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Group structure on smooth-isotopy classes

Definition
SP4IsotopyGroup

by ryanshin · Sep 8, 2026 · Mathlib 0df444a (Lean v4.33.1)

differential-topologygroupsisotopymanifoldssp4-backlog-formalization

Let M,N,PM,N,PM,N,P be real charted spaces with specified models with corners on real normed vector spaces. Smooth isotopy has the previously published meaning: a family of diffeomorphisms indexed by [0,1][0,1][0,1], with jointly smooth forward evaluation and specified endpoints.

Pointwise composition of two such families gives an isotopy of the composite endpoints. An isotopy FFF from fff to ggg also supplies an isotopy of inverse endpoints through the explicit family

t⟼g−1∘F1−t∘f−1.t\longmapsto g^{-1}\circ F_{1-t}\circ f^{-1}.t⟼g−1∘F1−t​∘f−1.

This construction uses fixed endpoint inverses; it does not require a new assumption that the pointwise inverse family Ft−1F_t^{-1}Ft−1​ is jointly smooth. Smooth changes of coordinates preserve and reflect isotopy of self-diffeomorphisms.

Composition and inversion consequently descend to the existing quotient by smooth isotopy. The self-map quotient is a group, with

[f][g]=[f∘g],[f]−1=[f−1],1=[id⁡M].[f][g]=[f\circ g],\qquad [f]^{-1}=[f^{-1}],\qquad 1=[\operatorname{id}_M].[f][g]=[f∘g],[f]−1=[f−1],1=[idM​].

Equality of two classes is exactly existence of a smooth isotopy of their representatives; in particular the identity class consists exactly of self-diffeomorphisms isotopic to the identity.

No compactness, connectedness, finite-dimensionality, orientation or additional manifold-compatibility typeclass is assumed. This is the quotient by the stated smooth-family relation, not a separately proved identification with topological connected components of a diffeomorphism group. It does not prove disk isotopy extension, Cerf's theorem, collar/gluing invariance, the smooth embedding-orbit classification or SP4.

Definition code
import Definitions.Def_SP4SmoothIsotopy

/-! Composition and inversion on the actual smooth-isotopy quotient.

This extends the published definition without modifying its smoothness hypotheses.
The inverse isotopy is constructed using fixed endpoint inverses; it does not
assert joint smoothness of the pointwise inverse family.
-/

open scoped Manifold ContDiff

noncomputable section

namespace SP4Isotopy

variable {E : Type*} [NormedAddCommGroup E] [NormedSpace ℝ E]
  {H : Type*} [TopologicalSpace H] {I : ModelWithCorners ℝ E H}
  {E' : Type*} [NormedAddCommGroup E'] [NormedSpace ℝ E']
  {H' : Type*} [TopologicalSpace H'] {I' : ModelWithCorners ℝ E' H'}
  {E'' : Type*} [NormedAddCommGroup E''] [NormedSpace ℝ E'']
  {H'' : Type*} [TopologicalSpace H''] {I'' : ModelWithCorners ℝ E'' H''}
  {M : Type*} [TopologicalSpace M] [ChartedSpace H M]
  {M' : Type*} [TopologicalSpace M'] [ChartedSpace H' M']
  {M'' : Type*} [TopologicalSpace M''] [ChartedSpace H'' M'']

namespace Diffeotopy

/-- Pointwise composition of two jointly smooth families. -/
def comp {φ ψ : M ≃ₘ⟮I, I'⟯ M'} {f g : M' ≃ₘ⟮I', I''⟯ M''}
    (h : Diffeotopy φ ψ) (k : Diffeotopy f g) :
    Diffeotopy (φ.trans f) (ψ.trans g) where
  slice t := (h.slice t).trans (k.slice t)
  contMDiff := k.contMDiff.comp (contMDiff_fst.prodMk h.contMDiff)
  slice_bot := by rw [h.slice_bot, k.slice_bot]
  slice_top := by rw [h.slice_top, k.slice_top]

/-- An isotopy between inverses, with slice
`ψ⁻¹ ∘ h(1-t) ∘ φ⁻¹`. Only the fixed endpoint inverses are used. -/
def inverse {φ ψ : M ≃ₘ⟮I, I'⟯ M'} (h : Diffeotopy φ ψ) :
    Diffeotopy φ.symm ψ.symm := by
  have h' := ((Diffeotopy.refl φ.symm).comp h.symm).comp
    (Diffeotopy.refl ψ.symm)
  convert h' using 1 <;> ext x <;> simp

end Diffeotopy

namespace Isotopic

/-- Smooth isotopy is respected by composition of diffeomorphisms. -/
theorem comp {φ ψ : M ≃ₘ⟮I, I'⟯ M'} {f g : M' ≃ₘ⟮I', I''⟯ M''}
    (h : Isotopic φ ψ) (k : Isotopic f g) :
    Isotopic (φ.trans f) (ψ.trans g) := by
  rcases h with ⟨h⟩
  rcases k with ⟨k⟩
  exact ⟨h.comp k⟩

/-- Smooth isotopy is respected by inversion of diffeomorphisms. -/
theorem inverse {φ ψ : M ≃ₘ⟮I, I'⟯ M'} (h : Isotopic φ ψ) :
    Isotopic φ.symm ψ.symm := by
  rcases h with ⟨h⟩
  exact ⟨h.inverse⟩

/-- Changing smooth coordinates preserves and reflects isotopy of self-maps. -/
theorem conjugate_iff (e : M ≃ₘ⟮I, I'⟯ M') (φ ψ : M ≃ₘ⟮I, I⟯ M) :
    Isotopic ((e.symm.trans φ).trans e) ((e.symm.trans ψ).trans e) ↔
      Isotopic φ ψ := by
  constructor
  · intro h
    have h' := (Isotopic.comp (Isotopic.comp ⟨Diffeotopy.refl e⟩ h)
      ⟨Diffeotopy.refl e.symm⟩)
    convert h' using 1 <;> ext x <;> simp
  · intro h
    exact (Isotopic.comp (Isotopic.comp ⟨Diffeotopy.refl e.symm⟩ h)
      ⟨Diffeotopy.refl e⟩)

end Isotopic

namespace IsotopyClasses

/-- The smooth-isotopy class of a diffeomorphism. -/
def mk (φ : M ≃ₘ⟮I, I'⟯ M') : IsotopyClasses I I' M M' :=
  Quotient.mk _ φ

/-- Composition descends to the quotient; the first arrow is applied first. -/
def comp (a : IsotopyClasses I I' M M') (b : IsotopyClasses I' I'' M' M'') :
    IsotopyClasses I I'' M M'' :=
  Quotient.liftOn₂ a b (fun φ f => mk (φ.trans f))
    (fun _ _ _ _ h k => Quotient.sound (h.comp k))

/-- Inversion descends to the quotient. -/
def inverse (a : IsotopyClasses I I' M M') : IsotopyClasses I' I M' M :=
  Quotient.liftOn a (fun φ => mk φ.symm)
    (fun _ _ h => Quotient.sound h.inverse)

@[simp]
theorem comp_mk (φ : M ≃ₘ⟮I, I'⟯ M') (f : M' ≃ₘ⟮I', I''⟯ M'') :
    comp (mk φ) (mk f) = mk (φ.trans f) := rfl

@[simp]
theorem inverse_mk (φ : M ≃ₘ⟮I, I'⟯ M') : inverse (mk φ) = mk φ.symm := rfl

/-- The group of smooth-isotopy classes of self-diffeomorphisms.
Multiplication follows function composition: `a * b` applies `b` first. -/
instance group : Group (IsotopyClasses I I M M) where
  mul a b := comp b a
  one := mk (Diffeomorph.refl I M ∞)
  inv := inverse
  mul_assoc a b c := by
    refine Quotient.inductionOn₃ a b c ?_
    intro φ ψ χ
    change mk (χ.trans (ψ.trans φ)) = mk ((χ.trans ψ).trans φ)
    rfl
  one_mul a := by
    refine Quotient.inductionOn a ?_
    intro φ
    change mk (φ.trans (Diffeomorph.refl I M ∞)) = mk φ
    simp
  mul_one a := by
    refine Quotient.inductionOn a ?_
    intro φ
    change mk ((Diffeomorph.refl I M ∞).trans φ) = mk φ
    simp
  inv_mul_cancel a := by
    refine Quotient.inductionOn a ?_
    intro φ
    change mk (φ.trans φ.symm) = mk (Diffeomorph.refl I M ∞)
    simp

@[simp]
theorem mk_mul (φ ψ : M ≃ₘ⟮I, I⟯ M) : mk φ * mk ψ = mk (ψ.trans φ) := rfl

@[simp]
theorem mk_inv (φ : M ≃ₘ⟮I, I⟯ M) : (mk φ)⁻¹ = mk φ.symm := rfl

/-- Equality in the quotient is exactly existence of a jointly smooth isotopy. -/
theorem mk_eq_mk_iff (φ ψ : M ≃ₘ⟮I, I'⟯ M') :
    mk φ = mk ψ ↔ Isotopic φ ψ := Quotient.eq

/-- The identity class consists exactly of self-diffeomorphisms isotopic to the identity. -/
theorem mk_eq_one_iff (φ : M ≃ₘ⟮I, I⟯ M) :
    mk φ = 1 ↔ Isotopic φ (Diffeomorph.refl I M ∞) := Quotient.eq

end IsotopyClasses

end SP4Isotopy
Source
Derived foundational extension of Ryan Shin, Isotopy.lean, definitions at lines 33–118 (SHA-256 5c3ef5532fc26dce842c963bf7bc2d902692f11ab112839e9afbb79e8273fee5), and the published SP4SmoothIsotopy interface. Motivated by smooth_orbit_framework.md, section The standard orbit and the optional domain quotient (SHA-256 f8f4cdaa5ec5670fc9201f319ab1d3fd1b7c43c0ed576c533233614dd0e36897). These newly derived composition/inverse/quotient constructions are not the geometric orbit-bijection theorem. The admitted Cerf statement is excluded.

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