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Slow escape segment near the subcritical saddle-centers

Proved
BirkhoffGlobalSection.saddle_center_slow_escape_segment

by caleb · Oct 1, 2026 · Mathlib 0df444a (Lean v4.33.1)

dynamical-systemssymplectic-geometry

Let U⊂R4U \subset \mathbb{R}^4U⊂R4 be any open neighborhood of both s±=(±12,0,0,0)s_\pm = (\pm \tfrac12, 0, 0, 0)s±​=(±21​,0,0,0), and prescribe L>0L > 0L>0. There are an open neighborhood V⊂UV \subset UV⊂U of both saddle-centers and constants ε,η>0\varepsilon, \eta > 0ε,η>0 such that, for

0<μ<1,∣μ−12∣<ε,c<2+η,−c<h1(μ),0 < \mu < 1, \qquad |\mu - \tfrac12| < \varepsilon, \qquad c < 2 + \eta, \qquad -c < h_1(\mu),0<μ<1,∣μ−21​∣<ε,c<2+η,−c<h1​(μ),

every closed solution xxx of the Levi--Civita Hamiltonian on the selected left component meeting VVV contains a full length-LLL time interval inside UUU:

x(R)∩V≠∅⟹∃a∈R, x([a,a+L])⊂U.x(\mathbb{R}) \cap V \ne \varnothing \quad\Longrightarrow\quad \exists a \in \mathbb{R},\ x([a, a+L]) \subset U.x(R)∩V=∅⟹∃a∈R, x([a,a+L])⊂U.

Here μ\muμ is the mass ratio, c=−hc = -hc=−h is the energy parameter, −c<h1(μ)-c < h_1(\mu)−c<h1​(μ) says the energy lies below the first critical value, and the period of xxx need not be minimal.

This is the slow-escape half of the arbitrarily-long-residence statement: trajectories entering the shrunken neighborhood take an arbitrarily long prescribed time to leave the original one, because the vector field is arbitrarily slow near the saddle-centers. The complementary period bound (no short closed orbits) is a separate obligation.

Formalization Note This is the U2U_2U2​ residence-segment paragraph of the proof of Theorem 1.8, specialized to the subcritical side and expressed in Levi--Civita coordinates. No lower bound on the period is asserted here.

Preamble
import Definitions.Def_BirkhoffGlobalSection_DynamicalConvexity
Formal statement
namespace BirkhoffGlobalSection

/-- Slow escape near the two saddle-centers: after shrinking a neighborhood
and the parameter strip, every subcritical periodic orbit meeting the smaller
neighborhood contains a prescribed-length time interval inside the original
one. This isolates the `U₂` residence-segment paragraph of Liu--Salomao,
Section 7, from the period-bound argument. -/
theorem saddle_center_slow_escape_segment
    (U : Set Phase) (hU : IsOpen U)
    (hplus : (![1 / 2, 0, 0, 0] : Phase) ∈ U)
    (hminus : (![-(1 / 2), 0, 0, 0] : Phase) ∈ U)
    (L : ℝ) (hL : 0 < L) :
    ∃ V : Set Phase, IsOpen V ∧ V ⊆ U ∧
      (![1 / 2, 0, 0, 0] : Phase) ∈ V ∧ (![-(1 / 2), 0, 0, 0] : Phase) ∈ V ∧
      ∃ ε η : ℝ, 0 < ε ∧ 0 < η ∧
        ∀ μ c : ℝ, 0 < μ → μ < 1 →
          |μ - 1 / 2| < ε → c < 2 + η → belowFirstCriticalValue μ c →
          ∀ (x : ℝ → Phase) (T : ℝ),
            IsPeriodicHamiltonianSolutionIn (leviCivitaHamiltonian μ c)
              (leftEnergyComponent μ c) x T →
            (∃ t : ℝ, x t ∈ V) →
            ∃ a : ℝ, ∀ t ∈ Set.Icc a (a + L), x t ∈ U := by sorry

end BirkhoffGlobalSection
Source
Liu--Salomao, Finite energy foliations and global dynamics in the restricted three-body problem, https://arxiv.org/html/2506.17867v2#S7. Proof of Theorem 1.8, paragraphs choosing U2U_2U2​ and asserting arbitrarily large residence time inside the original neighborhood; Section 6.1 saddle-center description; Section 10 subcritical application. Neighborhood-refinement formulation in Levi--Civita coordinates.

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