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The glued vector field of a plug gluing has C¹ short-time flow maps near every seam point in the interior

Proved
AnosovPlugs.plugGluing_localSteps_seam

by ebayuser · Oct 4, 2026 · Mathlib 0df444a (Lean v4.33.1)

3-manifoldsanosov-flowsdynamical-systemshyperbolic-dynamics

Let (U,X)(U,X)(U,X) and (V,Y)(V,Y)(V,Y) be plugs: compact Hausdorff smooth 3-manifolds with boundary carrying nonsingular C¹ vector fields transverse to the boundary. Let Tout⊆∂outUT^{out}\subseteq\partial^{out}UTout⊆∂outU and Tin⊆∂inVT^{in}\subseteq\partial^{in}VTin⊆∂inV be unions of connected components of the exit and entrance boundaries, and let φ:Tout→Tin\varphi:T^{out}\to T^{in}φ:Tout→Tin be a C¹ diffeomorphism (the mission's IsBoundaryDiffeo). Let (W,Z,iU,iV)(W,Z,i_U,i_V)(W,Z,iU​,iV​) be a plug gluing (the mission's IsPlugGluing): WWW is a compact Hausdorff smooth 3-manifold with boundary, iU:U→Wi_U:U\to WiU​:U→W and iV:V→Wi_V:V\to WiV​:V→W are C¹ embeddings with injective derivatives whose images cover WWW and meet exactly along the seam iU(x)=iV(φ(x))i_U(x)=i_V(\varphi(x))iU​(x)=iV​(φ(x)), x∈Toutx\in T^{out}x∈Tout, and ZZZ is the vector field on WWW with Z∘iU=DiU∘XZ\circ i_U=Di_U\circ XZ∘iU​=DiU​∘X and Z∘iV=DiV∘YZ\circ i_V=Di_V\circ YZ∘iV​=DiV​∘Y. The field ZZZ is not assumed to be C¹. An integral curve of a vector field FFF on a manifold NNN on a set of times S⊆RS\subseteq\mathbb RS⊆R is a curve γ:R→N\gamma:\mathbb R\to Nγ:R→N whose derivative within SSS at every u∈Su\in Su∈S is F(γ(u))F(\gamma(u))F(γ(u)) (Mathlib's IsMIntegralCurveOn; at the endpoints of an interval the derivative is one-sided). We write [0,t][0,t][0,t] for the closed interval between 000 and ttt, in either order (Mathlib's uIcc 0 t). A vector field FFF on a 3-manifold NNN has local C¹ step maps at a point ppp if there are ε>0\varepsilon>0ε>0 and an open neighbourhood OOO of ppp such that for every hhh with ∣h∣≤ε|h|\le\varepsilon∣h∣≤ε there is a map fh:N→Nf_h:N\to Nfh​:N→N of class C¹ on OOO with this property: every y∈Oy\in Oy∈O is the starting point of an integral curve η\etaη of FFF on [0,h][0,h][0,h] with η(h)=fh(y)\eta(h)=f_h(y)η(h)=fh​(y). Then at every seam point that is an interior point of WWW the glued field has local C¹ step maps:

∀x∈Tout:iU(x)∈int⁡W ⟹ Z has local C1 step maps at iU(x).\forall x\in T^{out}:\quad i_U(x)\in\operatorname{int}W\ \Longrightarrow\ Z \text{ has local } C^1 \text{ step maps at } i_U(x).∀x∈Tout:iU​(x)∈intW ⟹ Z has local C1 step maps at iU​(x).

In words: the short-time flow maps of ZZZ are C¹ near a seam point, although ZZZ is only continuous: on each side of the seam its flow is conjugate to the C¹ flow of XXX or YYY. The expected proof is a flow box. Write ϕτX(s)\phi^X_\tau(s)ϕτX​(s) for the point at time τ\tauτ of the integral curve of XXX through sss; for s∈Touts\in T^{out}s∈Tout near xxx and −δ≤τ≤0-\delta\le\tau\le0−δ≤τ≤0 it exists, stays in UUU and is unique. Define ϕτY(s′)\phi^Y_\tau(s')ϕτY​(s′) in the same way for s′∈Tins'\in T^{in}s′∈Tin and 0≤τ≤δ0\le\tau\le\delta0≤τ≤δ. For boundary points s∈Touts\in T^{out}s∈Tout near xxx put Θ(s,τ)=iU(ϕτX(s))\Theta(s,\tau)=i_U(\phi^X_\tau(s))Θ(s,τ)=iU​(ϕτX​(s)) for τ≤0\tau\le0τ≤0 and Θ(s,τ)=iV(ϕτY(φ(s)))\Theta(s,\tau)=i_V(\phi^Y_\tau(\varphi(s)))Θ(s,τ)=iV​(ϕτY​(φ(s))) for τ≥0\tau\ge0τ≥0. The two formulas agree for τ=0\tau=0τ=0 because iU=iV∘φi_U=i_V\circ\varphiiU​=iV​∘φ on ToutT^{out}Tout. Their derivatives agree there: along ToutT^{out}Tout for the same reason, and in the direction of τ\tauτ because DiU(X)=Z=DiV(Y)Di_U(X)=Z=Di_V(Y)DiU​(X)=Z=DiV​(Y) at seam points. So Θ\ThetaΘ is C¹, and by the inverse function theorem it is a C¹ diffeomorphism from a neighbourhood of (x,0)(x,0)(x,0) onto a neighbourhood of iU(x)i_U(x)iU​(x). In these coordinates the integral curves of ZZZ are the lines τ↦(s,τ)\tau\mapsto(s,\tau)τ↦(s,τ), and the step map is the translation fh=Θ∘(τ↦τ+h)∘Θ−1f_h=\Theta\circ(\tau\mapsto\tau+h)\circ\Theta^{-1}fh​=Θ∘(τ↦τ+h)∘Θ−1. It is a step of the mission's proof of the C¹ regularity that the proof of Proposition 1.1 (Section 3.1 of arXiv v1, p. 14) takes for granted. The statement is the part of the C¹ regularity of the flow of ZZZ that concerns the seam; the paper does not state it (footnote 2, attached to the statement of Proposition 1.1 on p. 2, states without proof that WWW has a differentiable structure, compatible with those of UUU and VVV, for which ZZZ is a differentiable vector field).

Formalization Note The hypothesis that iU(x)i_U(x)iU​(x) is an interior point of WWW is expected to hold for every x∈Toutx\in T^{out}x∈Tout; it is assumed because a proof of it is not in the mission. For points of complete orbits it follows from plugGluing_transverse_boundary and normalCoord_nonneg_of_hasMFDerivWithinAt. The expected proof uses facts that Mathlib (at the pinned version) does not have: a flow of a C¹ field up to the boundary (through a C¹ extension of the field across the boundary in a chart), and the fact that a map that is C¹ on two closed half-spaces, with equal values and derivatives on the common plane, is C¹. It also uses that ToutT^{out}Tout is open in ∂U\partial U∂U (a union of components of the open subset ∂outU\partial^{out}U∂outU of the surface ∂U\partial U∂U). The plugs are not assumed hyperbolic.

Preamble
import Mathlib
import Definitions.Def_AnosovPlugs_Gluing

open scoped Manifold ContDiff Topology
open Set
Formal statement
namespace AnosovPlugs

theorem plugGluing_localSteps_seam
    {U : Type} [TopologicalSpace U] [ChartedSpace (EuclideanHalfSpace 3) U]
    [IsManifold I3 ∞ U] [T2Space U] [CompactSpace U]
    {V : Type} [TopologicalSpace V] [ChartedSpace (EuclideanHalfSpace 3) V]
    [IsManifold I3 ∞ V] [T2Space V] [CompactSpace V]
    {W : Type} [TopologicalSpace W] [ChartedSpace (EuclideanHalfSpace 3) W]
    [IsManifold I3 ∞ W] [T2Space W] [CompactSpace W]
    (X : (x : U) → TangentSpace I3 x) (Y : (y : V) → TangentSpace I3 y)
    (hX : IsPlug X) (hY : IsPlug Y)
    (Tout : Set U) (Tin : Set V) (hTout : IsUnionOfComponents Tout (outBoundary X))
    (hTin : IsUnionOfComponents Tin (inBoundary Y)) (φ : U → V)
    (hφ : IsBoundaryDiffeo φ Tout Tin)
    (Z : (w : W) → TangentSpace I3 w) (iU : U → W) (iV : V → W)
    (hglue : IsPlugGluing X Y Tout φ Z iU iV) :
    ∀ x ∈ Tout, I3.IsInteriorPoint (iU x) →
      ∃ ε > (0 : ℝ), ∃ O : Set W, IsOpen O ∧ iU x ∈ O ∧ ∀ h : ℝ, |h| ≤ ε → ∃ f : W → W,
        ContMDiffOn I3 I3 1 f O ∧
        ∀ y ∈ O, ∃ η : ℝ → W, η 0 = y ∧ IsMIntegralCurveOn η Z (uIcc 0 h) ∧ η h = f y := by sorry

end AnosovPlugs
Source
F. Béguin, C. Bonatti, B. Yu, *Building Anosov flows on 3-manifolds*, Geom. Topol. 21 (2017) 1837–1930, https://doi.org/10.2140/gt.2017.21.1837 (arXiv:1408.3951v1). Used tacitly in footnote 2 and in the proof of Proposition 1.1 (arXiv v1 Section 3.1); a flow-box argument at the seam. Mission notions: IsPlugGluing, IsPlug, IsBoundaryDiffeo, IsUnionOfComponents, outBoundary, inBoundary; Mathlib notions: IsMIntegralCurveOn, ModelWithCorners.IsInteriorPoint.

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