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Brumer's theorem, Lemme 1: integer coefficients of controlled size for the auxiliary function (Siegel's lemma)

Proved
NumberField.Brumer.exists_int_coeffs_vanishing

by ebayuser · Oct 4, 2026 · Mathlib 0df444a (Lean v4.33.1)

bakers-methodheightsnumber-theorysiegel-lemmatranscendence

Let LLL be a number field of degree ddd, let a1,…,an,c1,…,cn∈La_1,\dots,a_n, c_1,\dots,c_n \in La1​,…,an​,c1​,…,cn​∈L, let k∈{1,…,n}k \in \{1,\dots,n\}k∈{1,…,n} be an index (the pivot) and let q≥0q \ge 0q≥0 be an integer. For λ∈{0,…,N−1}n\lambda \in \{0,\dots,N-1\}^nλ∈{0,…,N−1}n put

uλ=∏iaiλi,γi(λ)=ckλi−ciλk(1≤i≤n),u_\lambda = \prod_{i} a_i^{\lambda_i}, \qquad \gamma_i(\lambda) = c_k \lambda_i - c_i \lambda_k \quad (1 \le i \le n),uλ​=i∏​aiλi​​,γi​(λ)=ck​λi​−ci​λk​(1≤i≤n),

and for integers P(λ)P(\lambda)P(λ), a multi-index m∈Nnm \in \mathbb{N}^nm∈Nn and ℓ≥1\ell \ge 1ℓ≥1 put

Q(m,ℓ)=∑λP(λ) uλ qℓ∏iγi(λ)mi∈L.Q(m, \ell) = \sum_{\lambda} P(\lambda)\, u_\lambda^{\,q\ell} \prod_{i} \gamma_i(\lambda)^{m_i} \in L .Q(m,ℓ)=λ∑​P(λ)uλqℓ​i∏​γi​(λ)mi​∈L.

The statement asserts that there is a constant C≥1C \ge 1C≥1, which depends only on L,a,c,k,qL, a, c, k, qL,a,c,k,q, with this property: for all integers N≥1N \ge 1N≥1, S≥0S \ge 0S≥0, H≥0H \ge 0H≥0 with

2 d (S+1)n−1H≤Nn2\, d\, (S+1)^{n-1} H \le N^n2d(S+1)n−1H≤Nn

there are integers P(λ)P(\lambda)P(λ), not all zero, with

∣P(λ)∣≤Nn C NH+S NSandQ(m,ℓ)=0  for all ∣m∣≤S, 1≤ℓ≤H.|P(\lambda)| \le N^n \, C^{\,NH + S}\, N^{S} \quad\text{and}\quad Q(m,\ell) = 0 \ \text{ for all } |m| \le S,\ 1 \le \ell \le H .∣P(λ)∣≤NnCNH+SNSandQ(m,ℓ)=0  for all ∣m∣≤S, 1≤ℓ≤H.

Meaning. If ∑icilog⁡ai=0\sum_i c_i \log a_i = 0∑i​ci​logai​=0, then cklog⁡uλ=∑iγi(λ)log⁡aic_k \log u_\lambda = \sum_i \gamma_i(\lambda) \log a_ick​loguλ​=∑i​γi​(λ)logai​, and Q(m,ℓ)Q(m,\ell)Q(m,ℓ) is, up to non-zero factors, the partial derivative of order mmm of the auxiliary function ∑λP(λ)∏iaiγi(λ)zi\sum_\lambda P(\lambda) \prod_i a_i^{\gamma_i(\lambda) z_i}∑λ​P(λ)∏i​aiγi​(λ)zi​​ at the diagonal point (qℓ,…,qℓ)(q\ell,\dots,q\ell)(qℓ,…,qℓ). The lemma itself is algebraic: it does not use a place of LLL, a logarithm or the relation.

Proof idea. Since γk=0\gamma_k = 0γk​=0, the equations with mk>0m_k > 0mk​>0 hold for all PPP. There are at most (S+1)n−1H(S+1)^{n-1} H(S+1)n−1H other equations in LLL. After multiplication by a common denominator and expansion in an integral basis they become at most d(S+1)n−1Hd (S+1)^{n-1} Hd(S+1)n−1H linear equations with integer coefficients of size at most CNH+SNSC^{NH+S} N^SCNH+SNS in the NnN^nNn unknowns P(λ)P(\lambda)P(λ). Siegel's lemma with at least twice as many unknowns as equations gives a non-zero solution with ∣P(λ)∣≤Nn⋅(coefficient bound)|P(\lambda)| \le N^n \cdot (\text{coefficient bound})∣P(λ)∣≤Nn⋅(coefficient bound).

Use. This is the first step of the proof of NumberField.Brumer.exists_auxiliary_polynomial.

Formalization Note. The box is Fin n → Fin N; λi\lambda_iλi​ is (lam i : ℕ); ∣m∣≤S|m| \le S∣m∣≤S is ∑ i, m i ≤ S; the exponent n−1n - 1n−1 is natural subtraction (the existence of k : Fin n gives n≥1n \ge 1n≥1). The constant is chosen after qqq, so it can depend on qqq; the exponent of CCC has NHN HNH and not qNHq N HqNH. For H=0H = 0H=0 there are no equations. The platform has an entrywise Siegel lemma, Transcendence.siegel_entrywise; Mathlib has Int.Matrix.exists_ne_zero_int_vec_norm_le and the house of an algebraic number (NumberField.house).

Preamble
import Mathlib

open NumberField
Formal statement
theorem NumberField.Brumer.exists_int_coeffs_vanishing {L : Type*} [Field L] [NumberField L] (n : ℕ)
    (a c : Fin n → L) (k : Fin n) (q : ℕ) :
    ∃ C : ℝ, 1 ≤ C ∧ ∀ N S H : ℕ, 0 < N →
      2 * Module.finrank ℚ L * (S + 1) ^ (n - 1) * H ≤ N ^ n →
      ∃ P : (Fin n → Fin N) → ℤ, P ≠ 0 ∧
        (∀ lam, |(P lam : ℝ)| ≤ (N : ℝ) ^ n * C ^ (N * H + S) * (N : ℝ) ^ S) ∧
        ∀ m : Fin n → ℕ, ∑ i, m i ≤ S → ∀ ℓ : ℕ, 1 ≤ ℓ → ℓ ≤ H →
          ∑ lam : Fin n → Fin N, (P lam : L) * (∏ i, a i ^ (lam i : ℕ)) ^ (q * ℓ) *
            ∏ i, (c k * ((lam i : ℕ) : L) - c i * ((lam k : ℕ) : L)) ^ m i = 0 := by sorry
Source
B. Rousseau, Séminaire de Théorie des Nombres de Bordeaux 1968-1969, exposé 11, pp. 3-4, Lemme 1 (the construction is from A. Baker, Linear forms in the logarithms of algebraic numbers I, Mathematika 13 (1966), 204-216); S. Dasgupta, Ranks of matrices of logarithms of algebraic numbers I, arXiv:2303.02037, Lemma 2.3, Lemma 2.4 (Siegel) and Theorem 2.5. Differences from these sources: the box is {0,…,N−1}n\{0,\dots,N-1\}^n{0,…,N−1}n; the exponents are in the homogeneous form γi(λ)=ckλi−ciλk\gamma_i(\lambda) = c_k\lambda_i - c_i\lambda_kγi​(λ)=ck​λi​−ci​λk​ for a pivot index kkk (the sources divide by the pivot coefficient and write λi+βiλn\lambda_i + \beta_i\lambda_nλi​+βi​λn​); the constant is existential and the count condition is a hypothesis.

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