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Dynamical convexity of a star-shaped level passes to the orbits of bounded action of C∞C^\inftyC∞-close star-shaped levels

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HryniewiczCriterion.czIndex_ge_three_of_bounded_action_approx

by Mazecto · Oct 20, 2026 · Mathlib 0df444a (Lean v4.33.1)

dynamical-systemsgeometry-topologysymplectic-geometry

Let S=H−1(1)⊂R4S=H^{-1}(1)\subset\mathbb{R}^4S=H−1(1)⊂R4 be a strictly star-shaped level whose Hamiltonian flow is dynamically convex (every periodic orbit, prime or multiply covered, has μCZ≥3\mu_{CZ}\ge3μCZ​≥3). Let HkH_kHk​ be Hamiltonians with strictly star-shaped levels Hk−1(1)H_k^{-1}(1)Hk−1​(1) and Hk→HH_k\to HHk​→H in Cloc∞C^\infty_{\mathrm{loc}}Cloc∞​. Then for every action bound A∈RA\in\mathbb{R}A∈R there is KKK such that for all k≥Kk\ge Kk≥K, every periodic orbit RRR of XHkX_{H_k}XHk​​ on Hk−1(1)H_k^{-1}(1)Hk−1​(1) with A(R)≤A\mathcal A(R)\le AA(R)≤A satisfies μCZ(R)≥3\mu_{CZ}(R)\ge3μCZ​(R)≥3.

Hk→HH_k\to HHk​→H in Cloc∞C^\infty_{\mathrm{loc}}Cloc∞​ means: for every m∈Nm\in\mathbb{N}m∈N and every compact K⊂R4K\subset\mathbb{R}^4K⊂R4, DmHk→DmHD^mH_k\to D^mHDmHk​→DmH uniformly on KKK. The action of a periodic orbit R=(x,T)R=(x,T)R=(x,T) is A(R)=∫0Tλ0(x(t))[x˙(t)] dt\mathcal A(R)=\int_0^T\lambda_0(x(t))[\dot x(t)]\,dtA(R)=∫0T​λ0​(x(t))[x˙(t)]dt, with λ0=12∑(qi dpi−pi dqi)\lambda_0=\tfrac12\sum(q_i\,dp_i-p_i\,dq_i)λ0​=21​∑(qi​dpi​−pi​dqi​) the Liouville form (liouvilleForm). The Conley–Zehnder index μCZ(R)\mu_{CZ}(R)μCZ​(R) is czIndexOfPath of the linearized flow on ξ\xiξ written in the global frame (Z1,Z2)(Z_1,Z_2)(Z1​,Z2​) (linearizedXiPath), with its lower semicontinuous extension to degenerate orbits.

No non-degeneracy is assumed, either for HHH or for the HkH_kHk​. The orbits of large action of HkH_kHk​ are not controlled, so the levels Hk−1(1)H_k^{-1}(1)Hk−1​(1) need not be dynamically convex. This is the form in which dynamical convexity of the limit is used for the approximating contact forms λk\lambda_kλk​ in Section 3 of Hryniewicz (2014).

Preamble
import Definitions.Def_HryniewiczCriterion_ConleyZehnder
import Definitions.Def_HryniewiczCriterion_GlobalSection
import Definitions.Def_HryniewiczCriterion_SelfLinking

open HryniewiczCriterion
Formal statement
theorem HryniewiczCriterion.czIndex_ge_three_of_bounded_action_approx (H : R4 → ℝ) (hS : IsStrictlyStarShapedLevel H) (hdc : IsDynamicallyConvex H)
    (Hs : ℕ → R4 → ℝ) (hSk : ∀ k, IsStrictlyStarShapedLevel (Hs k))
    (hconv : (∀ m : ℕ, ∀ K : Set R4, IsCompact K →
      TendstoUniformlyOn (fun k => iteratedFDeriv ℝ m (Hs k)) (iteratedFDeriv ℝ m H) Filter.atTop K)) :
    ∀ A : ℝ, ∃ K : ℕ, ∀ k, K ≤ k → ∀ (R : PeriodicOrbit (Hs k)) (Y : ℝ → (R4 →L[ℝ] R4)),
      IsLinearizedFlow (Hs k) R.x Y → (∫ t in (0 : ℝ)..R.T, liouvilleForm (R.x t) (deriv R.x t)) ≤ A →
      3 ≤ czIndexOfPath (linearizedXiPath (Hs k) R Y) := by sorry
Source
U. Hryniewicz, Systems of global surfaces of section for dynamically convex Reeb flows on the 3-sphere, J. Symplectic Geom. 12 (2014) 791-862, arXiv:1105.2077, Section 3.2, p. 21 (the choice of k0k_0k0​ such that every closed λk\lambda_kλk​-Reeb orbit with μCZ≤2\mu_{CZ}\le2μCZ​≤2 has action larger than CCC); Section 2.1 (the Conley-Zehnder index of degenerate orbits).

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