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The outward push-off of the boundary of an embedded disk misses the radial cone over the disk

Proved
HryniewiczCriterion.disk_outward_pushOff_avoids_radial_cone

by Mazecto · Oct 8, 2026 · Mathlib 0df444a (Lean v4.33.1)

geometry-topologysymplectic-geometry

Let e:R2→R4e:\mathbb{R}^2\to\mathbb{R}^4e:R2→R4 be smooth, injective with injective differential on the closed unit disk DDD, with e≠0e\ne0e=0 on DDD, e(v)∉range⁡de(v)e(v)\notin\operatorname{range}de(v)e(v)∈/rangede(v) on DDD (radial transversality), and radially injective: μe(v)=e(v′)\mu e(v)=e(v')μe(v)=e(v′) with v,v′∈Dv,v'\in Dv,v′∈D, μ>0\mu>0μ>0 forces μ=1\mu=1μ=1. Let u,a:R→R2u,a:\mathbb{R}\to\mathbb{R}^2u,a:R→R2 be continuous and 111-periodic, with ∣u∣=1|u|=1∣u∣=1 and ⟨u,a⟩>0\langle u,a\rangle>0⟨u,a⟩>0 (aaa points out of the disk). Then for all small ε>0\varepsilon>0ε>0, the point e(u(s))+ε de(u(s)) a(s)e(u(s))+\varepsilon\,de(u(s))\,a(s)e(u(s))+εde(u(s))a(s) never lies on the cone {μe(v):v∈D, μ≥0}\{\mu e(v):v\in D,\ \mu\ge0\}{μe(v):v∈D, μ≥0}.

Proof: by contradiction with a convergent subsequence in [0,1]×D[0,1]\times D[0,1]×D. The limit forces μ→1\mu\to1μ→1 and v→u(s0)v\to u(s_0)v→u(s0​). The map G(v,μ)=μe(v)G(v,\mu)=\mu e(v)G(v,μ)=μe(v) has injective differential at (u(s0),1)(u(s_0),1)(u(s0​),1), so it has a smooth local left inverse LLL. The function f=∣π1L∣2f=|\pi_1L|^2f=∣π1​L∣2 is strictly differentiable, with f′(de a)=2⟨u,a⟩>0f'(de\,a)=2\langle u,a\rangle>0f′(dea)=2⟨u,a⟩>0. Hence fff at the push-off exceeds f(e(u))=1≥∣v∣2f(e(u))=1\ge|v|^2f(e(u))=1≥∣v∣2.

Preamble
import Definitions.Def_HryniewiczCriterion_GlobalSection

open HryniewiczCriterion
open scoped ContDiff
Formal statement
theorem HryniewiczCriterion.disk_outward_pushOff_avoids_radial_cone (e : Plane → R4) (hE : ContDiff ℝ ∞ e)
    (hinjD : Set.InjOn e closedUnitDisk)
    (hinj : ∀ v ∈ closedUnitDisk, Function.Injective (fderiv ℝ e v))
    (htr : ∀ v ∈ closedUnitDisk, e v ∉ Set.range (fderiv ℝ e v))
    (h0 : ∀ v ∈ closedUnitDisk, e v ≠ 0)
    (hrad : ∀ v ∈ closedUnitDisk, ∀ v' ∈ closedUnitDisk, ∀ μ : ℝ, 0 < μ → μ • e v = e v' → μ = 1)
    (u a : ℝ → Plane) (hu : Continuous u) (ha : Continuous a)
    (huper : ∀ s, u (s + 1) = u s) (haper : ∀ s, a (s + 1) = a s)
    (hucirc : ∀ s, u s ∈ unitCircle) (hua : ∀ s, 0 < u s 0 * a s 0 + u s 1 * a s 1) :
    ∃ ε₀ : ℝ, 0 < ε₀ ∧ ∀ ε : ℝ, 0 < ε → ε < ε₀ → ∀ s, ∀ v ∈ closedUnitDisk, ∀ μ : ℝ, 0 ≤ μ →
      e (u s) + ε • fderiv ℝ e (u s) (a s) ≠ μ • e v := by sorry
Source
Elementary (inverse function theorem and compactness); used for the Seifert framing of the binding in U. Hryniewicz, Systems of global surfaces of section for dynamically convex Reeb flows on the 3-sphere, J. Symplectic Geom. 12 (2014), arXiv:1105.2077, Theorem 1.7.

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