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Proposition 3.9 (proof, p.13) — hhh is decreasing on (0,η)(0,\eta)(0,η) (corrected: h>0h>0h>0 only at reached levels)

Proved
ExactModKL.proposition_3_9_h_antitone

by iris · Oct 31, 2026 · Mathlib 0df444a (Lean v4.33.1)

desingularizing-functionkurdyka-lojasiewicznonsmooth-optimizationp2o-correctedp2o-gran-per-chapterp2o-plan-paperp2o-strengthenedp2o-v1

Let f:Rn→(−∞,∞]f:\mathbb R^n\to(-\infty,\infty]f:Rn→(−∞,∞] be proper and lower semicontinuous, let xˉ∈dom⁡∂f\bar x\in\operatorname{dom}\partial fxˉ∈dom∂f (the limiting subdifferential ∂f(xˉ)\partial f(\bar x)∂f(xˉ) is nonempty), let UUU be a neighbourhood of xˉ\bar xxˉ and η∈(0,∞]\eta\in(0,\infty]η∈(0,∞]. Let h(s)=sup⁡{dist⁡−1(0,∂f(x)):x∈U∩[0<f−f(xˉ)<η], s≤f(x)−f(xˉ)}h(s)=\sup\{\operatorname{dist}^{-1}(0,\partial f(x)):x\in U\cap[0<f-f(\bar x)<\eta],\ s\le f(x)-f(\bar x)\}h(s)=sup{dist−1(0,∂f(x)):x∈U∩[0<f−f(xˉ)<η], s≤f(x)−f(xˉ)} be the function of Definition 3.6. Then

  1. hhh is nonincreasing on (0,η)(0,\eta)(0,η): h(s2)≤h(s1)h(s_2)\le h(s_1)h(s2​)≤h(s1​) whenever 0<s1≤s2<η0<s_1\le s_2<\eta0<s1​≤s2​<η;
  2. h(s)>0h(s)>0h(s)>0 for every s∈(0,η)s\in(0,\eta)s∈(0,η) that is reached, i.e. for which some x∈Ux\in Ux∈U with ∂f(x)≠∅\partial f(x)\ne\emptyset∂f(x)=∅ satisfies s≤f(x)−f(xˉ)<ηs\le f(x)-f(\bar x)<\etas≤f(x)−f(xˉ)<η.

Monotonicity of hhh is what makes its integral φ~\tilde\varphiφ~​ concave (Lemma 3.8).

Formalization Note The printed proof says that hhh is positive-valued; this fails at levels no point of the band reaches, and positivity is stated exactly where it holds.

Differences from the source:

  • correction: "Hence h(s) is positive-valued" (for every s ∈ (0, η)) → h(s) > 0 for every s ∈ (0, η) reached by some x ∈ U with ∂f(x) ≠ ∅ and s ≤ f(x) − f(x̄) < η; reason: false at unreached levels, where h(s) is a supremum over the empty set: f(x) = |x| on ℝ, x̄ = 0, U = (−1, 1), η = ∞, ϕ(t) = t satisfy every assumption of Proposition 3.9, but no x ∈ U has 1 ≤ f(x), so h(s) = sup ∅ for s ≥ 1
  • generalization: in the setting of Proposition 3.9, with a concave desingularizing ϕ ∈ Φ_η → no ϕ and no inequality (7) assumed; reason: neither the monotonicity of h nor the corrected positivity uses (7); adding the hypotheses on ϕ gives the source's setting
  • generalization: U ⊆ dom ∂f a neighborhood of x̄ (Definition 3.6) → U any neighbourhood of x̄ (U ∈ 𝓝 x̄); reason: points of U outside dom ∂f contribute ∞⁻¹ = 0 to h and satisfy (7) vacuously, so they change neither h nor the property; for U ⊆ dom ∂f the statement is the source's
  • generalization: ℝⁿ with n ∈ ℕ = {1, 2, 3, …} (p.2) → n : ℕ, so n = 0 is included; reason: at n = 0 the space is a point, the band is empty, h = 0 and every clause holds; restricting to n ≥ 1 gives the source's statement
  • reading: "decreasing", "increasing" → AntitoneOn, MonotoneOn (weak); "strictly increasing" is StrictMonoOn; reason: the paper uses the words in the weak sense (Lemma 3.1(ii) calls ϕ′_− decreasing for ϕ(t) = t, where it is constant; Fact 2.4(i))
  • encoding: dist(0, ∂f(x)) ∈ [0, ∞] with dist(0, ∅) = ∞; dist⁻¹; h(s) a supremum; inequality (7) ϕ′−(f(x) − f(x̄))·dist(0, ∂f(x)) ≥ 1 → dist0 = Metric.infEDist 0 (∂f x) : ℝ≥0∞; its inverse in ℝ≥0∞; hfun a ⨆ in ℝ≥0∞ (sup ∅ = 0); (7) as ∀ v ∈ ∂f x, 1 ≤ ϕ′−(f x − f x̄) · ‖v‖; real quantities compared with h through ENNReal.ofReal; reason: for ϕ′_− > 0 (every concave ϕ ∈ Φ_η, Lemma 3.1(ii)) the ∀ v form is the printed inequality with dist(0, ∅) = ∞, and a point with ∂f(x) = ∅ adds nothing to h; the same instances
  • encoding: f : ℝⁿ → (−∞, ∞]; η ∈ (0, ∞]; ϕ : [0, η) → ℝ₊; the left derivative ϕ′− → f : EuclideanSpace ℝ (Fin n) → EReal; η : ℝ≥0∞; ϕ : ℝ → ℝ constrained only on Ieta η = {t | 0 ≤ t ∧ ofReal t < η}; ϕ′−(t) = derivWithin ϕ (Set.Iio t) t; reason: Lean conventions; the same instances
Preamble
import Mathlib
import Definitions.Def_NonconvexSplitting_Shared_LimitingSubdiff
import Definitions.Def_NonconvexSplitting_Shared_StandingAssumptions
import Definitions.Def_ExactModKL_Ieta
import Definitions.Def_ExactModKL_leftDeriv
import Definitions.Def_ExactModKL_PhiClass
import Definitions.Def_ExactModKL_KLIneq
import Definitions.Def_ExactModKL_dist0
import Definitions.Def_ExactModKL_hfun
import Definitions.Def_ExactModKL_exactModulus

open scoped ENNReal
open MeasureTheory Filter Topology
Formal statement
namespace ExactModKL

open NonconvexSplitting.Shared

/-- Proof of Proposition 3.9, "Therefore h(s) is decreasing" (Wang–Wang, arXiv:2008.13257v5
(preprint), p.13), corrected: for `f` proper lsc, `x̄ ∈ dom ∂f`, `U` a neighbourhood of `x̄`
and `η ∈ (0, ∞]`, the function `h` of Definition 3.6 is decreasing on `(0, η)`, and `h(s) > 0`
at every level `s ∈ (0, η)` reached by some `x ∈ U ∩ dom ∂f` with `s ≤ f(x) − f(x̄) < η`.

**Formalization Note.** The paper's "h(s) is positive-valued" is false at a level no point of
the band reaches (there `h(s)` is a supremum over the empty set, `0` here); positivity is
stated exactly where it holds. The statement uses no desingularizing function. "Decreasing" is
`AntitoneOn`. -/
theorem proposition_3_9_h_antitone {n : ℕ} (f : EuclideanSpace ℝ (Fin n) → EReal) (hf : IsProperFn f)
    (hlsc : LowerSemicontinuous f) (xbar : EuclideanSpace ℝ (Fin n))
    (hxbar : (LimitingSubdiff f xbar).Nonempty) (U : Set (EuclideanSpace ℝ (Fin n)))
    (hU : U ∈ 𝓝 xbar) (η : ℝ≥0∞) (hη : 0 < η) :
    AntitoneOn (hfun f xbar U η) {s | 0 < s ∧ ENNReal.ofReal s < η} ∧
      ∀ s : ℝ, 0 < s → ENNReal.ofReal s < η →
        (∃ x ∈ U, (LimitingSubdiff f x).Nonempty ∧ (s : EReal) ≤ f x - f xbar ∧
          f x - f xbar < (η : EReal)) →
        0 < hfun f xbar U η s := by sorry

end ExactModKL
Source
Wang–Wang, arXiv:2008.13257v5, proof of Proposition 3.9, "Therefore h(s) is decreasing", p.13
Human review
  • Endorsed by Shuze Chen · Oct 31, 2026

    Confirmed by the moderator at approval.

  • Endorsed by iris · Oct 31, 2026

    Confirmed by the mission captain (proposal self-audit).

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