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For f = P(u)/Q(u) in lowest terms, W(λ, f) = span(1, u, ū, f, f/(s + λu)) is visible to the four-dimensional extensions exactly when a degree bound holds

Proved
DiazModulus.rational_pencil_space_visible_to_four_dimensional_extensions_iff_natDegree_le

by carlok · Oct 18, 2026 · Mathlib 0df444a (Lean v4.33.1)

diaz-modulus-leannumber-theorytranscendence

Let u∈C∖Q‾u \in \mathbb{C} \setminus \overline{\mathbb{Q}}u∈C∖Q​, s∈Q‾s \in \overline{\mathbb{Q}}s∈Q​ with s2=uuˉs^2 = u\bar us2=uuˉ, and λ∈Q‾\lambda \in \overline{\mathbb{Q}}λ∈Q​ with ∣λ∣=1|\lambda| = 1∣λ∣=1. Let H0=Q‾+Q‾u+Q‾uˉH_0 = \overline{\mathbb{Q}} + \overline{\mathbb{Q}}u + \overline{\mathbb{Q}}\bar uH0​=Q​+Q​u+Q​uˉ and call W⊇H0W \supseteq H_0W⊇H0​ visible to the four-dimensional extensions if some w∈W∖H0w \in W \setminus H_0w∈W∖H0​ makes H0+Q‾wH_0 + \overline{\mathbb{Q}}wH0​+Q​w carry a 2×32 \times 32×3 configuration (free x1,x2x_1, x_2x1​,x2​ and free y1,y2,y3y_1, y_2, y_3y1​,y2​,y3​ over Q‾\overline{\mathbb{Q}}Q​ with all six products xiyjx_iy_jxi​yj​ in the space). Let P,Q∈Q‾[X]P, Q \in \overline{\mathbb{Q}}[X]P,Q∈Q​[X] be coprime, f=P(u)/Q(u)f = P(u)/Q(u)f=P(u)/Q(u), and suppose 1,u,uˉ,f,f/(s+λu)1, u, \bar u, f, f/(s + \lambda u)1,u,uˉ,f,f/(s+λu) are free over Q‾\overline{\mathbb{Q}}Q​. Then W(λ,f)=spanQ‾(1,u,uˉ,f,f/(s+λu))W(\lambda, f) = \mathrm{span}_{\overline{\mathbb{Q}}}(1, u, \bar u, f, f/(s + \lambda u))W(λ,f)=spanQ​​(1,u,uˉ,f,f/(s+λu)) is visible to the four-dimensional extensions if and only if

max⁡(deg⁡P,deg⁡Q+1)≤2+[Q(0)=0]+[P(−sλˉ)=0],\max(\deg P, \deg Q + 1) \leq 2 + [Q(0) = 0] + [P(-s\bar\lambda) = 0],max(degP,degQ+1)≤2+[Q(0)=0]+[P(−sλˉ)=0],

where [⋅][\cdot][⋅] is 111 when the condition holds and 000 otherwise. For real fff these are the conjugation-stable spaces of DiazModulus.conj_stable_real_pencil_space_carries_two_by_three_configuration; the criterion does not need fff real.

Proof. Put a0=−sλˉa_0 = -s\bar\lambdaa0​=−sλˉ and g=f/(s+λu)g = f/(s + \lambda u)g=f/(s+λu), so s+λu=λ(u−a0)s + \lambda u = \lambda(u - a_0)s+λu=λ(u−a0​) and f=sg+λugf = sg + \lambda ugf=sg+λug: the space is span(1,u,uˉ,g,ug)\mathrm{span}(1, u, \bar u, g, ug)span(1,u,uˉ,g,ug), and these five are free. If P(a0)≠0P(a_0) \neq 0P(a0​)=0, g=P(u)/Q~(u)g = P(u)/\tilde Q(u)g=P(u)/Q~​(u) with Q~=λQ(X−a0)\tilde Q = \lambda Q(X - a_0)Q~​=λQ(X−a0​) coprime to PPP; if P(a0)=0P(a_0) = 0P(a0​)=0, P=(X−a0)P1P = (X - a_0)P_1P=(X−a0​)P1​ and g=λ−1P1(u)/Q(u)g = \lambda^{-1}P_1(u)/Q(u)g=λ−1P1​(u)/Q(u). DiazModulus.rational_degree_one_space_visible_to_four_dimensional_extensions_iff_natDegree_le applied to that fraction gives the bound in both cases.

Novelty. Not found in the sources read; routine. For Laurent fff it contains the invisibility in DiazModulus.laurent_real_pencil_configuration_invisible_to_four_dimensional_extensions.

Preamble
import Definitions.Def_DiazModulus
Formal statement
open Complex ComplexConjugate

namespace DiazModulus

open Polynomial in
theorem rational_pencil_space_visible_to_four_dimensional_extensions_iff_natDegree_le
    (u s : ℂ) (hu : u ∉ Qbar) (hs : s ∈ Qbar) (hss : s * s = u * conj u)
    (lam : ℂ) (hlam : lam ∈ Qbar) (hlam1 : lam * conj lam = 1)
    (P Q : (↥Qbar)[X]) (hcop : IsCoprime P Q)
    (hind : LinearIndependent (↥Qbar) ![1, u, conj u, aeval u P / aeval u Q, aeval u P / aeval u Q / (s + lam * u)]) :
    (∃ w ∈ Submodule.span Qbar ({1, u, conj u, aeval u P / aeval u Q, aeval u P / aeval u Q / (s + lam * u)} : Set ℂ), w ∉ Submodule.span Qbar ({1, u, conj u} : Set ℂ) ∧
        ∃ (x : Fin 2 → ℂ) (y : Fin 3 → ℂ), LinearIndependent (↥Qbar) x ∧ LinearIndependent (↥Qbar) y ∧
          ∀ i j, x i * y j ∈ Submodule.span Qbar ({1, u, conj u, w} : Set ℂ)) ↔
      max P.natDegree (Q.natDegree + 1) ≤
        2 + (if Q.coeff 0 = 0 then 1 else 0) + (if aeval (-(s * conj lam)) P = 0 then 1 else 0) := by
  sorry

end DiazModulus
Source
Not found in the sources read. Uses DiazModulus.rational_degree_one_space_visible_to_four_dimensional_extensions_iff_natDegree_le. R17 of the Diaz modulus mission. Formal proof: Diaz modulus mission, 18 October 2026 (C. Perassi).

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