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A five-dimensional W ⊇ span(1, u, u⁻¹) has three independent t with t, ut ∈ W iff it contains u², u⁻², 1/(u − a), or is H₀ + Q̄g + Q̄ug

Proved
DiazModulus.degree_one_multiplier_space_visible_or_degree_one_space

by carlok · Oct 23, 2026 · Mathlib 0df444a (Lean v4.33.1)

diaz-modulus-leannumber-theorytranscendence

Let u∈Cu \in \mathbb{C}u∈C be transcendental, that is, u∉Q‾u \notin \overline{\mathbb{Q}}u∈/Q​ (the algebraic numbers); spans and linear independence are over Q‾\overline{\mathbb{Q}}Q​. Let W⊆CW \subseteq \mathbb{C}W⊆C be a Q‾\overline{\mathbb{Q}}Q​-vector subspace of dimension 555 with 1,u,u−1∈W1, u, u^{-1} \in W1,u,u−1∈W, that is, H0⊆WH_0 \subseteq WH0​⊆W for H0=span(1,u,u−1)H_0 = \mathrm{span}(1, u, u^{-1})H0​=span(1,u,u−1). Then the following are equivalent:

  • there are linearly independent t0,t1,t2∈Ct_0, t_1, t_2 \in \mathbb{C}t0​,t1​,t2​∈C with tj∈Wt_j \in Wtj​∈W and utj∈Wut_j \in Wutj​∈W for every jjj (condition (D1));
  • u2∈Wu^2 \in Wu2∈W, or u−2∈Wu^{-2} \in Wu−2∈W, or (u−a)−1∈W(u - a)^{-1} \in W(u−a)−1∈W for some a∈Q‾a \in \overline{\mathbb{Q}}a∈Q​ with a≠0a \neq 0a=0, or there is g∈Cg \in \mathbb{C}g∈C such that 1,u,u−1,g,ug1, u, u^{-1}, g, ug1,u,u−1,g,ug are linearly independent and W=span(1,u,u−1,g,ug)W = \mathrm{span}(1, u, u^{-1}, g, ug)W=span(1,u,u−1,g,ug).

The alternatives before the last say that WWW is visible: it contains u2u^2u2, u−2u^{-2}u−2 or (u−a)−1(u - a)^{-1}(u−a)−1, the elements of Theorem B (when uuˉu\bar uuuˉ is algebraic, u−2u^{-2}u−2 is an algebraic multiple of uˉ2\bar u^2uˉ2). The last is the degree-one space H0+Q‾g+Q‾ugH_0 + \overline{\mathbb{Q}} g + \overline{\mathbb{Q}} ugH0​+Q​g+Q​ug.

Proof. H0H_0H0​ has dimension 333, uuu being transcendental. (⇒\Rightarrow⇒) If every tjt_jtj​ lies in H0H_0H0​, their span is H0H_0H0​, so uuu is a combination of the tjt_jtj​ and u⋅u=u2∈Wu \cdot u = u^2 \in Wu⋅u=u2∈W. Otherwise take g=tj∉H0g = t_j \notin H_0g=tj​∈/H0​. If (u−c)g∈H0(u - c)g \in H_0(u−c)g∈H0​ for some c∈Q‾c \in \overline{\mathbb{Q}}c∈Q​, write (u−c)g=α+βu+γu−1(u - c)g = \alpha + \beta u + \gamma u^{-1}(u−c)g=α+βu+γu−1: for c=0c = 0c=0, γ≠0\gamma \neq 0γ=0 (else g∈H0g \in H_0g∈H0​) and u−2=γ−1(g−β−αu−1)∈Wu^{-2} = \gamma^{-1}(g - \beta - \alpha u^{-1}) \in Wu−2=γ−1(g−β−αu−1)∈W; for c≠0c \neq 0c=0, with r=α+βc+γ/cr = \alpha + \beta c + \gamma/cr=α+βc+γ/c one has (u−c)(g−β+(γ/c)u−1)=r(u - c)(g - \beta + (\gamma/c)u^{-1}) = r(u−c)(g−β+(γ/c)u−1)=r, so r≠0r \neq 0r=0 (else g∈H0g \in H_0g∈H0​) and (u−c)−1∈W(u - c)^{-1} \in W(u−c)−1∈W. If there is no such ccc, then 1,u,u−1,g,ug1, u, u^{-1}, g, ug1,u,u−1,g,ug are independent (a relation with a non-zero coefficient of ugugug or of ggg would put some (u−c)g(u - c)g(u−c)g or ggg in H0H_0H0​), and they span WWW by dimension. (⇐\Leftarrow⇐) Take t=(1,u,u−1)t = (1, u, u^{-1})t=(1,u,u−1), (1,u−1,u−2)(1, u^{-1}, u^{-2})(1,u−1,u−2), (1,u−1,(u−a)−1)(1, u^{-1}, (u - a)^{-1})(1,u−1,(u−a)−1) (using u(u−a)−1=1+a(u−a)−1u(u - a)^{-1} = 1 + a(u - a)^{-1}u(u−a)−1=1+a(u−a)−1) or (1,u−1,g)(1, u^{-1}, g)(1,u−1,g); independence comes from the transcendence of uuu (a vanishing polynomial of degree at most 222) or from that of 1,u,u−1,g,ug1, u, u^{-1}, g, ug1,u,u−1,g,ug.

Novelty. Not found in the sources read; routine.

Preamble
import Definitions.Def_DiazModulus
Formal statement
open Complex ComplexConjugate

namespace DiazModulus

theorem degree_one_multiplier_space_visible_or_degree_one_space (u : ℂ) (hu : u ∉ Qbar) (W : Submodule (↥Qbar) ℂ) [FiniteDimensional (↥Qbar) W]
    (hW : Module.finrank (↥Qbar) W = 5) (h1 : (1 : ℂ) ∈ W) (hu1 : u ∈ W) (hui : u⁻¹ ∈ W) :
    (∃ t : Fin 3 → ℂ, LinearIndependent (↥Qbar) t ∧ ∀ j, t j ∈ W ∧ u * t j ∈ W) ↔ (u ^ 2 ∈ W ∨ (u ^ 2)⁻¹ ∈ W ∨ (∃ a ∈ Qbar, a ≠ 0 ∧ (u - a)⁻¹ ∈ W) ∨
      ∃ g : ℂ, LinearIndependent (↥Qbar) ![1, u, u⁻¹, g, u * g] ∧
        W = Submodule.span Qbar ({1, u, u⁻¹, g, u * g} : Set ℂ)) := by
  sorry

end DiazModulus
Source
Not found in the sources read. R20 of the Diaz modulus mission. Formal proof: Diaz modulus mission, 23 October 2026 (C. Perassi).

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