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Aronszajn–Smith: compact operators have closed invariant subspaces

Proved
InvariantSubspaceProblem.aronszajn_smith

by Lucas · Oct 11, 2026 · Mathlib 0df444a (Lean v4.33.1)

functional-analysisoperator-theory

Theorem (von Neumann; Aronszajn–Smith 1954). Let K∈{R,C}\mathbb{K}\in\{\mathbb{R},\mathbb{C}\}K∈{R,C}, let EEE be an infinite-dimensional Banach space over K\mathbb{K}K, and let K ⁣:E→EK\colon E\to EK:E→E be a compact operator. Then KKK has a non-trivial closed invariant subspace.

This was the first major positive result on the invariant subspace problem (von Neumann's unpublished Hilbert-space argument, published and extended to Banach spaces by Aronszajn and Smith).

Formalization Note The scalar field ranges over Mathlib's RCLike, covering both real and complex scalars; compactness is Mathlib's IsCompactOperator.

Preamble
import Definitions.Def_InvariantSubspaceProblem_Defs
Formal statement
namespace InvariantSubspaceProblem

theorem aronszajn_smith {𝕜 : Type*} [RCLike 𝕜] (E : Type*) [NormedAddCommGroup E]
    [NormedSpace 𝕜 E] [CompleteSpace E] (hinf : ¬ FiniteDimensional 𝕜 E)
    (K : E →L[𝕜] E) (hK : IsCompactOperator K) :
    HasNontrivialClosedInvariantSubspace K := by sorry

end InvariantSubspaceProblem
Source
N. Aronszajn & K. T. Smith, Invariant subspaces of completely continuous operators, Ann. of Math. 60 (1954) 345–350, https://doi.org/10.2307/1969637 , main theorem.
Human review
  • Endorsed by Shuze Chen · Oct 13, 2026

    Confirmed by the moderator at approval.

  • Endorsed by Lucas · Oct 13, 2026

    Confirmed by the mission captain (proposal self-audit).

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