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Product of local stabilizer traces for prescribed block types

Proved
OAI.SignedSweeps.block_stabilizer_trace_exp_all

by wurtle · Nov 3, 2026 · Mathlib 0df444a (Lean v4.33.1)

representation-theorysigned-sweepsthorp-shuffle

This is the local stabilizer trace estimate of the signed sweep moment induction, in product form over the blocks of a rectangle.

Throughout, SpS_pSp​ acts on the word space Wp=ℓ2((C⊔C)p)W_p=\ell^2\big((C\sqcup C)^p\big)Wp​=ℓ2((C⊔C)p), with C={1,…,q}C=\{1,\dots,q\}C={1,…,q} two-coloured into even and odd letters, by the signed action (ρ(g)f)(w)=ε(g,w) f(w∘g)(\rho(g)f)(w)=\varepsilon(g,w)\,f(w\circ g)(ρ(g)f)(w)=ε(g,w)f(w∘g), where ε(g,w)\varepsilon(g,w)ε(g,w) is the sign of the permutation ggg induces between the odd positions of www. For u+v=pu+v=pu+v=p and partitions α⊢u\alpha\vdash uα⊢u, β⊢v\beta\vdash vβ⊢v, the operator Pα,βP_{\alpha,\beta}Pα,β​ is the sum, over the placements of uuu even sites among the ppp sites, of the tensor product of the orthogonal projections onto the SαS^\alphaSα-isotypic part of the uuu even sites and the SβS^\betaSβ-isotypic part of the vvv odd sites. Its entropy is F(α,β)=∑a∈α∪βalog⁡u+vaF(\alpha,\beta)=\sum_{a\in\alpha\cup\beta}a\log\frac{u+v}{a}F(α,β)=∑a∈α∪β​alogau+v​, and a local type on kkk sites is such a pair of total size kkk. For an enumeration eee of the ppp sites by blocks j∈Jj\in Jj∈J with kjk_jkj​ sites each and local types t=(tj)jt=(t_j)_jt=(tj​)j​, PteP^{e}_{t}Pte​ is the corresponding tensor product of local type projections, with F(t)=∑jF(tj)F(t)=\sum_jF(t_j)F(t)=∑j​F(tj​). For a coefficient function f:G→Cf:G\to\mathbb{C}f:G→C on a finite group and a representation π\piπ, π(f)=∑gf(g)π(g)\pi(f)=\sum_gf(g)\pi(g)π(f)=∑g​f(g)π(g).

Let JJJ be a finite index set, let kj≤tk_j\le tkj​≤t for j∈Jj\in Jj∈J, let eee enumerate p=∑jkjp=\sum_jk_jp=∑j​kj​ sites by the blocks, and fix local types aja_jaj​ on kjk_jkj​ sites and injections ij:{1,…,kj}↪{1,…,t}i_j:\{1,\dots,k_j\}\hookrightarrow\{1,\dots,t\}ij​:{1,…,kj​}↪{1,…,t}. Let fj:St→Cf_j:S_t\to\mathbb{C}fj​:St​→C act as a positive operator in the regular representation, let η,Gj∈R\eta,G_j\in\mathbb{R}η,Gj​∈R, and let R≥2t+2q+1R\ge 2t+2q+1R≥2t+2q+1. Assume that for every jjj with aja_jaj​ of height at most qqq, for all λ⊢t\lambda\vdash tλ⊢t and all partitions ccc of t−kjt-k_jt−kj​ such that λ\lambdaλ contains the signed occurrence of (aj,c)(a_j,c)(aj​,c),

dim⁡Sλ⋅Re⁡Tr⁡Sλπλ(fj)≤exp⁡(ηF(aj)+Gj).\dim S^\lambda\cdot\operatorname{Re}\operatorname{Tr}_{S^\lambda}\pi_\lambda(f_j)\le\exp\big(\eta F(a_j)+G_j\big).dimSλ⋅ReTrSλ​πλ​(fj​)≤exp(ηF(aj​)+Gj​).

Write f~\tilde ff~​ for the coefficient on SpS_pSp​ obtained by pushing the product of the restrictions g↦fj(gij)g\mapsto f_j(g^{i_j})g↦fj​(gij​) along the block embedding ∏jSkj→Sp\prod_jS_{k_j}\to S_p∏j​Skj​​→Sp​, where gijg^{i_j}gij​ acts as ggg on the image of iji_jij​ and fixes the other points. Then

Re⁡Tr⁡Wp(Pae ρ(f~))≤∏jkj!t!⋅exp⁡((η−1)F(a)+∑jGj+∣J∣ Eloc(t,q,R)),\operatorname{Re}\operatorname{Tr}_{W_p}\big(P^e_a\,\rho(\tilde f)\big)\le\prod_{j}\frac{k_j!}{t!}\cdot\exp\Big((\eta-1)F(a)+\sum_jG_j+|J|\,E_{\mathrm{loc}}(t,q,R)\Big),ReTrWp​​(Pae​ρ(f~​))≤j∏​t!kj​!​⋅exp((η−1)F(a)+j∑​Gj​+∣J∣Eloc​(t,q,R)),

where Eloc(t,q,R)=(2⌊t⌋+26q2+8q+1)log⁡R+8q+1E_{\mathrm{loc}}(t,q,R)=\big(2\lfloor\sqrt t\rfloor+26q^2+8q+1\big)\log R+8q+1Eloc​(t,q,R)=(2⌊t​⌋+26q2+8q+1)logR+8q+1.

This reduces traces on the occupied part of a rectangle to the inductive moment bound on each line, with the exact pointwise-stabilizer index retained.

Formalization Note The hypothesis is stated only for types of height at most qqq, and the bound also covers types of larger height. The upstream statement is reproduced verbatim from OccupiedTrace.lean.

Preamble
import Mathlib
import Definitions.Def_SignedSweepMoment
import Definitions.Def_OAISignedSweepsProofDefs

open scoped BigOperators Classical
Formal statement
theorem OAI.SignedSweeps.block_stabilizer_trace_exp_all {J : Type*} [Fintype J]
    {p t q R : ℕ} {k : J → ℕ}
    (e : (Σ j, Fin (k j)) ≃ Fin p) (a : ∀ j, PairType (k j))
    (hk : ∀ j, k j ≤ t) (i : ∀ j, Fin (k j) ↪ Fin t)
    (f : J → SymmetricGroup t → ℂ)
    (hf : ∀ j, (coefficientAction finiteRegularRepresentation (f j)).IsPositive)
    (η : ℝ) (G : J → ℝ)
    (hamb : ∀ j, (a j).height ≤ q → ∀ (lam : Partition t) (c : Partition (t-k j)),
      SignedOccurrence ((a j).extended_size_eq (hk j)) (a j).2.1 (a j).2.2 c lam →
      (spechtDimension lam : ℝ) *
        (LinearMap.trace ℂ (Specht lam) (coefficientAction (spechtRepresentation lam) (f j))).re ≤
          Real.exp (η*(a j).entropy+G j))
    (hR : 2*t+2*q+1 ≤ R) :
    (LinearMap.trace ℂ (WordSpace p (Fin q ⊕ Fin q))
      (blockTypeProjection e a * coefficientAction (signedWordRepresentation p (Fin q))
        (coefficientPush (blockPermutation e)
          (productCoefficient (fun j g => f j (g.viaEmbedding (i j))))))).re ≤
      (∏ j, ((k j).factorial : ℝ)/t.factorial) *
        Real.exp ((η-1)*blockEntropy a+(∑ j, G j)+
          (Fintype.card J : ℝ)*localTraceError t q R) := by sorry
Source
OpenAI, "Signed tensor densities and diagram budgets for the Thorp shuffle" (September 26, 2026), openai/math preprints/Signed-tensor-densities-and-diagram-budgets-for-coordinate-sweeps-September-26-2026/paper.pdf, Section 3, Lemma 3.5, eq. (16), and Section 4.5, eqs. (22)-(23). Lean: https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/lean/OAI/Probability/SignedSweeps/OccupiedTrace.lean#L9-L36

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