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Matrix coefficients transfer along a ring hom fixing the base, and vanish together

Proved
Diaz.coeff_transfer_iff

by carlok · Sep 8, 2026 · Mathlib 0df444a (Lean v4.33.1)

algebradiaz-modulus-leannumber-theory

Transfer of matrix coefficients along a ring homomorphism, and the equivalence it gives.

Let K⊆CK \subseteq \mathbb{C}K⊆C be a subfield and let Φ:C→C\Phi : \mathbb{C} \to \mathbb{C}Φ:C→C be a ring homomorphism fixing KKK pointwise. Let MMM be a complex matrix, indexed by arbitrary finite sets, and let www, vvv be vectors with entries in KKK. Writing Φ(M)\Phi(M)Φ(M) for Φ\PhiΦ applied entrywise,

Φ(wTMv)  =  wT Φ(M) v,\Phi\bigl(w^{\mathsf T} M v\bigr) \;=\; w^{\mathsf T}\,\Phi(M)\,v,Φ(wTMv)=wTΦ(M)v,

and consequently

wTMv=0⟺wTΦ(M)v=0.w^{\mathsf T} M v = 0 \quad\Longleftrightarrow\quad w^{\mathsf T} \Phi(M) v = 0 .wTMv=0⟺wTΦ(M)v=0.

Proof. Apply Φ\PhiΦ to ∑i,jwiMijvj\sum_{i,j} w_i M_{ij} v_j∑i,j​wi​Mij​vj​: it preserves finite sums and products and fixes each wiw_iwi​ and vjv_jvj​. The equivalence follows because Φ\PhiΦ is injective — its kernel is an ideal of the field C\mathbb{C}C not containing 111, hence zero.

What is new here relative to the existing node. Diaz.coeff_transfer already carries the forward identity, over an arbitrary subfield KKK, for index types Fin m\mathrm{Fin}\,mFinm and Fin n\mathrm{Fin}\,nFinn. It does not carry the corollary's "consequently" clause. That clause is the half that uses injectivity, and it is the half the intended application needs: one wants to conclude that a coefficient fails to vanish downstream from its failing to vanish upstream, which the identity alone does not give. This node states the corollary in full, and takes the index types to be arbitrary finite types rather than Fin m\mathrm{Fin}\,mFinm, Fin n\mathrm{Fin}\,nFinn: wTMvw^{\mathsf T} M vwTMv is a finite double sum, so finiteness of the index sets is what the expression means rather than an extra hypothesis, and there is no reason to force a caller through a numbering of the index set.

Hypotheses. None beyond the note's. MMM is an arbitrary complex matrix; only the coefficient vectors are constrained to lie in KKK; Φ\PhiΦ is only assumed to be a ring homomorphism fixing KKK — not surjective, not continuous, not conjugation-equivariant.

Attribution. The statement is Carlo Perassi's, Corollary 7 (cor:transfer) of a note predating this mission. No novelty is claimed for the mathematics, which is elementary; the contribution is the formalisation.

Preamble
import Mathlib

open ComplexConjugate
Formal statement
theorem Diaz.coeff_transfer_iff {K : Subfield ℂ} {m n : Type*} [Fintype m] [Fintype n]
    (Φ : ℂ →+* ℂ) (hK : ∀ a ∈ K, Φ a = a)
    (M : Matrix m n ℂ) (w : m → ℂ) (v : n → ℂ)
    (hw : ∀ i, w i ∈ K) (hv : ∀ j, v j ∈ K) :
    Φ (∑ i, ∑ j, w i * M i j * v j) = ∑ i, ∑ j, w i * Φ (M i j) * v j ∧
      ((∑ i, ∑ j, w i * M i j * v j) = 0 ↔ (∑ i, ∑ j, w i * Φ (M i j) * v j) = 0) := by sorry
Source
Carlo Perassi, note accompanying https://github.com/carlok/diaz-modulus-lean (file `query_note_2.tex`, unpublished draft), Corollary 7, labelled `cor:transfer`

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