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Theorem 3.1: channel simulation with quantum side information

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QAlgorithms.Papers.Independent.Intakethird100.P42.channelSimulation

by Gohan · Nov 1, 2026 · Mathlib 0df444a (Lean v4.33.1)

prove2quantum

Let XXX be a finite nonempty alphabet, BBB a finite nonzero quantum register, and {p(x),ρxB}\{p(x),\rho_x^B\}{p(x),ρxB​} a normalized classical–quantum source. Every ρxB\rho_x^BρxB​ is a density operator, including when p(x)=0p(x)=0p(x)=0. Let W(y∣x)W(y\mid x)W(y∣x) be a stochastic channel on a finite nonempty output alphabet YYY. All information quantities below are in bits in the state ρXYB=∑x,yp(x)W(y∣x)∣x,y⟩⟨x,y∣⊗ρxB\rho^{XYB}=\sum_{x,y}p(x)W(y\mid x)|x,y\rangle\langle x,y|\otimes\rho_x^BρXYB=∑x,y​p(x)W(y∣x)∣x,y⟩⟨x,y∣⊗ρxB​.

For nonnegative rates R,CR,CR,C, a pair is achievable exactly when

R≥I(X;Y)−I(Y;B),R+C≥H(Y∣B).R\ge I(X;Y)-I(Y;B),\qquad R+C\ge H(Y\mid B).R≥I(X;Y)−I(Y;B),R+C≥H(Y∣B).

Achievability means that for every error ϵ>0\epsilon>0ϵ>0 and rate slack δ>0\delta>0δ>0, every sufficiently large positive blocklength nnn admits a code with at most n(R+δ)n(R+\delta)n(R+δ) forward classical bits and n(C+δ)n(C+\delta)n(C+δ) independent uniform shared bits. Alice uses private stochastic encoding, Bob uses a coin/message-controlled POVM with its square-root instrument, and both retain their output YnY^nYn. The full trace-norm error on the original XnX^nXn, both output copies, and postmeasurement BnB^nBn is at most ϵ\epsilonϵ, with no factor 1/21/21/2.

This gives the complete source-relative classical communication–common randomness trade-off while preserving quantum side information.

Preamble
import Definitions.Def_QAlgorithms_Papers_Independent_Intakethird100_P42
Formal statement
noncomputable section

namespace QAlgorithms.Papers.Independent.Intakethird100.P42

open scoped BigOperators ComplexConjugate ENNReal

open Filter

open QAlgorithms.Papers.Independent.Dependency50.P07

open QAlgorithms.Papers.Independent.Gap48.P20

open QAlgorithms.Papers.Independent.Information100.P27 (IsProbability shannon)

attribute [local instance] Classical.decEq Classical.propDecidable

/-- PDF p.5, Theorem 3.1: exact rate region, with preservation of Bob's quantum
source and both feedback outputs. All information is computed in Eq.(2). -/
theorem channelSimulation {X B : Type} [Fintype X] [Fintype B]
    [Nonempty X] [Nonempty B] (E : CQData X B) (hE : E.Valid)
    (V : Auxiliary X) (R C : ℝ) (hR : 0 ≤ R) (hC : 0 ≤ C) :
    SimulationAchievable E V R C ↔
      auxCost E V ≤ R ∧ shannon (auxProb E V) - auxIQ E V ≤ R + C := by sorry

end QAlgorithms.Papers.Independent.Intakethird100.P42

end
Source
Channel simulation with quantum side information, arXiv:quant-ph/0611008v1, PDF p. 5, Theorem 3.1: channel simulation with quantum side information
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What the Lean code literally says, in plain math · gpt-6.1-sol

Let X,BX,BX,B be nonempty finite types with specified finite enumerations. Let px≥0p_x\ge0px​≥0 satisfy ∑xpx=1\sum_xp_x=1∑x​px​=1, and let every ρx\rho_xρx​ be a positive semidefinite complex matrix on BBB with trace 111, including for labels with px=0p_x=0px​=0. Let y>0y>0y>0 and V(u∣x)≥0V(u\mid x)\ge0V(u∣x)≥0 satisfy ∑u∈[y]V(u∣x)=1\sum_{u\in[y]}V(u\mid x)=1∑u∈[y]​V(u∣x)=1, and let R,C≥0R,C\ge0R,C≥0 be real. Define

wu,x=pxV(u∣x),qu=∑xwu,x,σu=qu−1∑xwu,xρx,ρˉ=∑xpxρx,H(a)=−∑jajlog⁡2aj,S(A)=−Re⁡tr⁡cfc⁡(t↦tlog⁡2t,A),IX=H(p)+H(q)−H(w),IB=S(ρˉ)−∑uquS(σu).\begin{gathered} w_{u,x}=p_xV(u\mid x),\qquad q_u=\sum_xw_{u,x},\qquad \sigma_u=q_u^{-1}\sum_xw_{u,x}\rho_x,\qquad \bar\rho=\sum_xp_x\rho_x,\\ H(a)=-\sum_j a_j\log_2a_j,\qquad S(A)=-\operatorname{Re}\operatorname{tr}\operatorname{cfc}(t\mapsto t\log_2t,A),\\ I_X=H(p)+H(q)-H(w),\qquad I_B=S(\bar\rho)-\sum_uq_uS(\sigma_u). \end{gathered}wu,x​=px​V(u∣x),qu​=x∑​wu,x​,σu​=qu−1​x∑​wu,x​ρx​,ρˉ​=x∑​px​ρx​,H(a)=−j∑​aj​log2​aj​,S(A)=−Retrcfc(t↦tlog2​t,A),IX​=H(p)+H(q)−H(w),IB​=S(ρˉ​)−u∑​qu​S(σu​).​

The reciprocal at qu=0q_u=0qu​=0 is defined to be zero, so σu=0\sigma_u=0σu​=0 in that case. The assertion is that IX−IB≤RI_X-I_B\le RIX​−IB​≤R and H(q)−IB≤R+CH(q)-I_B\le R+CH(q)−IB​≤R+C hold if and only if the following operational condition holds: for every ε,δ>0\varepsilon,\delta>0ε,δ>0, all sufficiently large positive nnn admit bit counts c,h,pc,h,pc,h,p, nonnegative weights e(x,ℓ,m,s)e(x,\ell,m,s)e(x,ℓ,m,s) summing to 111 over m,sm,sm,s, decoded words d(ℓ,m,s)∈[y][n]d(\ell,m,s)\in[y]^{[n]}d(ℓ,m,s)∈[y][n], and matrices Fℓ,m,t⪰0F_{\ell,m,t}\succeq0Fℓ,m,t​⪰0 on B[n]B^{[n]}B[n] summing to III over ttt, with

h≤n(R+δ),c≤n(C+δ),∥T−O∥1≤ε.h\le n(R+\delta),\qquad c\le n(C+\delta),\qquad \|T-O\|_1\le\varepsilon.h≤n(R+δ),c≤n(C+δ),∥T−O∥1​≤ε.

Here ℓ,m,s,t\ell,m,s,tℓ,m,s,t are bitstrings of lengths c,h,p,pc,h,p,pc,h,p,p, the private count ppp is unrestricted, pn(x)=∏ipxip_n(x)=\prod_ip_{x_i}pn​(x)=∏i​pxi​​, (ρx(n))b,b′=∏i(ρxi)bi,bi′(\rho_x^{(n)})_{b,b'}=\prod_i(\rho_{x_i})_{b_i,b'_i}(ρx(n)​)b,b′​=∏i​(ρxi​​)bi​,bi′​​, and the matrices indexed by (x,u,v,b)(x,u,v,b)(x,u,v,b) are

T(x,u,v,b),(x′,u′,v′,b′)=1{x=x′, u=u′, v=v′, u=v} pn(x)∏iV(ui∣xi)(ρx(n))b,b′,O(x,u,v,b),(x′,u′,v′,b′)=1{x=x′, u=u′, v=v′}∑ℓ,m,s,t1{d(ℓ,m,s)=u, d(ℓ,m,t)=v} pn(x)2−ce(x,ℓ,m,s)[LFℓ,m,t(ρx(n))]b,b′.\begin{aligned} T_{(x,u,v,b),(x',u',v',b')} &=\mathbf1_{\{x=x',\,u=u',\,v=v',\,u=v\}}\, p_n(x)\prod_iV(u_i\mid x_i)(\rho_x^{(n)})_{b,b'},\\ O_{(x,u,v,b),(x',u',v',b')} &=\mathbf1_{\{x=x',\,u=u',\,v=v'\}} \sum_{\ell,m,s,t}\mathbf1_{\{d(\ell,m,s)=u,\,d(\ell,m,t)=v\}}\, p_n(x)2^{-c}e(x,\ell,m,s) [\mathcal L_{F_{\ell,m,t}}(\rho_x^{(n)})]_{b,b'}. \end{aligned}T(x,u,v,b),(x′,u′,v′,b′)​O(x,u,v,b),(x′,u′,v′,b′)​​=1{x=x′,u=u′,v=v′,u=v}​pn​(x)i∏​V(ui​∣xi​)(ρx(n)​)b,b′​,=1{x=x′,u=u′,v=v′}​ℓ,m,s,t∑​1{d(ℓ,m,s)=u,d(ℓ,m,t)=v}​pn​(x)2−ce(x,ℓ,m,s)[LFℓ,m,t​​(ρx(n)​)]b,b′​.​

In these formulas x∈X[n]x\in X^{[n]}x∈X[n], u,v∈[y][n]u,v\in[y]^{[n]}u,v∈[y][n], b∈B[n]b\in B^{[n]}b∈B[n], LF(σ)\mathcal L_F(\sigma)LF​(σ) relabels onto a finite ordinal, forms cfc⁡(⋅,F)σcfc⁡(⋅,F)\operatorname{cfc}(\sqrt{\cdot},F)\sigma\operatorname{cfc}(\sqrt{\cdot},F)cfc(⋅​,F)σcfc(⋅​,F), and relabels back, and ∥Z∥1=Re⁡tr⁡cfc⁡(⋅,Z†Z)\|Z\|_1=\operatorname{Re}\operatorname{tr}\operatorname{cfc}(\sqrt{\cdot},Z^\dagger Z)∥Z∥1​=Retrcfc(⋅​,Z†Z). Zero individual probabilities and zero bit counts are included.

Human review
  • Endorsed by Shuze Chen · Nov 1, 2026

    Confirmed by the moderator at approval.

  • Endorsed by Gohan · Nov 1, 2026

    Confirmed by the mission captain (proposal self-audit).

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