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Gauge invariance of Wilson loops: tr⁡ρ(Uγg)=tr⁡ρ(Uγ)\operatorname{tr}\rho(U^g_\gamma) = \operatorname{tr}\rho(U_\gamma)trρ(Uγg​)=trρ(Uγ​) for loops inside the box

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YangMills.wilsonLoop_gaugeTransform

by korbonits · Sep 8, 2026 · Mathlib 0df444a (Lean v4.33.1)

constructive-qftgauge-theorylattice-gauge-theorymass-gapmathematical-physicsmillennium-prizeyang-mills

Wilson loops are the gauge-invariant observables of lattice gauge theory (Jaffe–Witten §4: the local observables of the quantum theory are the gauge-invariant functions of the fields; §6.5: "expectations of gauge-invariant observables").

Let g:Zd→Gg : \mathbb{Z}^d \to Gg:Zd→G be a gauge transformation, acting on a gauge field UUU of the box of radius RRR by Ug(x,μ)=g(x) U(x,μ) g(x+eμ)−1U^g(x,\mu) = g(x)\,U(x,\mu)\,g(x+e_\mu)^{-1}Ug(x,μ)=g(x)U(x,μ)g(x+eμ​)−1, let ρ:G→U(N)\rho : G\to U(N)ρ:G→U(N) be a homomorphism, and let γ\gammaγ be a dyadic loop all of whose vertices, read at scale kkk, lie in the box. Then

tr⁡ρ(Uγg)=tr⁡ρ(Uγ),\operatorname{tr}\rho\big(U^g_\gamma\big) = \operatorname{tr}\rho\big(U_\gamma\big),trρ(Uγg​)=trρ(Uγ​),

where UγU_\gammaUγ​ is the holonomy of UUU around γ\gammaγ read at scale kkk.

The holonomy of UgU^gUg along a path from xxx to yyy is g(x) Upath g(y)−1g(x)\,U_{\text{path}}\,g(y)^{-1}g(x)Upath​g(y)−1; for a closed path y=xy = xy=x and the trace is invariant under conjugation. The lemma is the first check that the definitions of pathHol, gaugeTransform and Loop fit together, and the reason the Wilson action and all correlation functions of the mission are gauge invariant.

Formalization Note No topology or measure is involved. The hypothesis that all vertices lie in the box is needed because edges outside the box carry the junk value 111, on which the gauge transformation does not act. The loop is read at scale kkk with the usual convention (unchanged data if kkk is coarser than the loop's scale); ρ\rhoρ need not be continuous or injective.

Preamble
import Definitions.Def_YangMills
import Mathlib
Formal statement
namespace YangMills
theorem wilsonLoop_gaugeTransform {d R N : ℕ} {G : Type*} [Group G]
    (ρ : G →* Matrix.unitaryGroup (Fin N) ℂ) (g : Site d → G) (U : Config d R G) (k : ℕ)
    (γ : Loop d) (hγ : γ.InBox k R) :
    wilsonLoop ρ (gaugeTransform g U) k γ = wilsonLoop ρ U k γ := by sorry
end YangMills
Source
A. Jaffe, E. Witten, Quantum Yang–Mills theory, Clay Mathematics Institute Millennium Prize Problem description (2000), https://www.claymath.org/wp-content/uploads/2022/06/yangmills.pdf, p. 6, §4 ('local quantum field operators in correspondence with the gauge-invariant local polynomials'), p. 11, §6.5 ('expectations of gauge-invariant observables'); K. G. Wilson, Phys. Rev. D 10 (1974), 2445, https://doi.org/10.1103/PhysRevD.10.2445 (gauge invariance of the loop observable tr ∏ U)
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What the Lean code literally says, in plain math · claude-fable-5-1

Read-back: YangMills.wilsonLoop_gaugeTransform

Binders and assumptions

The statement is universally quantified over all of the following (the first four are implicit arguments, inferred from the later ones):

  • d∈Nd \in \mathbb{N}d∈N, the number of lattice directions (allowed to be 000);
  • R∈NR \in \mathbb{N}R∈N, the half-width of the box (allowed to be 000);
  • N∈NN \in \mathbb{N}N∈N, the matrix size (allowed to be 000);
  • a type GGG equipped with a group structure. No topology, compactness, measurability, or any other structure on GGG is assumed, and GGG is not required to be non-trivial;
  • ρ:G→U(N)\rho : G \to \mathrm{U}(N)ρ:G→U(N), a monoid homomorphism (hence a group homomorphism) from GGG into the unitary group U(N)\mathrm{U}(N)U(N), meaning the set of N×NN \times NN×N complex matrices AAA with A∗A=IA^* A = IA∗A=I and AA∗=IA A^* = IAA∗=I (here A∗A^*A∗ is the conjugate transpose). Every such element is regarded as an N×NN\times NN×N complex matrix when a trace is taken;
  • g:Zd→Gg : \mathbb{Z}^d \to Gg:Zd→G, an arbitrary function defined on all lattice sites Zd\mathbb{Z}^dZd (not only on the box), with no constraints;
  • UUU, a configuration on the box of half-width RRR (defined below);
  • k∈Nk \in \mathbb{N}k∈N, a scale parameter;
  • γ\gammaγ, a loop in dimension ddd (defined below);
  • a hypothesis hγh_\gammahγ​ asserting that γ\gammaγ is "in the box at scale kkk" (defined below).

The custom definitions, unfolded

Sites and unit vectors. A site is an element x∈Zdx \in \mathbb{Z}^dx∈Zd, i.e. a function from the ddd directions {0,…,d−1}\{0,\dots,d-1\}{0,…,d−1} to Z\mathbb{Z}Z. For a direction μ\muμ, eμ∈Zde_\mu \in \mathbb{Z}^deμ​∈Zd is the vector with a 111 in coordinate μ\muμ and 000 elsewhere.

Box. The box is the finite set

BR={ x∈Zd  :  −R≤xμ≤R for every direction μ }.B_R = \{\, x \in \mathbb{Z}^d \;:\; -R \le x_\mu \le R \text{ for every direction } \mu \,\}.BR​={x∈Zd:−R≤xμ​≤R for every direction μ}.

(When d=0d = 0d=0, Z0\mathbb{Z}^0Z0 has exactly one point and BRB_RBR​ is that single point; when R=0R = 0R=0, B0={0}B_0 = \{0\}B0​={0}.)

Edges and box edges. An edge is a pair (x,μ)(x,\mu)(x,μ) with x∈Zdx\in\mathbb{Z}^dx∈Zd a site and μ\muμ a direction. The set of box edges is

ER={ (x,μ)  :  x∈BR and x+eμ∈BR }.E_R = \{\, (x,\mu) \;:\; x \in B_R \text{ and } x + e_\mu \in B_R \,\}.ER​={(x,μ):x∈BR​ and x+eμ​∈BR​}.

Configurations. A configuration UUU is a function U:ER→GU : E_R \to GU:ER​→G, assigning a group element to each box edge (and to nothing else).

Link value (total extension). For an arbitrary edge e=(x,μ)e=(x,\mu)e=(x,μ), not necessarily in the box,

link⁡U(x,μ)={U(x,μ)if (x,μ)∈ER,1Gotherwise.\operatorname{link}_U(x,\mu) = \begin{cases} U(x,\mu) & \text{if } (x,\mu)\in E_R,\\ 1_G & \text{otherwise.}\end{cases}linkU​(x,μ)={U(x,μ)1G​​if (x,μ)∈ER​,otherwise.​

So every edge outside ERE_RER​ carries the junk value 1G1_G1G​.

Gauge transform. For g:Zd→Gg:\mathbb{Z}^d\to Gg:Zd→G and a configuration UUU, the transformed configuration UgU^{g}Ug is the function on ERE_RER​ given by

Ug(x,μ)=g(x)⋅U(x,μ)⋅g(x+eμ)−1for (x,μ)∈ER.U^{g}(x,\mu) = g(x)\cdot U(x,\mu)\cdot g(x+e_\mu)^{-1} \qquad \text{for } (x,\mu)\in E_R.Ug(x,μ)=g(x)⋅U(x,μ)⋅g(x+eμ​)−1for (x,μ)∈ER​.

Consequently link⁡Ug(x,μ)=g(x) U(x,μ) g(x+eμ)−1\operatorname{link}_{U^g}(x,\mu) = g(x)\,U(x,\mu)\,g(x+e_\mu)^{-1}linkUg​(x,μ)=g(x)U(x,μ)g(x+eμ​)−1 when (x,μ)∈ER(x,\mu)\in E_R(x,μ)∈ER​, and link⁡Ug(x,μ)=1G\operatorname{link}_{U^g}(x,\mu) = 1_GlinkUg​(x,μ)=1G​ (not g(x)g(x+eμ)−1g(x)g(x+e_\mu)^{-1}g(x)g(x+eμ​)−1) when (x,μ)∉ER(x,\mu)\notin E_R(x,μ)∈/ER​.

Steps and step vectors. A step is a pair s=(μ,b)s=(\mu, b)s=(μ,b) with μ\muμ a direction and bbb a Boolean. Its step vector is

s⃗={eμb=true (forward),−eμb=false (backward).\vec{s} = \begin{cases} e_\mu & b = \mathrm{true} \ (\text{forward}),\\ -e_\mu & b = \mathrm{false} \ (\text{backward}).\end{cases}s={eμ​−eμ​​b=true (forward),b=false (backward).​

When d=0d = 0d=0 there are no directions and hence no steps at all.

Path vertices. Given a starting site xxx and a finite list of steps s1,…,sns_1,\dots,s_ns1​,…,sn​, put x0=xx_0 = xx0​=x and xi=xi−1+s⃗ix_{i} = x_{i-1} + \vec{s}_ixi​=xi−1​+si​. The vertex list is

pathVertices⁡(x;s1,…,sn)=[ x0,x1,…,xn−1 ],\operatorname{pathVertices}(x; s_1,\dots,s_n) = [\,x_0, x_1, \dots, x_{n-1}\,],pathVertices(x;s1​,…,sn​)=[x0​,x1​,…,xn−1​],

i.e. it has exactly nnn entries and omits the final point xnx_nxn​. For the empty step list it is the empty list.

Path holonomy. With the same notation, the holonomy is the ordered product in GGG

hol⁡U(x;s1,…,sn)=∏i=1nhi,hi={link⁡U(xi−1,μi)si=(μi,true),link⁡U(xi−1−eμi,μi)−1si=(μi,false),\operatorname{hol}_U(x; s_1,\dots,s_n) = \prod_{i=1}^{n} h_i, \qquad h_i = \begin{cases} \operatorname{link}_U(x_{i-1},\mu_i) & s_i = (\mu_i,\mathrm{true}),\\[2pt] \operatorname{link}_U(x_{i-1}-e_{\mu_i},\mu_i)^{-1} & s_i = (\mu_i,\mathrm{false}),\end{cases}holU​(x;s1​,…,sn​)=i=1∏n​hi​,hi​={linkU​(xi−1​,μi​)linkU​(xi−1​−eμi​​,μi​)−1​si​=(μi​,true),si​=(μi​,false),​

multiplied left to right (h1h2⋯hnh_1 h_2\cdots h_nh1​h2​⋯hn​; for a backward step, xi−1−eμi=xix_{i-1} - e_{\mu_i} = x_ixi−1​−eμi​​=xi​). For the empty step list the holonomy is 1G1_G1G​. Each factor is 1G1_G1G​ whenever the corresponding edge lies outside ERE_RER​.

Loops. A loop γ\gammaγ consists of

  • a natural number γ.scale\gamma.\mathrm{scale}γ.scale,
  • a base site γ.base∈Zd\gamma.\mathrm{base}\in\mathbb{Z}^dγ.base∈Zd,
  • a finite (possibly empty) list of steps γ.steps=[s1,…,sn]\gamma.\mathrm{steps} = [s_1,\dots,s_n]γ.steps=[s1​,…,sn​],
  • a proof that ∑i=1ns⃗i=0\sum_{i=1}^n \vec{s}_i = 0∑i=1n​si​=0 in Zd\mathbb{Z}^dZd (closedness). For the empty list this holds automatically, and when d=0d=0d=0 it holds automatically as well.

Nothing requires the steps to be non-empty, the vertices to be distinct, or the loop to be non-degenerate (e.g. a forward step immediately followed by the reverse step is allowed).

Refinement. For j∈Nj\in\mathbb{N}j∈N, the refined loop γ(j)\gamma^{(j)}γ(j) has scale γ.scale+j\gamma.\mathrm{scale}+jγ.scale+j, base 2j⋅γ.base2^{j}\cdot\gamma.\mathrm{base}2j⋅γ.base (scalar multiplication in Zd\mathbb{Z}^dZd), and step list obtained by replacing each step sis_isi​ by 2j2^j2j consecutive copies of itself, in order:

[ s1,…,s1⏟2j, s2,…,s2⏟2j, …, sn,…,sn⏟2j ].[\,\underbrace{s_1,\dots,s_1}_{2^j},\ \underbrace{s_2,\dots,s_2}_{2^j},\ \dots,\ \underbrace{s_n,\dots,s_n}_{2^j}\,].[2js1​,…,s1​​​, 2js2​,…,s2​​​, …, 2jsn​,…,sn​​​].

The loop at scale kkk. Define j=k−˙γ.scalej = k \mathbin{\dot{-}} \gamma.\mathrm{scale}j=k−˙​γ.scale using truncated natural-number subtraction: j=k−γ.scalej = k - \gamma.\mathrm{scale}j=k−γ.scale if k≥γ.scalek \ge \gamma.\mathrm{scale}k≥γ.scale, and j=0j = 0j=0 if k<γ.scalek < \gamma.\mathrm{scale}k<γ.scale. Then

\gamma@k=(bk, Sk):=(γ(j).base, γ(j).steps)=(2jγ.base, each step repeated 2j times).\gamma@k = \bigl(b_k,\ S_k\bigr) := \bigl(\gamma^{(j)}.\mathrm{base},\ \gamma^{(j)}.\mathrm{steps}\bigr) = \bigl(2^{j}\gamma.\mathrm{base},\ \text{each step repeated } 2^{j} \text{ times}\bigr).\gamma@k=(bk​, Sk​):=(γ(j).base, γ(j).steps)=(2jγ.base, each step repeated 2j times).

In particular, when k≤γ.scalek \le \gamma.\mathrm{scale}k≤γ.scale (including k<γ.scalek < \gamma.\mathrm{scale}k<γ.scale) one has j=0j=0j=0, and \gamma@k\gamma@k\gamma@k is just (γ.base,γ.steps)(\gamma.\mathrm{base},\gamma.\mathrm{steps})(γ.base,γ.steps) unchanged: there is no coarsening, and the scale kkk plays no role.

Vertices at scale kkk. verticesAt⁡(γ,k)=pathVertices⁡(bk;Sk)\operatorname{verticesAt}(\gamma,k) = \operatorname{pathVertices}(b_k; S_k)verticesAt(γ,k)=pathVertices(bk​;Sk​), the list [x0,…,xm−1][x_0,\dots,x_{m-1}][x0​,…,xm−1​] with x0=bkx_0 = b_kx0​=bk​, m=2jnm = 2^j nm=2jn the length of SkS_kSk​, and final point xmx_mxm​ omitted. (By closedness of γ\gammaγ, ∑Sk=2j∑is⃗i=0\sum S_k = 2^j\sum_i \vec s_i = 0∑Sk​=2j∑i​si​=0, so xm=x0x_m = x_0xm​=x0​.)

In-box hypothesis. hγh_\gammahγ​ asserts

γ.InBox(k,R)  :⟺  ∀ x∈verticesAt⁡(γ,k), x∈BR,\gamma.\mathrm{InBox}(k,R) \;:\Longleftrightarrow\; \forall\, x \in \operatorname{verticesAt}(\gamma,k),\ x\in B_R,γ.InBox(k,R):⟺∀x∈verticesAt(γ,k), x∈BR​,

i.e. every one of the listed vertices x0,…,xm−1x_0,\dots,x_{m-1}x0​,…,xm−1​ of the scale-kkk version of γ\gammaγ has all coordinates in [−R,R][-R,R][−R,R]. This is a condition on the listed vertices only; it says nothing directly about edges being in ERE_RER​. If γ.steps\gamma.\mathrm{steps}γ.steps is empty, the vertex list is empty and hγh_\gammahγ​ holds vacuously for every kkk and RRR.

Wilson loop. For a configuration UUU, scale kkk and loop γ\gammaγ,

Wρ(U,k,γ)=tr⁡(ρ(hol⁡U(bk;Sk)))∈C,W_\rho(U,k,\gamma) = \operatorname{tr}\Bigl( \rho\bigl(\operatorname{hol}_U(b_k; S_k)\bigr) \Bigr) \in \mathbb{C},Wρ​(U,k,γ)=tr(ρ(holU​(bk​;Sk​)))∈C,

the trace (sum of the NNN diagonal entries) of the N×NN\times NN×N complex unitary matrix ρ\rhoρ of the holonomy of the scale-kkk path (bk,Sk)(b_k,S_k)(bk​,Sk​) with respect to the link values of UUU.

The assertion

Under all the binders and the hypothesis hγh_\gammahγ​ above, the theorem asserts the equality of complex numbers

  Wρ(Ug,k,γ)  =  Wρ(U,k,γ)  \boxed{\; W_\rho\bigl(U^{g},k,\gamma\bigr) \;=\; W_\rho\bigl(U,k,\gamma\bigr) \;}Wρ​(Ug,k,γ)=Wρ​(U,k,γ)​

that is,

tr⁡(ρ(hol⁡Ug(bk;Sk)))=tr⁡(ρ(hol⁡U(bk;Sk))),\operatorname{tr}\Bigl(\rho\bigl(\operatorname{hol}_{U^{g}}(b_k;S_k)\bigr)\Bigr) = \operatorname{tr}\Bigl(\rho\bigl(\operatorname{hol}_{U}(b_k;S_k)\bigr)\Bigr),tr(ρ(holUg​(bk​;Sk​)))=tr(ρ(holU​(bk​;Sk​))),

where hol⁡Ug\operatorname{hol}_{U^g}holUg​ is computed with the link values link⁡Ug(x,μ)=g(x)U(x,μ)g(x+eμ)−1\operatorname{link}_{U^g}(x,\mu) = g(x)U(x,\mu)g(x+e_\mu)^{-1}linkUg​(x,μ)=g(x)U(x,μ)g(x+eμ​)−1 on box edges and 1G1_G1G​ off the box, and hol⁡U\operatorname{hol}_UholU​ with link⁡U(x,μ)=U(x,μ)\operatorname{link}_U(x,\mu) = U(x,\mu)linkU​(x,μ)=U(x,μ) on box edges and 1G1_G1G​ off the box.

It is an equality of traces only; it does not assert equality of the holonomies in GGG, nor of the matrices ρ(⋅)\rho(\cdot)ρ(⋅), nor any conjugacy relation between them.

Degenerate cases included by the quantifiers

  • N=0N = 0N=0: all matrices are 0×00\times 00×0, every trace is 0∈C0\in\mathbb{C}0∈C, and both sides are 000 regardless of anything else.
  • Empty step list: SkS_kSk​ is empty, both holonomies are 1G1_G1G​, ρ(1G)=IN\rho(1_G) = I_Nρ(1G​)=IN​, and both sides equal tr⁡(IN)=N\operatorname{tr}(I_N) = Ntr(IN​)=N; the hypothesis hγh_\gammahγ​ is vacuous in this case.
  • d=0d = 0d=0: there are no directions, so the only loops have empty step lists, and the previous case applies; BRB_RBR​ is a single point.
  • k<γ.scalek < \gamma.\mathrm{scale}k<γ.scale: by truncated subtraction j=0j = 0j=0, and the theorem concerns γ\gammaγ itself (base and steps unchanged), with hγh_\gammahγ​ requiring the unrefined vertices to lie in BRB_RBR​.
  • Off-box edges: any step of SkS_kSk​ whose associated edge (as specified in the holonomy formula) is not in ERE_RER​ contributes the factor 1G1_G1G​ (or 1G−1=1G1_G^{-1}=1_G1G−1​=1G​) to both holonomies, irrespective of ggg.
  • R=0R = 0R=0: B0={0}B_0 = \{0\}B0​={0} and E0=∅E_0 = \varnothingE0​=∅ (since 0+eμ∉B00 + e_\mu \notin B_00+eμ​∈/B0​ for every μ\muμ), so UUU is the unique function on the empty set, every link value is 1G1_G1G​, and hγh_\gammahγ​ requires every listed vertex to be 000.
  • GGG trivial or ρ\rhoρ trivial: allowed; no non-degeneracy of GGG, ggg, ρ\rhoρ or UUU is assumed.

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