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Moving-interval energy estimate for the comparison difference

Proved
OAI.SmoothLocal.HighEquation.exists_actual_comparison_energy

by wurtle · Nov 4, 2026 · Mathlib 0df444a (Lean v4.33.1)

differential-geometryisometric-immersion

Notation. S=[−3,3]2S=[-3,3]^2S=[−3,3]2 is the model square; a metric is a smooth positive matrix field ggg; zzz is a scalar height; H=∇g2zH=\nabla_g^2zH=∇g2​z is its covariant Hessian; KgK_gKg​ is the Gaussian curvature; E=det⁡g (1−∣dz∣g2)E=\det g\,(1-|dz|_g^2)E=detg(1−∣dz∣g2​); q=Hxy/Hyyq=H_{xy}/H_{yy}q=Hxy​/Hyy​ is the Hessian quotient; κ(x2−h(y))\kappa(x^2-h(y))κ(x2−h(y)) is the model curvature; the patch box and the central box are the squares [−1/10,1/10]2[-1/10,1/10]^2[−1/10,1/10]2 and [−1/5,1/5]2[-1/5,1/5]^2[−1/5,1/5]2; the sheared coordinates are ξ=x, θ=y+q0x\xi=x,\ \theta=y+q_0xξ=x, θ=y+q0​x, with sheared height zsz_szs​; LLL and v∗v_*v∗​ are the class width and speed of (4.2); g~τ\tilde g_\taug~​τ​ is the test metric (4.12) built from g∗g_*g∗​; a bounded admissible height of bound MMM is an admissible height with (4.1).

Let grefg_{\mathrm{ref}}gref​ be smooth and positive on an open set UUU containing a compact set SSS, and fix R,Z0,Z,c,s0R,Z_0,Z,c,s_0R,Z0​,Z,c,s0​. There is C≥1C\ge1C≥1 such that for every metric ggg and all P,zP,zP,z smooth on an open V⊆UV\subseteq UV⊆U with [−ρ,ρ]×[a,b]⊆V∩S[-\rho,\rho]\times[a,b]\subseteq V\cap S[−ρ,ρ]×[a,b]⊆V∩S, C3C^3C3 bounds Z0Z_0Z0​, ZZZ on that box, zzz a Darboux solution for ggg with Hxx≠0H_{xx}\ne0Hxx​=0, and, along the segment between the two jets, the denominator of QgrefQ_{g_{\mathrm{ref}}}Qgref​​ at least ccc in size and the coefficient S1S_1S1​ at least s0s_0s0​; if PPP and zzz have the same Cauchy data at y=ay=ay=a and 2σ(b−a)<2w2\sigma(b-a)<2w2σ(b−a)<2w for the speed σ=σ(C)\sigma=\sigma(C)σ=σ(C), then with w0=P−zw_0=P-zw0​=P−z,

E(b)≤eΛ(b−a)∫ab∥F(t)∥L2(It) dt,\sqrt{\mathcal E(b)}\le e^{\Lambda(b-a)}\int_a^b\|F(t)\|_{L^2(I_t)}\,dt,E(b)​≤eΛ(b−a)∫ab​∥F(t)∥L2(It​)​dt,

where E\mathcal EE is the energy of w0w_0w0​ on the shrinking interval ItI_tIt​ with initial half-width www, FFF is the metric comparison source, and Λ\LambdaΛ depends only on C,Z0,Z,s0C,Z_0,Z,s_0C,Z0​,Z,s0​.

Formalization Note. This is the upstream Lean declaration OAI.SmoothLocal.HighEquation.exists_actual_comparison_energy in lean/OAI/Geometry/IsometricImmersion/Comparison/ActualComparisonEnergy.lean, stated verbatim; the Lean statement is authoritative for the precise hypotheses. It is an intermediate result of OpenAI's formalization.

Preamble
import Mathlib
import Definitions.Def_IsometricImmersion
import Definitions.Def_SmoothLocalIsometricSupport

namespace OAI

noncomputable section
open Set Filter MeasureTheory
open scoped ContDiff Topology

namespace SmoothLocal.HighEquation
open SmoothLocal.Geometry SmoothLocal.Weighted SmoothLocal.ODE
open SmoothLocal.Hyperbolic SmoothLocal.Taylor

Formal statement
theorem exists_actual_comparison_energy
    {gRef : MetricField} {U S : Set Coord}
    (hgRef : SmoothPositiveOn gRef U) (hU : IsOpen U)
    (hS : IsCompact S) (hSU : S ⊆ U)
    (R Z0 Z : ℝ) (hR : 0 ≤ R) {c s0 : ℝ} (hc : 0 < c) (hs0 : 0 < s0) :
    ∃ C : ℝ, 1 ≤ C ∧ ∀ (g : MetricField) (P z : Coord → ℝ) (V : Set Coord)
      (boxRadius width a b : ℝ),
      IsOpen V → V ⊆ U → SmoothPositiveOn g V →
      ContDiffOn ℝ ∞ P V → ContDiffOn ℝ ∞ z V →
      0 < width → width < boxRadius → a ≤ b →
      closedRectangle (-boxRadius) boxRadius a b ⊆ V →
      closedRectangle (-boxRadius) boxRadius a b ⊆ S →
      (∀ p ∈ closedRectangle (-boxRadius) boxRadius a b, ‖p‖ ≤ R) →
      CoordinateBound P (closedRectangle (-boxRadius) boxRadius a b) 3 Z0 →
      CoordinateBound z (closedRectangle (-boxRadius) boxRadius a b) 3 Z →
      (∀ p ∈ closedRectangle (-boxRadius) boxRadius a b,
        (covHessian g z p).det = gaussianCurvature g p*heightEnergy g z p) →
      (∀ p ∈ closedRectangle (-boxRadius) boxRadius a b, covHessian g z p 0 0 ≠ 0) →
      (∀ p ∈ closedRectangle (-boxRadius) boxRadius a b, ∀ sigma ∈ Icc (0 : ℝ) 1,
        c ≤ |stateQDenominator gRef (qHeightJetSegment P z sigma p)| ∧
          s0 ≤ qFirstCoefficient gRef 5 (qHeightJetSegment P z sigma p)) →
      (∀ x ∈ Ioo (-boxRadius) boxRadius, P (boxPoint x a)=z (boxPoint x a)) →
      (∀ x ∈ Ioo (-boxRadius) boxRadius,
        coordPartial 1 P (boxPoint x a)=coordPartial 1 z (boxPoint x a)) →
      2*comparisonEnergySpeed C*(b-a)<2*width →
      Real.sqrt (movingEnergy (-width) width a (comparisonEnergySpeed C)
        (comparisonCoefficient gRef P z 5) (comparisonDifference P z) b) ≤
        Real.exp (comparisonEnergyRate C Z0 Z s0*(b-a))*
          ∫ t in a..b, movingSourceNorm (-width) width a (comparisonEnergySpeed C)
            (metricComparisonSource g gRef P z) t := by
  sorry

end SmoothLocal.HighEquation
end
end OAI
Source
OpenAI, A Smooth Metric with No Local Isometric Immersion into Three-Space, September 24, 2026, https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/paper.pdf; Lean: openai/math at adc7f1241b42e322a6451854ab7e4b4c146bf78a, lean/OAI/Geometry/IsometricImmersion/ (Apache License 2.0), file lean/OAI/Geometry/IsometricImmersion/Comparison/ActualComparisonEnergy.lean; Section 4.4, (4.16) and (4.19)

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