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p. 2 (Thurston) — H(ℤ) with rational breakpoints consists of C¹ maps and is conjugate to F

Proved
Monod.contDiff_and_exists_mulEquiv_HRat_F

by dbenbenn · Sep 30, 2026 · Mathlib 0df444a (Lean v4.33.1)

amenabilitygroup-theorypiecewise-projective

Let HQ(Z)H_{\mathbf{Q}}(\mathbf{Z})HQ​(Z) be the group of homeomorphisms of P1\mathbf{P}^1P1 fixing ∞\infty∞, piecewise in PSL2(Z)\mathrm{PSL}_2(\mathbf{Z})PSL2​(Z) with breakpoints in Q∪{∞}\mathbf{Q} \cup \{\infty\}Q∪{∞} (HRat). (i) Each element restricts on R\mathbf{R}R to a C1C^1C1 function. (ii) There are an increasing bijection ccc from (0,1)(0,1)(0,1) onto R\mathbf{R}R and an isomorphism φ ⁣:HQ(Z)→F\varphi \colon H_{\mathbf{Q}}(\mathbf{Z}) \to Fφ:HQ​(Z)→F with h(c(t))=c(φ(h)(t))h(c(t)) = c(\varphi(h)(t))h(c(t))=c(φ(h)(t)) for all hhh and all t∈(0,1)t \in (0,1)t∈(0,1): conjugation by ccc carries HQ(Z)H_{\mathbf{Q}}(\mathbf{Z})HQ​(Z) onto Thompson's group FFF (Cannon–Floyd–Parry's FFF on [0,1][0,1][0,1]).

Preamble
import Mathlib
import Definitions.Def_CannonFloydParry
import Definitions.Def_Monod_PiecewiseProjective
Formal statement
namespace Monod

theorem contDiff_and_exists_mulEquiv_HRat_F :
    (∀ h ∈ HRat, ∃ u : ℝ → ℝ, ContDiff ℝ 1 u ∧ ∀ x : ℝ, h (x : OnePoint ℝ) = u x) ∧
      ∃ c : ℝ → ℝ, StrictMonoOn c (Set.Ioo 0 1) ∧ c '' Set.Ioo 0 1 = Set.univ ∧
        ∃ φ : HRat ≃* CannonFloydParry.F, ∀ (h : HRat), ∀ t ∈ Set.Ioo (0 : ℝ) 1,
          (h : OnePoint ℝ ≃ₜ OnePoint ℝ) (c t : OnePoint ℝ) =
            (c (CannonFloydParry.extend (φ h : CannonFloydParry.UI ≃o CannonFloydParry.UI) t) :
              OnePoint ℝ) := by
  sorry

end Monod
Source
Monod, N., Groups of piecewise projective homeomorphisms, Proc. Natl. Acad. Sci. USA 110 (2013) 4524–4527, https://doi.org/10.1073/pnas.1218426110 (arXiv:1209.5229v2, whose page numbers are used), p. 2, after Problem 12
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What the Lean code literally says, in plain math · claude-opus-5-5

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The statement is a conjunction of two independent claims, (I) and (II), about a group HQH_{\mathbb Q}HQ​ of homeomorphisms of the projective line, and (in (II)) Thompson's group FFF acting on [0,1][0,1][0,1]. It has no hypotheses and no free variables. All the objects involved are defined first.

The objects

The projective line. R^=R∪{∞}\widehat{\mathbb R} = \mathbb R \cup \{\infty\}R=R∪{∞} is the one-point compactification of R\mathbb RR: a set UUU is open iff U∩RU \cap \mathbb RU∩R is open in R\mathbb RR and, if ∞∈U\infty \in U∞∈U, the set R∖U\mathbb R \setminus UR∖U is compact. So the neighbourhoods of ∞\infty∞ are the sets containing {x∈R:∣x∣>R}∪{∞}\{x \in \mathbb R : |x| > R\} \cup \{\infty\}{x∈R:∣x∣>R}∪{∞} for some RRR. A real number xxx is regarded as a point of R^\widehat{\mathbb R}R by the obvious inclusion. The rational points are

Q∪{∞}⊆R^.\mathbb Q \cup \{\infty\} \subseteq \widehat{\mathbb R}.Q∪{∞}⊆R.

Möbius maps. For a subring A⊆RA \subseteq \mathbb RA⊆R, SL2(A)\mathrm{SL}_2(A)SL2​(A) is the group of 2×22\times 22×2 matrices with entries in AAA and determinant 111. Such a matrix g=(abcd)g = \begin{pmatrix} a & b \\ c & d\end{pmatrix}g=(ac​bd​) acts on R^\widehat{\mathbb R}R (viewed as a real matrix) by

g⋅x={ax+bcx+dx∈R, cx+d≠0,∞x∈R, cx+d=0,g⋅∞={a/cc≠0,∞c=0.g\cdot x = \begin{cases} \dfrac{ax+b}{cx+d} & x\in\mathbb R,\ cx+d \ne 0,\\[4pt] \infty & x \in \mathbb R,\ cx+d = 0,\end{cases}\qquad g\cdot\infty = \begin{cases} a/c & c \ne 0,\\ \infty & c = 0.\end{cases}g⋅x=⎩⎨⎧​cx+dax+b​∞​x∈R, cx+d=0,x∈R, cx+d=0,​g⋅∞={a/c∞​c=0,c=0.​

Only two subrings are used: A=RA = \mathbb RA=R (matrices in SL2(R)\mathrm{SL}_2(\mathbb R)SL2​(R)) and A=ZA = \mathbb ZA=Z, the smallest subring of R\mathbb RR (matrices in SL2(Z)\mathrm{SL}_2(\mathbb Z)SL2​(Z)).

Piecewise-Möbius condition. For a subring AAA, a set E⊆R^E \subseteq \widehat{\mathbb R}E⊆R and a homeomorphism fff of R^\widehat{\mathbb R}R, say fff is piecewise-AAA with breakpoints in EEE if there is a finite set B⊆EB \subseteq EB⊆E such that for every point x∈R^∖Bx \in \widehat{\mathbb R}\setminus Bx∈R∖B (including x=∞x = \inftyx=∞ when ∞∉B\infty \notin B∞∈/B) there is a matrix g∈SL2(A)g\in\mathrm{SL}_2(A)g∈SL2​(A) and a neighbourhood VVV of xxx in R^\widehat{\mathbb R}R with f(y)=g⋅yf(y) = g\cdot yf(y)=g⋅y for all y∈Vy \in Vy∈V. Nothing is required at points of BBB; BBB may be empty.

The groups. The homeomorphisms of R^\widehat{\mathbb R}R form a group under composition, (fg)(x)=f(g(x))(f g)(x) = f(g(x))(fg)(x)=f(g(x)).

  • GppG_{pp}Gpp​ is the subgroup generated by all homeomorphisms fff of R^\widehat{\mathbb R}R that are piecewise-R\mathbb RR with breakpoints anywhere in R^\widehat{\mathbb R}R (i.e. finitely many breakpoints, local pieces from SL2(R)\mathrm{SL}_2(\mathbb R)SL2​(R)).
  • GQG_{\mathbb Q}GQ​ is the subgroup generated by all homeomorphisms fff of R^\widehat{\mathbb R}R such that both (a) f∈Gppf \in G_{pp}f∈Gpp​, and (b) fff is piecewise-Z\mathbb ZZ with breakpoints in Q∪{∞}\mathbb Q\cup\{\infty\}Q∪{∞} (finitely many breakpoints, all rational or ∞\infty∞; local pieces from SL2(Z)\mathrm{SL}_2(\mathbb Z)SL2​(Z)).
  • HQ={h∈GQ:h(∞)=∞}H_{\mathbb Q} = \{h \in G_{\mathbb Q} : h(\infty) = \infty\}HQ​={h∈GQ​:h(∞)=∞}, the stabiliser of ∞\infty∞ in GQG_{\mathbb Q}GQ​, with the group law of composition.

Thompson's group FFF on [0,1][0,1][0,1]. A real number is dyadic if it equals m/2km/2^km/2k for some m∈Zm\in\mathbb Zm∈Z, k∈N={0,1,2,… }k \in \mathbb N = \{0,1,2,\dots\}k∈N={0,1,2,…}. Consider the order-preserving bijections f ⁣:[0,1]→[0,1]f\colon[0,1]\to[0,1]f:[0,1]→[0,1] (order isomorphisms; these form a group under composition, (fg)(z)=f(g(z))(fg)(z) = f(g(z))(fg)(z)=f(g(z))). Call fff a Thompson map if there is a finite set BBB of dyadic reals (not required to lie in [0,1][0,1][0,1]) such that: for all x<yx<yx<y in [0,1][0,1][0,1] for which the open interval (x,y)(x,y)(x,y) contains no point of BBB, there are n∈Zn \in\mathbb Zn∈Z and c∈Rc\in\mathbb Rc∈R with

f(z)=2nz+cfor all z∈[x,y].f(z) = 2^n z + c \quad\text{for all } z \in [x,y].f(z)=2nz+cfor all z∈[x,y].

(The constant ccc is not required to be dyadic.) FFF is the subgroup generated by all Thompson maps.

Extension by the identity. For an order isomorphism fff of [0,1][0,1][0,1], fˉ ⁣:R→R\bar f\colon\mathbb R\to\mathbb Rfˉ​:R→R is fˉ(x)=f(x)\bar f(x) = f(x)fˉ​(x)=f(x) for x∈[0,1]x\in[0,1]x∈[0,1] and fˉ(x)=x\bar f(x) = xfˉ​(x)=x otherwise. For t∈(0,1)t \in (0,1)t∈(0,1) this is just fˉ(t)=f(t)\bar f(t) = f(t)fˉ​(t)=f(t), and f(t)∈(0,1)f(t) \in (0,1)f(t)∈(0,1), since an order isomorphism of [0,1][0,1][0,1] fixes 000 and 111.

The statement

(I) Smoothness. For every h∈HQh \in H_{\mathbb Q}h∈HQ​ there is a function u ⁣:R→Ru\colon\mathbb R\to\mathbb Ru:R→R of class C1C^1C1 (differentiable at every real point, with continuous derivative u′ ⁣:R→Ru'\colon\mathbb R\to\mathbb Ru′:R→R) such that

h(x)=u(x)for every x∈R,h(x) = u(x) \qquad\text{for every } x \in \mathbb R,h(x)=u(x)for every x∈R,

the equality taking place in R^\widehat{\mathbb R}R. In particular hhh sends every real number to a real number (never to ∞\infty∞), and the restriction h∣R ⁣:R→Rh|_{\mathbb R}\colon \mathbb R\to\mathbb Rh∣R​:R→R is C1C^1C1 on all of R\mathbb RR. The function uuu may depend on hhh.

(II) Conjugacy to FFF. There exist

  • a function c ⁣:R→Rc\colon\mathbb R\to\mathbb Rc:R→R that is strictly increasing on the open interval (0,1)(0,1)(0,1) and satisfies c((0,1))=Rc\big((0,1)\big) = \mathbb Rc((0,1))=R (so ccc restricted to (0,1)(0,1)(0,1) is a strictly increasing bijection (0,1)→R(0,1)\to\mathbb R(0,1)→R; the values of ccc outside (0,1)(0,1)(0,1) are unconstrained and play no role), and then
  • a group isomorphism φ ⁣:HQ→F\varphi\colon H_{\mathbb Q}\to Fφ:HQ​→F (a bijection with φ(h1h2)=φ(h1)φ(h2)\varphi(h_1 h_2) = \varphi(h_1)\varphi(h_2)φ(h1​h2​)=φ(h1​)φ(h2​), both group laws being composition),

such that for every h∈HQh\in H_{\mathbb Q}h∈HQ​ and every t∈(0,1)t \in (0,1)t∈(0,1),

h(c(t))=c(φ(h)‾ (t))=c(φ(h)(t)),h\big(c(t)\big) = c\big(\overline{\varphi(h)}\,(t)\big) = c\big(\varphi(h)(t)\big),h(c(t))=c(φ(h)​(t))=c(φ(h)(t)),

the equality again taking place in R^\widehat{\mathbb R}R with both sides real. Equivalently, on (0,1)(0,1)(0,1),

h∘c=c∘φ(h),i.e.φ(h)=c−1∘h∣R∘c  on (0,1),h\circ c = c\circ \varphi(h), \qquad\text{i.e.}\qquad \varphi(h) = c^{-1}\circ h|_{\mathbb R}\circ c \ \text{ on } (0,1),h∘c=c∘φ(h),i.e.φ(h)=c−1∘h∣R​∘c  on (0,1),

where c−1c^{-1}c−1 is the inverse of the bijection c∣(0,1) ⁣:(0,1)→Rc|_{(0,1)}\colon(0,1)\to\mathbb Rc∣(0,1)​:(0,1)→R.

The order of quantifiers is: ccc is chosen first, then φ\varphiφ, and the single pair (c,φ)(c,\varphi)(c,φ) works for every hhh and every ttt. Claims (I) and (II) are asserted jointly (both must hold) but do not share any witnesses.

Human review
  • Endorsed by Shuze Chen · Sep 30, 2026

    Confirmed by the moderator at approval.

  • Endorsed by dbenbenn · Sep 30, 2026

    Confirmed by the mission captain (proposal self-audit).

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