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The Conley–Zehnder index is constant along continuous families of paths in SP(n)

Proved
ConleyZehnder.czIndex_eq_of_family

by Mazecto · Oct 9, 2026 · Mathlib 0df444a (Lean v4.33.1)

conley-zehnder-indexsymplectic-geometrysymplectic-group

Let SP(n)\mathrm{SP}(n)SP(n) be the set of continuous paths ψ:[0,1]→Sp(2n)\psi:[0,1]\to\mathrm{Sp}(2n)ψ:[0,1]→Sp(2n) with ψ(0)=Id\psi(0)=\mathrm{Id}ψ(0)=Id and det⁡(Id−ψ(1))≠0\det(\mathrm{Id}-\psi(1))\neq 0det(Id−ψ(1))=0 (Gutt, Definition 4), and let μCZ\mu_{CZ}μCZ​ be the Conley–Zehnder index (Gutt, Definition 7 and Corollary 12).

Let H:[0,1]×[0,1]→R2n×2nH:[0,1]\times[0,1]\to\mathbb R^{2n\times 2n}H:[0,1]×[0,1]→R2n×2n be continuous such that for every sss the path t↦H(s,t)t\mapsto H(s,t)t↦H(s,t) lies in SP(n)\mathrm{SP}(n)SP(n): every H(s,t)H(s,t)H(s,t) is symplectic, H(s,0)=IdH(s,0)=\mathrm{Id}H(s,0)=Id and 111 is not an eigenvalue of H(s,1)H(s,1)H(s,1). Then

μCZ(H(0,⋅))=μCZ(H(1,⋅)).\mu_{CZ}\bigl(H(0,\cdot)\bigr)=\mu_{CZ}\bigl(H(1,\cdot)\bigr).μCZ​(H(0,⋅))=μCZ​(H(1,⋅)).

So μCZ\mu_{CZ}μCZ​ is invariant under continuous deformations inside SP(n)\mathrm{SP}(n)SP(n); the endpoint H(s,1)H(s,1)H(s,1) is allowed to move within the matrices without eigenvalue 111. This is the deformation form of the homotopy property and is reused for the naturality and homotopy properties of the index.

Formalization note: IsSymplectic, czIndex and Mat n come from the definition module ConleyZehnder_Setting. The two end paths are passed as ψ₀ ψ₁ : C(unitInterval, Mat n) with ψ₀ t = H (0, t) and ψ₁ t = H (1, t).

Preamble
import Definitions.Def_ConleyZehnder_Setting
Formal statement
namespace ConleyZehnder

/-- `μ_CZ` is constant along a continuous one-parameter family `s ↦ H (s, ·)` of paths in
`SP(n)`: if every `H (s, t)` is symplectic, `H (s, 0) = Id` and `1` is not an eigenvalue of
`H (s, 1)`, then the paths `H (0, ·)` and `H (1, ·)` have the same Conley–Zehnder index. -/
theorem czIndex_eq_of_family {n : ℕ} (H : C(unitInterval × unitInterval, Mat n))
    (hH : ∀ s t, IsSymplectic (H (s, t))) (h0 : ∀ s, H (s, 0) = 1)
    (h1 : ∀ s, (1 - H (s, 1)).det ≠ 0)
    (ψ₀ ψ₁ : C(unitInterval, Mat n)) (hψ₀ : ∀ t, ψ₀ t = H (0, t))
    (hψ₁ : ∀ t, ψ₁ t = H (1, t)) :
    czIndex ψ₁ = czIndex ψ₀ := by sorry

end ConleyZehnder
Source
Gutt, Generalized Conley-Zehnder index, Ann. Fac. Sci. Toulouse Math. 23 (2014) 907-932, https://doi.org/10.5802/afst.1430 (arXiv:1307.7239), Proposition 8 (2) (homotopy), deformation form

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