψ∣.
  1. Well-formedness. The live-qubit flows of the gadgets are:

    • prep gadget: from no live qubits to exactly the block's data qubits;
    • meas gadget: from data qubits to none;
    • gate, wait and EC gadgets: from data qubits to data qubits.

    Well-formed means:

    • in each step, locations act on disjoint qubits;
    • every live qubit is touched in the step;
    • preparations act only on non-live qubits and all other locations only on live qubits;
    • preparations add qubits to the live set and measurements remove them;
    • the final live set is as stated.
  2. Fault properties. Whenever the fault counts allow it:

    • Meas. If r+#Gmeas(f)≤tr+\#_{G_{\text{meas}}}(f)\le tr+#Gmeas​​(f)≤t, then Measfβ(Frρ)=dec(Frρ)ββ\mathrm{Meas}^\beta_f(\mathcal F_r\rho)=\mathrm{dec}(\mathcal F_r\rho)_{\beta\beta}Measfβ​(Fr​ρ)=dec(Fr​ρ)ββ​ for all β,ρ\beta,\rhoβ,ρ.
    • Prep A. If #(f)≤t\#(f)\le t#(f)≤t, then F#(f)(Prepf)=Prepf\mathcal F_{\#(f)}(\mathrm{Prep}_f)=\mathrm{Prep}_fF#(f)​(Prepf​)=Prepf​.
    • Prep B. If #(f)≤t\#(f)\le t#(f)≤t, then dec(Prepf)=∣0⟩⟨0∣\mathrm{dec}(\mathrm{Prep}_f)=|0\rangle\langle0|dec(Prepf​)=∣0⟩⟨0∣.
    • Gate A. For gate/wait κ\kappaκ and rir_iri​ with #+∑iri≤t\#+\sum_i r_i\le t#+∑i​ri​≤t:
(⨂F#+∑ri)∘Gateκ,f∘⨂iFri=Gateκ,f∘⨂iFri.\textstyle(\bigotimes\mathcal F_{\#+\sum r_i})\circ\mathrm{Gate}_{\kappa,f}\circ\bigotimes_i\mathcal F_{r_i}=\mathrm{Gate}_{\kappa,f}\circ\bigotimes_i\mathcal F_{r_i}.(⨂F#+∑ri​​)∘Gateκ,f​∘⨂i​Fri​​=Gateκ,f​∘⨂i​Fri​​.
  • Gate B. Under the same condition:
(⨂dec)∘Gateκ,f∘⨂Fri=Uκ∘(⨂dec)∘⨂Fri.\textstyle(\bigotimes\mathrm{dec})\circ\mathrm{Gate}_{\kappa,f}\circ\bigotimes\mathcal F_{r_i}=\mathcal U_\kappa\circ(\bigotimes\mathrm{dec})\circ\bigotimes\mathcal F_{r_i}.(⨂dec)∘Gateκ,f​∘⨂Fri​​=Uκ​∘(⨂dec)∘⨂Fri​​.
  • EC A. If #(f)≤t\#(f)\le t#(f)≤t, then F#(f)∘ECf=ECf\mathcal F_{\#(f)}\circ\mathrm{EC}_f=\mathrm{EC}_fF#(f)​∘ECf​=ECf​.
  • EC B. If r+#(f)≤tr+\#(f)\le tr+#(f)≤t, then dec∘ECf∘Fr=dec∘Fr\mathrm{dec}\circ\mathrm{EC}_f\circ\mathcal F_r=\mathrm{dec}\circ\mathcal F_rdec∘ECf​∘Fr​=dec∘Fr​.

ExRec fault data FFF. For a kind κ\kappaκ, FFF consists of:

  • leading arrangements FileadF^{\text{lead}}_iFilead​, one per input block (none for prep);
  • a gadget arrangement FgadF^{\text{gad}}Fgad;
  • trailing arrangements FjtrailF^{\text{trail}}_jFjtrail​, one per output block (none for meas).

Its fault count with truncation set τ\tauτ is

∑i#EC(Filead)+#Gκ(Fgad)+∑j∉τ#EC(Fjtrail).\textstyle\sum_i\#_{\mathrm{EC}}(F^{\text{lead}}_i)+\#_{G_\kappa}(F^{\text{gad}})+\sum_{j\notin\tau}\#_{\mathrm{EC}}(F^{\text{trail}}_j).∑i​#EC​(Filead​)+#Gκ​​(Fgad)+∑j∈/τ​#EC​(Fjtrail​).

ExRec correctness with truncation τ\tauτ.

  • prep: dec(Φ(PrepFgad))=∣0⟩⟨0∣\mathrm{dec}\big(\Phi(\mathrm{Prep}_{F^{\text{gad}}})\big)=|0\rangle\langle0|dec(Φ(PrepFgad​))=∣0⟩⟨0∣, where Φ\PhiΦ is the identity if 0∈τ0\in\tau0∈τ and ECF0trail\mathrm{EC}_{F^{\text{trail}}_0}ECF0trail​​ otherwise.
  • meas: for both β\betaβ, the identity MeasFgadβ∘ECF0lead=(ρ↦dec(ECF0leadρ)ββ)\mathrm{Meas}^\beta_{F^{\text{gad}}}\circ\mathrm{EC}_{F^{\text{lead}}_0}=\big(\rho\mapsto\mathrm{dec}(\mathrm{EC}_{F^{\text{lead}}_0}\rho)_{\beta\beta}\big)MeasFgadβ​∘ECF0lead​​=(ρ↦dec(ECF0lead​​ρ)ββ​) holds. This ignores τ\tauτ.
  • gate/wait:
(⨂dec)∘Tr∘Gateκ,Fgad∘⨂iECFilead=Uκ∘(⨂dec)∘⨂iECFilead.\textstyle(\bigotimes\mathrm{dec})\circ\mathrm{Tr}\circ\mathrm{Gate}_{\kappa,F^{\text{gad}}}\circ\bigotimes_i\mathrm{EC}_{F^{\text{lead}}_i}=\mathcal U_\kappa\circ(\bigotimes\mathrm{dec})\circ\bigotimes_i\mathrm{EC}_{F^{\text{lead}}_i}.(⨂dec)∘Tr∘Gateκ,Fgad​∘⨂i​ECFilead​​=Uκ​∘(⨂dec)∘⨂i​ECFilead​​.

Here Tr=⨂jΦj\mathrm{Tr}=\bigotimes_j\Phi_jTr=⨂j​Φj​, with Φj=id\Phi_j=\mathrm{id}Φj​=id for j∈τj\in\tauj∈τ and Φj=ECFjtrail\Phi_j=\mathrm{EC}_{F^{\text{trail}}_j}Φj​=ECFjtrail​​ otherwise.

Statement. For every protocol PPP satisfying hPh_PhP​, every kind κ\kappaκ, and every ExRec fault data FFF whose fault count with empty truncation is at most ttt:

∑i#EC(Filead)+#Gκ(Fgad)+∑j#EC(Fjtrail)≤t,\textstyle\sum_i\#_{\mathrm{EC}}(F^{\text{lead}}_i)+\#_{G_\kappa}(F^{\text{gad}})+\sum_j\#_{\mathrm{EC}}(F^{\text{trail}}_j)\le t,∑i​#EC​(Filead​)+#Gκ​​(Fgad)+∑j​#EC​(Fjtrail​)≤t,

the ExRec for κ\kappaκ is correct with empty truncation. In particular:

  • for prep, the trailing EC is always applied;
  • for gates, every trailing EC is applied.
Human review
  • Endorsed by Shuze Chen · Oct 13, 2026

    Confirmed by the moderator at approval.

  • Endorsed by Goku · Oct 13, 2026

    Confirmed by the mission captain (proposal self-audit).

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