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From the rank of the group matrix of log⁡p\log_plogp​ at one prime to Zp\mathbb{Z}_pZp​-independent semilocal logarithms of conjugates

Proved
Leopoldt.exists_linearIndependent_log_conj_of_card_sub_one_le_rank

by ebayuser · Oct 3, 2026 · Mathlib 0df444a (Lean v4.33.1)

galois-theoryiwasawa-theorynumber-theoryp-adicunits

This is the Galois-covariance step of Ax's deduction of Leopoldt's conjecture for totally real abelian fields: a rank bound for the group matrix of ppp-adic logarithms at one prime above ppp yields Zp\mathbb{Z}_pZp​-linearly independent semilocal logarithm vectors.

Let ppp be a prime and KKK a totally real number field, Galois over Q\mathbb{Q}Q with abelian Galois group GGG of order n=[K:Q]n = [K:\mathbb{Q}]n=[K:Q], so that r=rank⁡OK×=n−1r = \operatorname{rank}\mathcal{O}_K^\times = n - 1r=rankOK×​=n−1. Let ε∈OK×\varepsilon \in \mathcal{O}_K^\timesε∈OK×​ be a unit all of whose conjugates σε\sigma\varepsilonσε lie in the ball ∥x−1∥v≤∥p∥v2\|x - 1\|_v \le \|p\|_v^2∥x−1∥v​≤∥p∥v2​ at every prime v∣pv \mid pv∣p of KKK. For a unit uuu write

Λ(u)=(log⁡pu)v∣p∈∏v∣pKv\Lambda(u) = \bigl(\log_p u\bigr)_{v \mid p} \in \prod_{v \mid p} K_vΛ(u)=(logp​u)v∣p​∈v∣p∏​Kv​

for its semilocal ppp-adic logarithm vector. Fix a prime v0∣pv_0 \mid pv0​∣p and form the group matrix

A=(log⁡p(στ−1ε))σ,τ∈G∈Kv0G×G,A = \bigl(\log_p(\sigma\tau^{-1}\varepsilon)\bigr)_{\sigma,\tau \in G} \in K_{v_0}^{G \times G},A=(logp​(στ−1ε))σ,τ∈G​∈Kv0​G×G​,

all entries computed in Kv0K_{v_0}Kv0​​. The statement asserts: if rank⁡Kv0A≥n−1\operatorname{rank}_{K_{v_0}} A \ge n - 1rankKv0​​​A≥n−1, then there are rrr conjugates σ1ε,…,σrε\sigma_1\varepsilon, \dots, \sigma_r\varepsilonσ1​ε,…,σr​ε whose vectors

Λ(σ1ε),…,Λ(σrε)\Lambda(\sigma_1\varepsilon), \dots, \Lambda(\sigma_r\varepsilon)Λ(σ1​ε),…,Λ(σr​ε)

are linearly independent over Zp\mathbb{Z}_pZp​.

Proof route. Choose r=n−1r = n - 1r=n−1 rows of AAA that are linearly independent over Kv0K_{v_0}Kv0​​, indexed by σ1,…,σr\sigma_1, \dots, \sigma_rσ1​,…,σr​. For τ∈G\tau \in Gτ∈G the automorphism τ\tauτ induces an isometric isomorphism Kv0→Kτv0K_{v_0} \to K_{\tau v_0}Kv0​​→Kτv0​​ compatible with log⁡p\log_plogp​ and with the Zp\mathbb{Z}_pZp​-action, and Galois covariance of the semilocal logarithm gives log⁡p(σiε)\log_p(\sigma_i\varepsilon)logp​(σi​ε) at τv0\tau v_0τv0​ equal to τ\tauτ applied to log⁡p(τ−1σiε)\log_p(\tau^{-1}\sigma_i\varepsilon)logp​(τ−1σi​ε) at v0v_0v0​. A Zp\mathbb{Z}_pZp​-relation ∑iciΛ(σiε)=0\sum_i c_i \Lambda(\sigma_i\varepsilon) = 0∑i​ci​Λ(σi​ε)=0, read at the primes τv0\tau v_0τv0​, therefore gives ∑icilog⁡p(σiτ−1ε)=0\sum_i c_i \log_p(\sigma_i\tau^{-1}\varepsilon) = 0∑i​ci​logp​(σi​τ−1ε)=0 in Kv0K_{v_0}Kv0​​ for every τ\tauτ (here GGG abelian is used), that is, a relation among the chosen rows with coefficients in Zp⊂Kv0\mathbb{Z}_p \subset K_{v_0}Zp​⊂Kv0​​; so all ci=0c_i = 0ci​=0.

Use. Together with Leopoldt.charSum_log_ne_zero_of_brumer, Matrix.card_sub_one_le_rank_of_charSum_ne_zero and Matrix.rank_map_le, which supply the rank bound, this proves Leopoldt.exists_linearIndependent_log_conj_of_brumer, whose conclusion is the one here; by Leopoldt.leopoldtConjecture_iff_exists_linearIndependent_log_conj that conclusion is Leopoldt's conjecture for KKK.

Formalization Note. The conclusion is verbatim that of Leopoldt.exists_linearIndependent_log_conj_of_brumer. The conjugate σε\sigma\varepsilonσε is Units.map (RingOfIntegers.mapRingEquiv σ.toRingEquiv).toMonoidHom ε; Λ\LambdaΛ is PadicLog.log applied to the components of Leopoldt.diagonalUnits; nnn is Fintype.card (K ≃ₐ[ℚ] K) and n−1n - 1n−1 is truncated subtraction; the matrix is Matrix.of fun σ τ => log (... (σ * τ⁻¹) ...) with Matrix.rank over Kv0K_{v_0}Kv0​​. The Galois action on primes and completions is on the platform: Leopoldt.primesOverPerm, Leopoldt.GaloisAction.localRingEquiv and its continuity (Definitions.Def_LeopoldtGaloisAction), and the covariance theorem Leopoldt.log_diagonalUnits_conj, which is stated with RingOfIntegers.mapRingHom (σ : K →+* K) (equal to the mapRingEquiv form by ext). A proof also needs Leopoldt.units_rank_of_isTotallyReal, IsGalois.card_aut_eq_finrank, the Zp\mathbb{Z}_pZp​-linearity of a continuous ring homomorphism between completions (density of Z\mathbb{Z}Z in Zp\mathbb{Z}_pZp​, in the pattern of Leopoldt.continuous_hom_zp_eq), and the extraction of n−1n - 1n−1 independent rows from the rank (Matrix.rank_eq_finrank_span_row, exists_linearIndependent_of_le_finrank). No finite-index hypothesis on ε\varepsilonε and no form of Brumer's theorem is assumed here.

Preamble
import Definitions.Def_PadicLog

open NumberField
Formal statement
theorem Leopoldt.exists_linearIndependent_log_conj_of_card_sub_one_le_rank (p : ℕ) [Fact p.Prime]
    (K : Type*) [Field K] [NumberField K] [IsTotallyReal K] [IsGalois ℚ K]
    [IsMulCommutative (K ≃ₐ[ℚ] K)] (ε : (𝓞 K)ˣ)
    (hball : ∀ (σ : K ≃ₐ[ℚ] K) (v : Leopoldt.PrimesOver p K),
      ‖((Leopoldt.diagonalUnits p K
          (_root_.Units.map (RingOfIntegers.mapRingEquiv σ.toRingEquiv).toMonoidHom ε) v :
            v.1.adicCompletionIntegers K) : v.1.adicCompletion K) - 1‖ ≤
        ‖((p : ℕ) : v.1.adicCompletion K)‖ ^ 2)
    (v₀ : Leopoldt.PrimesOver p K)
    (hrank : Fintype.card (K ≃ₐ[ℚ] K) - 1 ≤
      (Matrix.of fun σ τ : K ≃ₐ[ℚ] K => PadicLog.log (p := p)
        ((Leopoldt.diagonalUnits p K
          (_root_.Units.map (RingOfIntegers.mapRingEquiv (σ * τ⁻¹).toRingEquiv).toMonoidHom ε) v₀ :
            v₀.1.adicCompletionIntegers K) : v₀.1.adicCompletion K)).rank) :
    ∃ s : Fin (NumberField.Units.rank K) → (K ≃ₐ[ℚ] K),
      LinearIndependent ℤ_[p] fun (i : Fin (NumberField.Units.rank K))
        (v : Leopoldt.PrimesOver p K) =>
        PadicLog.log (p := p)
          ((Leopoldt.diagonalUnits p K
            (_root_.Units.map (RingOfIntegers.mapRingEquiv (s i).toRingEquiv).toMonoidHom ε) v :
              v.1.adicCompletionIntegers K) : v.1.adicCompletion K) := by sorry
Source
J. Ax, On the units of an algebraic number field, Illinois J. Math. 9 (1965), 584-589, proof of Theorem 1' on pp. 586-587 (the group determinant at one prime above ppp and the passage to the semilocal statement by Galois covariance); R. Sharifi, Iwasawa Theory (lecture notes), https://www.math.ucla.edu/~sharifi/iwasawa.pdf, proof of Theorem 1.5.21; L. C. Washington, Introduction to Cyclotomic Fields, 2nd ed., GTM 83, Section 5.5. Stated with the rank bound rank⁡A≥∣G∣−1\operatorname{rank} A \ge |G| - 1rankA≥∣G∣−1 for A=(log⁡p(στ−1ε))σ,τA = (\log_p(\sigma\tau^{-1}\varepsilon))_{\sigma,\tau}A=(logp​(στ−1ε))σ,τ​ in Kv0K_{v_0}Kv0​​ as hypothesis and with the conclusion of `Leopoldt.exists_linearIndependent_log_conj_of_brumer`; Galois covariance is the platform theorem `Leopoldt.log_diagonalUnits_conj`.

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