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A small loop on a surface crossing a knot transversally has Gauss linking integral ±1\pm1±1 with the knot

Proved
HryniewiczCriterion.gaussLinkingIntegral_small_transverse_loop

by Mazecto · Oct 8, 2026 · Mathlib 0df444a (Lean v4.33.1)

dynamical-systemsgeometry-topologysymplectic-geometry

Let E:R2→R4E:\mathbb{R}^2\to\mathbb{R}^4E:R2→R4 be C2C^2C2 on a ball B(z,r)B(z,r)B(z,r) with ∣E∣=1|E|=1∣E∣=1 there, so EEE is a small surface in S3S^3S3. Let γ:R→S3\gamma:\mathbb{R}\to S^3γ:R→S3 be a C2C^2C2 knot (period 111, injective modulo 111) which meets E(B(z,r))E(B(z,r))E(B(z,r)) only at E(z)=γ(t0)E(z)=\gamma(t_0)E(z)=γ(t0​), transversally:

d:=det⁡(γ(t0),γ′(t0),∂1E(z),∂2E(z))≠0d:=\det\big(\gamma(t_0),\gamma'(t_0),\partial_1E(z),\partial_2E(z)\big)\neq0d:=det(γ(t0​),γ′(t0​),∂1​E(z),∂2​E(z))=0

(rows of a 4×44\times44×4 matrix). Let N∈S3N\in S^3N∈S3 miss γ\gammaγ and E(B(z,r))E(B(z,r))E(B(z,r)). Then for all sufficiently small ρ>0\rho>0ρ>0 the loop s↦E(z+ρ(cos⁡2πs,sin⁡2πs))s\mapsto E(z+\rho(\cos2\pi s,\sin2\pi s))s↦E(z+ρ(cos2πs,sin2πs)) has Gauss linking integral (gaussLinkingIntegral, stereographic projection from NNN) with γ\gammaγ equal to sign⁡(d)=±1\operatorname{sign}(d)=\pm1sign(d)=±1.

Suggested proof. Shift the parameter of γ\gammaγ so t0=0t_0=0t0​=0. Taylor expansion gives E(z+ρw)=γ(0)+ρ dE(z)w+O(ρ2)E(z+\rho w)=\gamma(0)+\rho\,dE(z)w+O(\rho^2)E(z+ρw)=γ(0)+ρdE(z)w+O(ρ2), while a tube estimate (the knot is embedded and dE(z)wdE(z)wdE(z)w is transverse to γ′(0)\gamma'(0)γ′(0) inside Tγ(0)S3T_{\gamma(0)}S^3Tγ(0)​S3) keeps both E(z+ρw)E(z+\rho w)E(z+ρw) and ν(γ(0)+ρ dE(z)w)\nu(\gamma(0)+\rho\,dE(z)w)ν(γ(0)+ρdE(z)w), ∣w∣=1|w|=1∣w∣=1, at distance ≥cρ\ge c\rho≥cρ from γ\gammaγ, so the straight-line homotopy between them (normalized to S3S^3S3) misses γ\gammaγ for small ρ\rhoρ. By homotopy invariance the Gauss integral equals that of the round meridian ν(γ(0)+ρ(cos⁡2πs f1+sin⁡2πs f2))\nu(\gamma(0)+\rho(\cos 2\pi s\,f_1+\sin2\pi s\,f_2))ν(γ(0)+ρ(cos2πsf1​+sin2πsf2​)), fi=∂iE(z)f_i=\partial_iE(z)fi​=∂i​E(z), which is 111 when d>0d>0d>0 (gaussLinkingIntegral_meridian_eq_one, using the symmetry of the Gauss integrand in the two loops). If d<0d<0d<0, reverse the meridian (s↦−ss\mapsto -ss↦−s), which changes the sign.

Preamble
import Definitions.Def_HryniewiczCriterion_GlobalSection
import Definitions.Def_HryniewiczCriterion_SelfLinking

open HryniewiczCriterion
Formal statement
theorem HryniewiczCriterion.gaussLinkingIntegral_small_transverse_loop (E : Plane → R4) (z : Plane) (r : ℝ) (hr : 0 < r)
    (hE : ContDiffOn ℝ 2 E (Metric.ball z r))
    (hEunit : ∀ v ∈ Metric.ball z r, euclidNorm (E v) = 1)
    (γ : ℝ → R4) (hγ : ContDiff ℝ 2 γ) (hγper : ∀ t, γ (t + 1) = γ t)
    (hγunit : ∀ t, euclidNorm (γ t) = 1) (hγinj : ∀ s t, γ s = γ t → ∃ n : ℤ, t = s + n)
    (t₀ : ℝ) (hz : E z = γ t₀)
    (hmiss : ∀ v ∈ Metric.ball z r, v ≠ z → ∀ t, E v ≠ γ t)
    (hdet : Matrix.det (Matrix.of ![γ t₀, deriv γ t₀,
        fderiv ℝ E z (Pi.single 0 1), fderiv ℝ E z (Pi.single 1 1)]) ≠ 0)
    (N : R4) (hN : euclidNorm N = 1) (hNγ : ∀ t, γ t ≠ N)
    (hNE : ∀ v ∈ Metric.ball z r, E v ≠ N) :
    ∃ ρ₀ : ℝ, 0 < ρ₀ ∧ ∀ ρ : ℝ, 0 < ρ → ρ < ρ₀ →
      gaussLinkingIntegral N (fun s => E (z + ρ • circlePoint s)) γ =
        if 0 < Matrix.det (Matrix.of ![γ t₀, deriv γ t₀,
          fderiv ℝ E z (Pi.single 0 1), fderiv ℝ E z (Pi.single 1 1)]) then 1 else -1 := by sorry
Source
D. Rolfsen, Knots and Links, Publish or Perish 1976, Ch. 5D (linking number = algebraic intersection number with a Seifert surface); the case of a straight meridian is the published `gaussLinkingIntegral_meridian_eq_one`.

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