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Descent between publications is transitive

Proved
OpenSearchSafety.descends_trans

by pitimespi · Nov 1, 2026 · Mathlib 0df444a (Lean v4.33.1)

cluster-coordinationconsensuscrash-recoveryelasticsearchformal-verificationinductive-invariantleader-electionmessage-passingopensearchpaxosraftreconfigurationsafetyzen2

For every payload type V, cluster W and keys (t₁, v₁), (t₂, v₂), (t₃, v₃): if Descends W t₁ v₁ t₂ v₂ and Descends W t₂ v₂ t₃ v₃ then Descends W t₁ v₁ t₃ v₃. Nothing is assumed about W: Descends is the reflexive-transitive closure of Parent, where Parent W t v t' v' says that a publication of key (t', v') was sent with ghost parent (t, v).

Preamble
import Definitions.Def_OpenSearchSafety
open OpenSearchCoordination OpenSearchSafety
Formal statement
theorem OpenSearchSafety.descends_trans {V : Type} (W : Cluster V) (t₁ t₂ t₃ : Nat) (v₁ v₂ v₃ : Int)
    (h₁ : Descends W t₁ v₁ t₂ v₂) (h₂ : Descends W t₂ v₂ t₃ v₃) : Descends W t₁ v₁ t₃ v₃ := by sorry
Source
OpenSearch b2a54ba5c0defba3d1d20423e911d4bf920bab19: CoordinationState (the per-node handlers as transcribed by the OpenSearchCoordination mission; handleCommit lines 523-573, isPublishQuorum 156-158, invariant 601-611): https://github.com/opensearch-project/OpenSearch/blob/b2a54ba5c0defba3d1d20423e911d4bf920bab19/server/src/main/java/org/opensearch/cluster/coordination/CoordinationState.java; Coordinator (the calls into CoordinationState: handleApplyCommit lines 419-452, handlePublishRequest 454-526, startElection 583-602, abdicateTo 604-620, ensureTermAtLeast 635-641, joinLeaderInTerm 643-657, setInitialConfiguration 1101-1161, handleJoin 1267-1299, publish 1350 with the handleClientValue call at 1404, CoordinatorPublication.handlePublishResponse 1871-1876): https://github.com/opensearch-project/OpenSearch/blob/b2a54ba5c0defba3d1d20423e911d4bf920bab19/server/src/main/java/org/opensearch/cluster/coordination/Coordinator.java; ClusterBootstrapService (requirements 146-157, onFoundPeersUpdated 176-215, startBootstrap 259-273, checkRequirements 306-335): https://github.com/opensearch-project/OpenSearch/blob/b2a54ba5c0defba3d1d20423e911d4bf920bab19/server/src/main/java/org/opensearch/cluster/coordination/ClusterBootstrapService.java#L146-L335; GatewayMetaState.start (persisted state loaded and rebuilt 141-231, remote restore 169-188, synchronous and asynchronous persistence 199-207, nodes without the cluster-manager and data roles 232-255): https://github.com/opensearch-project/OpenSearch/blob/b2a54ba5c0defba3d1d20423e911d4bf920bab19/server/src/main/java/org/opensearch/gateway/GatewayMetaState.java#L126-L257; PersistedStateRegistry.addPersistedState (lines 38-41): https://github.com/opensearch-project/OpenSearch/blob/b2a54ba5c0defba3d1d20423e911d4bf920bab19/server/src/main/java/org/opensearch/cluster/coordination/PersistedStateRegistry.java#L38-L41; ElectionStrategy (DEFAULT_INSTANCE lines 46-59): https://github.com/opensearch-project/OpenSearch/blob/b2a54ba5c0defba3d1d20423e911d4bf920bab19/server/src/main/java/org/opensearch/cluster/coordination/ElectionStrategy.java#L44-L110; the randomized safety test CoordinationStateTestCluster (reboot 156-193, runRandomly 279-329, invariant 331-370): https://github.com/opensearch-project/OpenSearch/blob/b2a54ba5c0defba3d1d20423e911d4bf920bab19/test/framework/src/main/java/org/opensearch/cluster/coordination/CoordinationStateTestCluster.java and CoordinationStateTests.testSafety (lines 917-924): https://github.com/opensearch-project/OpenSearch/blob/b2a54ba5c0defba3d1d20423e911d4bf920bab19/server/src/test/java/org/opensearch/cluster/coordination/CoordinationStateTests.java#L917-L924; for comparison, Elastic's TLA+ model ZenWithTerms (HandleCommit 241-250, CommittedValuesDescendantsFromInitialValue 338-347, CommitHasQuorumVsPreviousCommittedConfiguration 349-358): https://github.com/elastic/elasticsearch-formal-models/blob/ca30663506a7e18de9d23fabbc70a369903d7c98/ZenWithTerms/tla/ZenWithTerms.tla
Read-back

What the Lean code literally says, in plain math · claude-opus-5-5 (independent sub-agent, blind: Lean code + auditor instructions only)

Read-back: OpenSearchSafety.descends_trans

Notions used

Clusters and publications. A cluster WWW (for an arbitrary payload type VVV) consists of a coordination state W.node(n)W.\mathrm{node}(n)W.node(n) for every natural number nnn and a predicate W.sentW.\mathrm{sent}W.sent on messages ("has been sent"); for an arbitrary WWW the sent messages form an arbitrary, possibly infinite, set. Among the messages are the publish requests PR(src,s,pt,pv)\mathrm{PR}(\mathit{src}, s, pt, pv)PR(src,s,pt,pv) (Lean .publishRequest src s pt pv): from node src∈N\mathit{src} \in \mathbb{N}src∈N, carrying a cluster state sss — with a term s.term∈Ns.\mathrm{term} \in \mathbb{N}s.term∈N and a version s.version∈Zs.\mathrm{version} \in \mathbb{Z}s.version∈Z, among other fields — and a ghost parent key (pt,pv)∈N×Z(pt, pv) \in \mathbb{N} \times \mathbb{Z}(pt,pv)∈N×Z. A key is a pair (t,v)∈N×Z(t, v) \in \mathbb{N} \times \mathbb{Z}(t,v)∈N×Z. No other message kind and no node state plays a role in this statement.

Parent and descent. Parent((t,v),(t′,v′))\mathrm{Parent}\big((t, v), (t', v')\big)Parent((t,v),(t′,v′)) holds iff some PR(src,s,t,v)\mathrm{PR}(\mathit{src}, s, t, v)PR(src,s,t,v) has been sent with (s.term,s.version)=(t′,v′)(s.\mathrm{term}, s.\mathrm{version}) = (t', v')(s.term,s.version)=(t′,v′): a publication of key (t′,v′)(t', v')(t′,v′) whose ghost parent is (t,v)(t, v)(t,v). Descent, Lean Descends W t v t' v', written here (t,v)⪯(t′,v′)(t, v) \preceq (t', v')(t,v)⪯(t′,v′) — the first key is the ancestor — is the least relation that contains (t,v)⪯(t,v)(t, v) \preceq (t, v)(t,v)⪯(t,v) for every key (refl) and contains (t,v)⪯(t′′,v′′)(t, v) \preceq (t'', v'')(t,v)⪯(t′′,v′′) whenever (t,v)⪯(t′,v′)(t, v) \preceq (t', v')(t,v)⪯(t′,v′) and Parent((t′,v′),(t′′,v′′))\mathrm{Parent}\big((t', v'), (t'', v'')\big)Parent((t′,v′),(t′′,v′′)) (step, which appends a parent step at the descendant end). Equivalently, (t,v)⪯(t′,v′)(t, v) \preceq (t', v')(t,v)⪯(t′,v′) iff there is a chain (t,v)=k0,k1,…,km=(t′,v′)(t, v) = k_0, k_1, \dots, k_m = (t', v')(t,v)=k0​,k1​,…,km​=(t′,v′) with m≥0m \ge 0m≥0 and Parent(ki,ki+1)\mathrm{Parent}(k_i, k_{i+1})Parent(ki​,ki+1​) for each i<mi < mi<m.

1. Declaration

Binders and hypotheses, in order:

  1. A type VVV (implicit) and a cluster WWW over VVV.
  2. Natural numbers t1,t2,t3t_1, t_2, t_3t1​,t2​,t3​ and integers v1,v2,v3v_1, v_2, v_3v1​,v2​,v3​.
  3. h₁ : (t1,v1)⪯(t2,v2)(t_1, v_1) \preceq (t_2, v_2)(t1​,v1​)⪯(t2​,v2​).
  4. h₂ : (t2,v2)⪯(t3,v3)(t_2, v_2) \preceq (t_3, v_3)(t2​,v2​)⪯(t3​,v3​).

Conclusion.

(t1,v1)⪯(t3,v3).(t_1, v_1) \preceq (t_3, v_3).(t1​,v1​)⪯(t3​,v3​).

Concatenating a parent chain from (t1,v1)(t_1, v_1)(t1​,v1​) to (t2,v2)(t_2, v_2)(t2​,v2​) with a parent chain from (t2,v2)(t_2, v_2)(t2​,v2​) to (t3,v3)(t_3, v_3)(t3​,v3​) yields a parent chain from (t1,v1)(t_1, v_1)(t1​,v1​) to (t3,v3)(t_3, v_3)(t3​,v3​).

2. What is not constrained

  • There are no parameters PPP, no invariant and no reachability hypothesis: WWW is completely arbitrary (any node states, any set of sent messages, including sets in which descent has cycles or a key has several parents).
  • The keys are arbitrary and may coincide; either chain may have length zero.
  • The hypotheses are satisfiable (for instance with three equal keys), so the statement is not vacuous; it is a general property of the reflexive–transitive closure defining Descends, and holds in every cluster.

3. Plain-language summary

In every cluster, descent between (term, version) keys is transitive: if a key descends from a second key, which descends from a third, then the first descends from the third.

Human review
  • Endorsed by Shuze Chen · Nov 1, 2026

    Confirmed by the moderator at approval.

  • Endorsed by pitimespi · Nov 1, 2026

    Confirmed by the mission captain (proposal self-audit).

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