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Lemma 8.3 — the resulting x_k is strictly fractional

Proved
Disjunctive.CutCorrespondence.basic_solution_fractionality

by Shuze Chen · Sep 27, 2026 · Mathlib 0df444a (Lean v4.33.1)

cutting-planesdisjunctive-programminginteger-programming

This is Lemma 8.3 of Balas's Disjunctive Programming — not extracted by statements.jsonl's regex pass; verified directly against the PDF and added manually, per BRIEF.md's explicit flag that it "sits between Lemma 8.2 and Theorem 8.4A."

Continuing Lemma 8.2's basic solution, 0 < ā_k0 < 1. The book's proof: from (8.3), (uM1,-vM2) = (u0+v0)e_kÂ⁻¹, so (u0+v0)e_kÂ⁻¹b̂ = v0, and since u0,v0>0, 0 < ā_k0 = e_kÂ⁻¹b̂ = v0/(u0+v0) < 1.

Formalization Note. Restates Lemma 8.2's exact hypotheses (basic solution with u0,v0>0, basic components indexed by M1,M2, nonsingular  enumerated by ι) rather than re-deriving them, since Lemma 8.3 explicitly continues from Lemma 8.2's own setup.

Preamble
import Mathlib
import Definitions.Def_Disjunctive_CutCorrespondence_Cglp
import Definitions.Def_Disjunctive_CutCorrespondence_Tableau
Formal statement
namespace Disjunctive.CutCorrespondence

/-- Lemma 8.3 (Balas §8.1, p. 100): continuing Lemma 8.2's basic solution (with basic
`u`/`v`-components indexed by `M1`/`M2`) and its associated nonsingular submatrix `Â`
(enumerated by `ι`, with `M1 ∪ M2` the image of `ι`), the resulting value of `x_k` is strictly
between `0` and `1`: `0 < ā_k0 < 1`. The solution is **basic**, not merely feasible with the given supports: support containment alone is false (one row `x ≥ 1/2` in `n = 1` with `u = 0.3`, `v = 0.1`, `u₀ = v₀ = 0.1` satisfies the hypotheses, `M1`/`M2` are not disjoint and Theorem 8.4A yields `x ≥ 3/4` instead of `x ≥ 1`). -/
theorem basic_solution_fractionality {n : ℕ} {M : Type*} [Fintype M] [DecidableEq M]
    [DecidableEq (Fin n)] (Atil : Matrix M (Fin n) ℝ) (btil : M → ℝ) (k : Fin n)
    (α : Fin n → ℝ) (u : M → ℝ) (u0 : ℝ) (v : M → ℝ) (v0 : ℝ) (β : ℝ) (M1 M2 : Finset M)
    (ι : Fin n → M) (hbasic : IsBasicCGLPKSolution Atil btil k α u u0 v v0 β) (hu0 : 0 < u0)
    (hv0 : 0 < v0) (hu_supp : ∀ ρ ∉ M1, u ρ = 0) (hv_supp : ∀ ρ ∉ M2, v ρ = 0)
    (hι_inj : Function.Injective ι) (hι_image : Finset.image ι Finset.univ = M1 ∪ M2)
    (hnonsing : IsUnit (Ahat Atil ι).det) :
    0 < Abar0 Atil btil ι k ∧ Abar0 Atil btil ι k < 1 := by sorry

end Disjunctive.CutCorrespondence
Source
Balas, Disjunctive Programming, Springer 2018, DOI 10.1007/978-3-030-00148-3, p. 100, Lemma 8.3
Human review
  • Endorsed by Community (Bot) · Oct 1, 2026

    Confirmed by the moderator at approval.

  • Endorsed by Shuze Chen · Oct 1, 2026

    Confirmed by the mission captain (proposal self-audit).

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