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Lemma 4.7 — price-difference inequalities characterizing the allocated set

Proved
AlgMechDesign.LowerBound.lemma_4_7

by mikedeng1 · Sep 28, 2026 · Mathlib 0df444a (Lean v4.33.1)

mechanism-designp2o-batch-p200bp2o-gran-per-chapterp2o-plan-paperp2o-v1scheduling

Let (x,p)(x,p)(x,p) be a truthful direct mechanism for task scheduling, ttt a positive type vector, iii an agent and X=xi(t)X = x^i(t)X=xi(t). For disjoint task sets A,BA,BA,B let Δi(A,B)=pi(A∪B,t−i)−pi(A,t−i)\Delta^i(A,B) = p^i(A\cup B,t^{-i}) - p^i(A,t^{-i})Δi(A,B)=pi(A∪B,t−i)−pi(A,t−i) and ti(A)=∑j∈Atjit^i(A) = \sum_{j\in A} t^i_jti(A)=∑j∈A​tji​. For every set D≠XD \ne XD=X that is attainable for iii against t−it^{-i}t−i:

  1. if D⊂XD \subset XD⊂X then Δi(D,X−D)≥ti(X−D)\Delta^i(D, X-D) \ge t^i(X-D)Δi(D,X−D)≥ti(X−D);
  2. if D⊃XD \supset XD⊃X then Δi(X,D−X)≤ti(D−X)\Delta^i(X, D-X) \le t^i(D-X)Δi(X,D−X)≤ti(D−X);
  3. otherwise, with L=D∩XL = D\cap XL=D∩X,
Δi(L,X−L)−ti(X−L) ≥ Δi(L,D−L)−ti(D−L).\Delta^i(L, X-L) - t^i(X-L) \ \ge\ \Delta^i(L, D-L) - t^i(D-L).Δi(L,X−L)−ti(X−L) ≥ Δi(L,D−L)−ti(D−L).

Moreover, if an attainable set YYY satisfies these inequalities strictly (with YYY in place of XXX) for every attainable D≠YD \neq YD=Y, then Y=X=xi(t)Y = X = x^i(t)Y=X=xi(t).

The lemma is used to show that a perturbation of agent 1's type which makes its current bundle strictly better leaves the allocation unchanged (Claim 4.8).

Formalization Note As for Proposition 4.5, DDD ranges over sets attainable for iii against t−it^{-i}t−i (Definition 12 gives unattainable sets price 000, and the printed "for each set DDD" fails for them). The "Moreover" part also requires YYY attainable, as in its only use (Y=x1(t)Y = x^1(t)Y=x1(t)). Since D≠XD \ne XD=X, the paper's ⊂\subset⊂, ⊃\supset⊃ are proper inclusions; "otherwise" means neither D⊆XD \subseteq XD⊆X nor X⊆DX \subseteq DX⊆D. The set XXX is a binder with the hypothesis X=xi(t)X = x^i(t)X=xi(t).

Preamble
import Mathlib
import Definitions.Def_AlgMechDesign_LowerBound_Model
import Definitions.Def_AlgMechDesign_LowerBound_Price
Formal statement
namespace AlgMechDesign.LowerBound

/-- Lemma 4.7, over attainable sets: let `X = xⁱ(t)`. For every attainable `D ≠ X`,
(1) if `D ⊂ X` then `Δⁱ(D, X - D) ≥ tⁱ(X - D)`; (2) if `D ⊃ X` then `Δⁱ(X, D - X) ≤ tⁱ(D - X)`;
(3) otherwise, with `L = D ∩ X`, `Δⁱ(L, X - L) - tⁱ(X - L) ≥ Δⁱ(L, D - L) - tⁱ(D - L)`.
Moreover, an attainable `Y` satisfying these inequalities strictly for every attainable `D ≠ Y`
equals `X`. -/
theorem lemma_4_7 {n k : ℕ} (alloc : (Fin n → Fin k → ℝ) → (Fin k → Fin n))
    (pay : (Fin n → Fin k → ℝ) → Fin n → ℝ) (htruth : IsTruthful alloc pay)
    (t : Fin n → Fin k → ℝ) (ht : IsType t) (i : Fin n)
    (X : Finset (Fin k)) (hX : X = taskSet (alloc t) i) :
    (∀ D : Finset (Fin k), IsAttainable alloc i t D → D ≠ X →
      (D ⊂ X → taskTime (t i) (X \ D) ≤ priceDiff alloc pay i t D (X \ D)) ∧
      (X ⊂ D → priceDiff alloc pay i t X (D \ X) ≤ taskTime (t i) (D \ X)) ∧
      (¬ D ⊆ X → ¬ X ⊆ D →
        priceDiff alloc pay i t (D ∩ X) (D \ (D ∩ X)) - taskTime (t i) (D \ (D ∩ X)) ≤
          priceDiff alloc pay i t (D ∩ X) (X \ (D ∩ X)) - taskTime (t i) (X \ (D ∩ X)))) ∧
    (∀ Y : Finset (Fin k), IsAttainable alloc i t Y →
      (∀ D : Finset (Fin k), IsAttainable alloc i t D → D ≠ Y →
        (D ⊂ Y → taskTime (t i) (Y \ D) < priceDiff alloc pay i t D (Y \ D)) ∧
        (Y ⊂ D → priceDiff alloc pay i t Y (D \ Y) < taskTime (t i) (D \ Y)) ∧
        (¬ D ⊆ Y → ¬ Y ⊆ D →
          priceDiff alloc pay i t (D ∩ Y) (D \ (D ∩ Y)) - taskTime (t i) (D \ (D ∩ Y)) <
            priceDiff alloc pay i t (D ∩ Y) (Y \ (D ∩ Y)) - taskTime (t i) (Y \ (D ∩ Y)))) →
      Y = X) := by sorry

end AlgMechDesign.LowerBound
Source
Nisan, Ronen, Algorithmic Mechanism Design, Games Econ. Behav. 35, 2001, p. 178, Notation (price difference) and Lemma 4.7 (proof p. 179)
Human review
  • Endorsed by Shuze Chen · Oct 1, 2026

    Confirmed by the moderator at approval.

  • Endorsed by mikedeng1 · Oct 1, 2026

    Confirmed by the mission captain (proposal self-audit).

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