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A symmetric operator on a separable Hilbert space has a real non-eigenvalue

Proved
AsymptoticOperator.exists_not_eigenvalue_of_isFormalAdjoint

by Mazecto · Oct 10, 2026 · Mathlib 0df444a (Lean v4.33.1)

asymptotic-operatorhilbert-spacespectral-theoryunbounded-operator

Let EEE be a separable real inner product space and let AAA be a linear operator defined on a subspace D(A)⊆ED(A)\subseteq ED(A)⊆E (a partially defined linear map E→EE\to EE→E). Suppose AAA is symmetric: ⟨Ax,y⟩=⟨x,Ay⟩\langle Ax,y\rangle=\langle x,Ay\rangle⟨Ax,y⟩=⟨x,Ay⟩ for all x,y∈D(A)x,y\in D(A)x,y∈D(A). Then there is a real number μ\muμ that is not an eigenvalue of AAA: if f∈D(A)f\in D(A)f∈D(A) and Af=μfAf=\mu fAf=μf, then f=0f=0f=0.

Role: this supplies a real point μ\muμ with ker⁡(A−μ)=0\ker(A-\mu)=0ker(A−μ)=0, needed to speak of the resolvent (A−μ)−1(A-\mu)^{-1}(A−μ)−1 of a symmetric differential operator (for example the asymptotic operator AS=−J0∂t−SA_S=-J_0\partial_t-SAS​=−J0​∂t​−S on L2(S1,R2n)L^2(S^1,\mathbb R^{2n})L2(S1,R2n)) without leaving the real numbers.

Formalization note: E →ₗ.[ℝ] E is Mathlib's LinearPMap (a linear map on the submodule A.domain), and A.IsFormalAdjoint A is Mathlib's symmetry condition ⟪A x, y⟫ = ⟪x, A y⟫ for x y : A.domain. Separability is the typeclass TopologicalSpace.SeparableSpace E; completeness is not assumed.

Preamble
import Mathlib.Analysis.InnerProductSpace.LinearPMap
import Mathlib.Topology.Bases
import Mathlib.Analysis.Real.Cardinality
Formal statement
namespace AsymptoticOperator

/-- A symmetric partially defined operator on a separable real inner product space has a real
number that is not an eigenvalue. -/
theorem exists_not_eigenvalue_of_isFormalAdjoint {E : Type*} [NormedAddCommGroup E]
    [InnerProductSpace ℝ E] [TopologicalSpace.SeparableSpace E] (A : E →ₗ.[ℝ] E)
    (hA : A.IsFormalAdjoint A) :
    ∃ μ : ℝ, ∀ f : A.domain, A f = μ • (f : E) → (f : E) = 0 := by sorry

end AsymptoticOperator
Source
Standard Hilbert-space fact; used for Hofer-Wysocki-Zehnder (GAFA 1995), §3, p. 285, and Wendl, Lectures on Symplectic Field Theory, arXiv:1612.01009, §3.2

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