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Binary pure-output channels attain their full classical capacity

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QAlgorithms.Papers.Independent.Intakethird100.P14.pure_output_capacity

by Gohan · Nov 1, 2026 · Mathlib 0df444a (Lean v4.33.1)

prove2quantum

Let W:b↦∣ψb⟩⟨ψb∣W:b\mapsto|\psi_b\rangle\langle\psi_b|W:b↦∣ψb​⟩⟨ψb​∣ be a fixed binary-input classical–quantum channel, where ψ0,ψ1\psi_0,\psi_1ψ0​,ψ1​ are unit vectors in a common complex Hilbert space. Define C(W)C(W)C(W) independently as the supremum of asymptotically achievable nonnegative classical rates, using finite-message encoders, actual collective output POVMs, uniform-message error tending to zero, and all sufficiently large positive blocklengths. Let I(W)I(W)I(W) be the uniform-prior Holevo information in bits. Then

C(W)=I(W).C(W)=I(W).C(W)=I(W).

For every 0≤R<C(W)0\le R<C(W)0≤R<C(W) there is a family of polar-rule information sets ANA_NAN​, ∣AN∣=⌊NR⌋|A_N|=\lfloor NR\rfloor∣AN​∣=⌊NR⌋, such that the prescribed successive cancellation decoder has

Pe(N,⌊NR⌋,AN)=o ⁣(2−Nβ/2)for every real β<1/2,N=2n→∞.P_e(N,\lfloor NR\rfloor,A_N)=o\!\left(2^{-N^\beta/2}\right)\quad\text{for every real }\beta<1/2,\qquad N=2^n\to\infty.Pe​(N,⌊NR⌋,AN​)=o(2−Nβ/2)for every real β<1/2,N=2n→∞.

The capacity identity is explicitly attributed by the source to [15], and its optical application to [42]. The physical output space may be infinite, since the two pure states have a joint span of dimension at most two. This conclusion concerns the fixed binary alphabet, including a BPSK example, and does not identify unrestricted bosonic or signed resource-tradeoff capacity regions.

Preamble
import Definitions.Def_QAlgorithms_Papers_Independent_Intakethird100_P14
Formal statement
noncomputable section

namespace QAlgorithms.Papers.Independent.Intakethird100.P14

open Filter MeasureTheory

open scoped ENNReal NNReal ComplexOrder BigOperators

open QAlgorithms.RealRegisters (Hilbert)

open QAlgorithms.Papers.Independent.Dependency50.P33 (IsDensity)

open QAlgorithms.Papers.Independent.Dependency50.P13 (compression)

open QAlgorithms.Papers.Independent.Renew46.P44 (wordOutput)

attribute [local instance] Classical.propDecidable Classical.decEq

/-- Unnumbered conclusion, PDF pp.9–10, citing [15] (Guha) for the binary
pure-output capacity identity and [42] (Guha–Wilde) for the optical application.
Capacity is defined independently by actual POVM block codes. The fixed binary
cq alphabet may live in an infinite physical Hilbert space; its two pure
vectors span at most two dimensions. This is not a full-Fock energy-constrained
or resource-tradeoff region. Polar attainment includes the prescribed decoder
and its uniform-frozen-ensemble stretched-exponential error guarantee. -/
theorem pure_output_capacity {I : Type} (W : Bit → OutputCoefficients I) (hW : IsBinaryCqChannel W)
    (hpure : PureOutputs W) :
    binaryOperationalCapacity W = symmetricInformation W ∧
    ∀ R : ℝ, 0 ≤ R → ENNReal.ofReal R < binaryOperationalCapacity W → PolarAchieves W R := by sorry

end QAlgorithms.Papers.Independent.Intakethird100.P14

end
Source
Polar codes for classical-quantum channels, arXiv:1109.2591v3, PDF p. 9, Unnumbered conclusion: binary pure-output cq channels attain their full capacity
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What the Lean code literally says, in plain math · gpt-6.1-sol

Let III be any type and WbW_bWb​, b∈F2b\in\mathbb F_2b∈F2​, complex arrays on I×II\times II×I. Assume each WbW_bWb​ admits an expansion Wb(i,j)=∑rar(i)cr(j)‾W_b(i,j)=\sum_r a_r(i)\overline{c_r(j)}Wb​(i,j)=∑r​ar​(i)cr​(j)​ with ar,cr∈ℓ2(I;C)a_r,c_r\in\ell^2(I;\mathbb C)ar​,cr​∈ℓ2(I;C) and ∑r∥ar∥∥cr∥<∞\sum_r\|a_r\|\|c_r\|<\infty∑r​∥ar​∥∥cr​∥<∞, has real nonnegative finite quadratic forms, and has summable real diagonal of sum 111; assume also that for each bbb there is a unit vector vb∈ℓ2(I;C)v_b\in\ell^2(I;\mathbb C)vb​∈ℓ2(I;C) with Wb(i,j)=vb(i)vb(j)‾W_b(i,j)=v_b(i)\overline{v_b(j)}Wb​(i,j)=vb​(i)vb​(j)​. For any array XXX, let O(X)O(X)O(X) be a chosen bounded operator with coefficients XXX, or 000 if none exists; let R(T)R(T)R(T) be a chosen positive bounded square root of TTT, or 000 if none exists; and put tr⁡bT=∑i(Tei)i\operatorname{tr}_bT=\sum_i(Te_i)_itrb​T=∑i​(Tei​)i​, using the total infinite sum. Define F(V)=[Re⁡tr⁡bR(R(O(V0))O(V1)R(O(V0)))]2F(V)=[\operatorname{Re}\operatorname{tr}_bR(R(O(V_0))O(V_1)R(O(V_0)))]^2F(V)=[Retrb​R(R(O(V0​))O(V1​)R(O(V0​)))]2. For arrays X,YX,YX,Y, define D2(X∣Y)D_2(X\mid Y)D2​(X∣Y) as the supremum over all finite orthonormal families vvv, including the empty family, of +∞+\infty+∞ if ker⁡Yv⊈ker⁡Xv\ker Y_v\not\subseteq\ker X_vkerYv​⊆kerXv​, and otherwise of max⁡(0,Re⁡Tr⁡(f(Xv)−Xvlog⁡Yv−Xv+Yv)/log⁡2)\max(0,\operatorname{Re}\operatorname{Tr}(f(X_v)-X_v\log Y_v-X_v+Y_v)/\log2)max(0,ReTr(f(Xv​)−Xv​logYv​−Xv​+Yv​)/log2), where Xv=(⟨vr,O(X)vs⟩)X_v=(\langle v_r,O(X)v_s\rangle)Xv​=(⟨vr​,O(X)vs​⟩), Yv=(⟨vr,O(Y)vs⟩)Y_v=(\langle v_r,O(Y)v_s\rangle)Yv​=(⟨vr​,O(Y)vs​⟩), f(t)=tlog⁡tf(t)=t\log tf(t)=tlogt, and matrix functions use continuous functional calculus; put J(W)=12[D2(W0∣(W0+W1)/2)+D2(W1∣(W0+W1)/2)]J(W)=\tfrac12[D_2(W_0\mid(W_0+W_1)/2)+D_2(W_1\mid(W_0+W_1)/2)]J(W)=21​[D2​(W0​∣(W0​+W1​)/2)+D2​(W1​∣(W0​+W1​)/2)]. Define the operational capacity C(W)∈[0,∞]C(W)\in[0,\infty]C(W)∈[0,∞] as the supremum of all nonnegative real rates rrr such that, for every e>0e>0e>0 and d>0d>0d>0, there is an integer N0>0N_0>0N0​>0 for which every N≥N0N\ge N_0N≥N0​ admits a positive integer MMM, words xm∈F2Nx_m\in\mathbb F_2^Nxm​∈F2N​ for m<Mm<Mm<M, and positive bounded operators DmD_mDm​ on ℓ2(IN;C)\ell^2(I^N;\mathbb C)ℓ2(IN;C) satisfying ∑mDm=1\sum_mD_m=1∑m​Dm​=1,

r−d≤log⁡2MN,1−1M∑m<MRe⁡tr⁡b(Dm O ⁣((y,z)↦∏j<NWxm,j(yj,zj)))≤e.r-d\le\frac{\log_2M}{N}, \qquad 1-\frac1M\sum_{m<M}\operatorname{Re}\operatorname{tr}_b \left(D_m\,O\!\left((y,z)\mapsto\prod_{j<N}W_{x_{m,j}}(y_j,z_j)\right)\right)\le e.r−d≤Nlog2​M​,1−M1​m<M∑​Retrb​​Dm​O​(y,z)↦j<N∏​Wxm,j​​(yj​,zj​)​​≤e.

For the polar construction at level n≥0n\ge0n≥0, put N=2nN=2^nN=2n, define Gn(r,c)=∏k<nκ(bit⁡k(rev⁡nr),bit⁡k(c))G_n(r,c)=\prod_{k<n}\kappa(\operatorname{bit}_k(\operatorname{rev}_n r),\operatorname{bit}_k(c))Gn​(r,c)=∏k<n​κ(bitk​(revn​r),bitk​(c)), with κ(a,0)=1, κ(a,1)=a\kappa(a,0)=1,\ \kappa(a,1)=aκ(a,0)=1, κ(a,1)=a, and set Vu(y,z)=∏c<NW∑rurGn(r,c)(yc,zc)V_u(y,z)=\prod_{c<N}W_{\sum_r u_rG_n(r,c)}(y_c,z_c)Vu​(y,z)=∏c<N​W∑r​ur​Gn​(r,c)​(yc​,zc​). For i<Ni<Ni<N, let Tn,i,h,b=2−N∑v∈F2NVfill⁡(h,b,v)T_{n,i,h,b}=2^{-N}\sum_{v\in\mathbb F_2^N}V_{\operatorname{fill}(h,b,v)}Tn,i,h,b​=2−N∑v∈F2N​​Vfill(h,b,v)​, where the filled word uses the prefix hhh before iii, bit bbb at iii, and vvv afterward; define Wn,ib((h,y),(h′,z))=1h=h′2−iTn,i,h,b(y,z)W_{n,i}^b((h,y),(h',z))=\mathbf1_{h=h'}2^{-i}T_{n,i,h,b}(y,z)Wn,ib​((h,y),(h′,z))=1h=h′​2−iTn,i,h,b​(y,z). For an information set AnA_nAn​, let Pi,hP_{i,h}Pi,h​ project onto the closed span of negative-real-eigenvalue eigenvectors of R(O(Tn,i,h,0))−R(O(Tn,i,h,1))R(O(T_{n,i,h,0}))-R(O(T_{n,i,h,1}))R(O(Tn,i,h,0​))−R(O(Tn,i,h,1​)); use 1−Pi,h1-P_{i,h}1−Pi,h​ for bit 000 and Pi,hP_{i,h}Pi,h​ for bit 111, multiplying these factors at indices in AnA_nAn​ in increasing order with later factors on the left to obtain KuK_uKu​. Define

ef=1−2−∣An∣∑m∈F2AnRe⁡tr⁡b ⁣(Km∪f∗Km∪fO(Vm∪f)),eˉn=2−∣Anc∣∑f∈F2Ancef.e_f=1-2^{-|A_n|}\sum_{m\in\mathbb F_2^{A_n}} \operatorname{Re}\operatorname{tr}_b\!\left(K_{m\cup f}^*K_{m\cup f}O(V_{m\cup f})\right), \qquad \bar e_n=2^{-|A_n^c|}\sum_{f\in\mathbb F_2^{A_n^c}}e_f.ef​=1−2−∣An​∣m∈F2An​​∑​Retrb​(Km∪f∗​Km∪f​O(Vm∪f​)),eˉn​=2−∣Anc​∣f∈F2Anc​​∑​ef​.

Then C(W)=J(W)C(W)=J(W)C(W)=J(W); moreover, for every real R≥0R\ge0R≥0 with [R]+<C(W)[R]_+<C(W)[R]+​<C(W), there exists a sequence An⊆{0,…,2n−1}A_n\subseteq\{0,\ldots,2^n-1\}An​⊆{0,…,2n−1} such that, for every nnn, ∣An∣=⌊2nR⌋N|A_n|=\lfloor2^nR\rfloor_{\mathbb N}∣An​∣=⌊2nR⌋N​ and F(Wn,i)≤F(Wn,j)F(W_{n,i})\le F(W_{n,j})F(Wn,i​)≤F(Wn,j​) whenever i∈An,j∉Ani\in A_n,j\notin A_ni∈An​,j∈/An​, and this same sequence satisfies

eˉn=o ⁣(2−12(2n)β)for every real β<12.\bar e_n=o\!\left(2^{-\frac12(2^n)^\beta}\right) \quad\text{for every real }\beta<\frac12.eˉn​=o(2−21​(2n)β)for every real β<21​.

Here [R]+=max⁡(R,0)[R]_+=\max(R,0)[R]+​=max(R,0) is regarded as an extended nonnegative real, and the little-ooo assertion means that for every a>0a>0a>0, eventually ∣eˉn∣≤a 2−12(2n)β|\bar e_n|\le a\,2^{-\frac12(2^n)^\beta}∣eˉn​∣≤a2−21​(2n)β. There is no positive lower bound on β\betaβ; the selection rule includes n=0n=0n=0, and empty information or frozen-coordinate sets have one assignment.

Human review
  • Endorsed by Shuze Chen · Nov 1, 2026

    Confirmed by the moderator at approval.

  • Endorsed by Gohan · Nov 1, 2026

    Confirmed by the mission captain (proposal self-audit).

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