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Cook Proposition 1(b): if L1L_1L1​ is NP\mathbf{NP}NP-complete, L2∈NPL_2 \in \mathbf{NP}L2​∈NP and L1≤pL2L_1 \le_p L_2L1​≤p​L2​, then L2L_2L2​ is NP\mathbf{NP}NP-complete

Proved
PvsNP.npComplete_of_pReducible

by korbonits · Sep 8, 2026 · Mathlib 0df444a (Lean v4.33.1)

complexity-theorymillennium-prizenp-completenessp-vs-nppolynomial-timesatisfiabilityturing-machines

Cook, Proposition 1(b) (p. 4): "If L1L_1L1​ is NP\mathbf{NP}NP-complete, L2∈NPL_2 \in \mathbf{NP}L2​∈NP, and L1≤pL2L_1 \le_p L_2L1​≤p​L2​, then L2L_2L2​ is NP\mathbf{NP}NP-complete."

For all languages L1,L2⊆{0,1}∗L_1, L_2 \subseteq \{0,1\}^*L1​,L2​⊆{0,1}∗: if L1∈NPL_1 \in \mathbf{NP}L1​∈NP and every language in NP\mathbf{NP}NP is p-reducible to L1L_1L1​, if L2∈NPL_2 \in \mathbf{NP}L2​∈NP, and if L1≤pL2L_1 \le_p L_2L1​≤p​L2​, then every language in NP\mathbf{NP}NP is p-reducible to L2L_2L2​ (and L2∈NPL_2 \in \mathbf{NP}L2​∈NP), i.e. L2L_2L2​ is NP\mathbf{NP}NP-complete in the sense of Cook's Definition 4. Cook: "Part (b) uses the transitivity of ≤p\le_p≤p​" and "is the basic method for showing new problems are NP\mathbf{NP}NP-complete" (p. 5); it is how Karp's 21 problems and the hundreds of later ones were shown NP\mathbf{NP}NP-complete.

Formalization Note The content is the transitivity of PReducible: the composition g∘fg \circ fg∘f of two polynomial-time computable functions is polynomial-time computable, which requires composing two multi-stack machines (Mathlib's proof_wanted TM2ComputableInPolyTime.comp). The hypotheses are explicit arguments in the order L1L_1L1​ complete, L2∈NPL_2 \in \mathbf{NP}L2​∈NP, L1≤pL2L_1 \le_p L_2L1​≤p​L2​.

Preamble
import Definitions.Def_PvsNP
import Mathlib
Formal statement
namespace PvsNP
theorem npComplete_of_pReducible (L₁ L₂ : Language Bool) (h₁ : NPComplete L₁) (h₂ : L₂ ∈ NP)
    (h : PReducible L₁ L₂) : NPComplete L₂ := by sorry
end PvsNP
Source
S. Cook, The P versus NP problem, Clay Mathematics Institute Millennium Prize Problem description (2000), https://www.claymath.org/wp-content/uploads/2022/06/pvsnp.pdf, p. 4, Proposition 1, part (b); p. 5, 'Part (b) is the basic method for showing new problems are NP-complete'
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What the Lean code literally says, in plain math · claude-fable-5-1

Read-back: PvsNP.npComplete_of_pReducible

The statement

For every pair of languages L1,L2L_1, L_2L1​,L2​ over the alphabet {false,true}\{\mathsf{false},\mathsf{true}\}{false,true} (a language here is an arbitrary set of finite lists of Booleans; the empty set and the set of all strings are allowed), the following implication holds:

NPComplete(L1) ∧ L2∈NP ∧ PReducible(L1,L2) ⟹ NPComplete(L2),\mathrm{NPComplete}(L_1)\ \wedge\ L_2 \in \mathrm{NP}\ \wedge\ \mathrm{PReducible}(L_1, L_2)\ \Longrightarrow\ \mathrm{NPComplete}(L_2),NPComplete(L1​) ∧ L2​∈NP ∧ PReducible(L1​,L2​) ⟹ NPComplete(L2​),

where the three predicates are the custom notions unfolded below (they are not Mathlib's, and rest on a specific machine model, specific encodings, and a specific certificate-length bound). There are no further hypotheses: no decidability, non-emptiness or non-triviality assumption on L1L_1L1​ or L2L_2L2​.

The notions used, fully unfolded

Throughout, a string is a finite list of Booleans, Str=List(B)\mathrm{Str} = \mathrm{List}(\mathbb{B})Str=List(B), and ∣w∣|w|∣w∣ denotes the length of a list www.

The machine model: bundled two-stack-style machines ("FinTM2")

A machine MMM consists of:

  • a type KKK of stack indices, with decidable equality and finitely many elements; two designated indices k0k_0k0​ (input stack) and k1k_1k1​ (output stack) — k0=k1k_0 = k_1k0​=k1​ is allowed;
  • for each k∈Kk \in Kk∈K a type Γk\Gamma_kΓk​ of stack symbols; only Γk0\Gamma_{k_0}Γk0​​ is required to be finite (the alphabet Γk1\Gamma_{k_1}Γk1​​ becomes finite below via a bijection with the output alphabet; the alphabets of any other stacks are arbitrary, possibly infinite, types);
  • a finite type Λ\LambdaΛ of function labels with a designated label main\mathsf{main}main;
  • a finite type σ\sigmaσ of internal states with a designated init∈σ\mathsf{init} \in \sigmainit∈σ;
  • a program m:Λ→Stmtm : \Lambda \to \mathrm{Stmt}m:Λ→Stmt, assigning to each label a statement built from: push a symbol (computed from the state) onto stack kkk; peek at the top of stack kkk and update the state; pop stack kkk and update the state; replace the state by a function of itself; branch on a Boolean function of the state; jump to a label computed from the state; or halt.

A configuration is a triple (current label or "halted", internal state, and the contents of every stack as a list). One step executes the statement of the current label in full (all of its push/peek/pop/load/branch instructions) until it reaches a goto, which sets the new label, or a halt, which sets the label to "halted"; a halted configuration has no successor. Thus a "step" here is one whole statement-block, not one primitive stack operation.

For lists ℓ\ellℓ and ℓ′\ell'ℓ′:

  • the initial configuration on ℓ\ellℓ has label main\mathsf{main}main, state init\mathsf{init}init, stack k0k_0k0​ equal to ℓ\ellℓ, and every other stack empty;
  • the halting configuration with output ℓ′\ell'ℓ′ has label "halted", state exactly init\mathsf{init}init (the machine must return to its initial internal state), stack k1k_1k1​ equal to ℓ′\ell'ℓ′, and every other stack empty.

"MMM outputs ℓ′\ell'ℓ′ on ℓ\ellℓ within ttt steps" means: there is a natural number s≤ts \le ts≤t such that iterating the step function exactly sss times from the initial configuration on ℓ\ellℓ yields precisely the halting configuration with output ℓ′\ell'ℓ′ (as a defined, non-failed configuration). Since a halted configuration has no successor, sss is exactly the number of steps until halting. s=0s = 0s=0 is allowed (in which case the initial and halting configurations must coincide).

Polynomial-time computability of a function, relative to encodings

Given types α,β\alpha, \betaα,β, alphabets αΓ,βΓ\alpha_\Gamma, \beta_\GammaαΓ​,βΓ​, an input encoding ea:α→List(αΓ)e_a : \alpha \to \mathrm{List}(\alpha_\Gamma)ea​:α→List(αΓ​), an output encoding eb:β→List(βΓ)e_b : \beta \to \mathrm{List}(\beta_\Gamma)eb​:β→List(βΓ​), and a function f:α→βf : \alpha \to \betaf:α→β, a polynomial-time TM2 computation of fff w.r.t. (ea,eb)(e_a, e_b)(ea​,eb​) is the data of:

  • a machine MMM as above;
  • a bijection ι:Γk0≃αΓ\iota : \Gamma_{k_0} \simeq \alpha_\Gammaι:Γk0​​≃αΓ​ between the input stack alphabet and αΓ\alpha_\GammaαΓ​, and a bijection o:Γk1≃βΓo : \Gamma_{k_1} \simeq \beta_\Gammao:Γk1​​≃βΓ​ between the output stack alphabet and βΓ\beta_\GammaβΓ​;
  • a polynomial p∈N[X]p \in \mathbb{N}[X]p∈N[X] with natural-number coefficients (the zero polynomial and constants are allowed);
  • for every input a∈αa \in \alphaa∈α: MMM outputs o−1(eb(f(a)))o^{-1}(e_b(f(a)))o−1(eb​(f(a))) (the encoded output, transported symbol-wise into Γk1\Gamma_{k_1}Γk1​​) on input ι−1(ea(a))\iota^{-1}(e_a(a))ι−1(ea​(a)) (the encoded input, transported symbol-wise into Γk0\Gamma_{k_0}Γk0​​) within p(∣ea(a)∣)p(|e_a(a)|)p(∣ea​(a)∣) steps, where ∣ea(a)∣|e_a(a)|∣ea​(a)∣ is the length of the encoded input.

Below, "fff is polynomial-time computable w.r.t. (ea,eb)(e_a,e_b)(ea​,eb​)" means that there exists such a datum (the definitions wrap the structure in a mere-existence proposition).

The encodings involved

  • id:Str→List(B)\mathrm{id} : \mathrm{Str} \to \mathrm{List}(\mathbb{B})id:Str→List(B), the identity: a string is its own encoding, input alphabet B\mathbb{B}B.
  • encodeBool:B→List(B)\mathrm{encodeBool} : \mathbb{B} \to \mathrm{List}(\mathbb{B})encodeBool:B→List(B), b↦[b]b \mapsto [b]b↦[b], the one-element list; output alphabet B\mathbb{B}B.
  • encodePair:Str×Str→List(B⊕B)\mathrm{encodePair} : \mathrm{Str} \times \mathrm{Str} \to \mathrm{List}(\mathbb{B} \oplus \mathbb{B})encodePair:Str×Str→List(B⊕B),
encodePair(x,y)=[inl(x1),…,inl(x∣x∣), inr(y1),…,inr(y∣y∣)],\mathrm{encodePair}(x, y) = [\mathrm{inl}(x_1), \dots, \mathrm{inl}(x_{|x|}),\ \mathrm{inr}(y_1), \dots, \mathrm{inr}(y_{|y|})],encodePair(x,y)=[inl(x1​),…,inl(x∣x∣​), inr(y1​),…,inr(y∣y∣​)],

i.e. the symbols of xxx tagged "left" followed by the symbols of yyy tagged "right", over the four-letter alphabet B⊕B\mathbb{B} \oplus \mathbb{B}B⊕B. Its length is ∣x∣+∣y∣|x| + |y|∣x∣+∣y∣.

The three derived notions

Polynomial-time computable string function. PolyTimeComputable(f)\mathrm{PolyTimeComputable}(f)PolyTimeComputable(f), for f:Str→Strf : \mathrm{Str} \to \mathrm{Str}f:Str→Str, means: fff is polynomial-time computable w.r.t. (id,id)(\mathrm{id}, \mathrm{id})(id,id) — the input stack alphabet and the output stack alphabet are each in bijection with B\mathbb{B}B, the input stack initially holds xxx itself, and the machine halts within p(∣x∣)p(|x|)p(∣x∣) steps with exactly f(x)f(x)f(x) on the output stack, initial internal state restored, all other stacks empty.

Polynomial-time checker. PolyTimeChecker(R)\mathrm{PolyTimeChecker}(R)PolyTimeChecker(R), for R:Str×Str→BR : \mathrm{Str} \times \mathrm{Str} \to \mathbb{B}R:Str×Str→B, means: RRR is polynomial-time computable w.r.t. (encodePair,encodeBool)(\mathrm{encodePair}, \mathrm{encodeBool})(encodePair,encodeBool) — the input stack alphabet is in bijection with B⊕B\mathbb{B} \oplus \mathbb{B}B⊕B and initially holds encodePair(w,y)\mathrm{encodePair}(w, y)encodePair(w,y), the output stack alphabet is in bijection with B\mathbb{B}B, and within p(∣w∣+∣y∣)p(|w| + |y|)p(∣w∣+∣y∣) steps the machine halts with the single symbol R(w,y)R(w,y)R(w,y) on the output stack (initial state restored, other stacks empty).

The class NP\mathrm{NP}NP. A language LLL belongs to NP\mathrm{NP}NP iff there exist a function R:Str×Str→BR : \mathrm{Str} \times \mathrm{Str} \to \mathbb{B}R:Str×Str→B and a natural number k∈Nk \in \mathbb{N}k∈N such that PolyTimeChecker(R)\mathrm{PolyTimeChecker}(R)PolyTimeChecker(R) holds and, for every string www,

w∈L  ⟺  ∃ y∈Str, ∣y∣≤∣w∣k ∧ R(w,y)=true.w \in L \iff \exists\, y \in \mathrm{Str},\ |y| \le |w|^{k}\ \wedge\ R(w, y) = \mathsf{true}.w∈L⟺∃y∈Str, ∣y∣≤∣w∣k ∧ R(w,y)=true.

Edge cases silently included: k=0k = 0k=0 is allowed, in which case the bound is ∣y∣≤1|y| \le 1∣y∣≤1 for every www (including ∣w∣=0|w| = 0∣w∣=0, since 00=10^0 = 100=1); for k≥1k \ge 1k≥1 and www the empty string the only admissible certificate is the empty string. The certificate bound is a pure power ∣w∣k|w|^k∣w∣k, with no multiplicative constant or additive term. Note that NP\mathrm{NP}NP is defined directly via checkers; the class P\mathrm{P}P from the same file plays no role in this theorem.

Polynomial-time reducibility. PReducible(L1,L2)\mathrm{PReducible}(L_1, L_2)PReducible(L1​,L2​) means: there exists f:Str→Strf : \mathrm{Str} \to \mathrm{Str}f:Str→Str with PolyTimeComputable(f)\mathrm{PolyTimeComputable}(f)PolyTimeComputable(f) such that for every string xxx,

x∈L1  ⟺  f(x)∈L2.x \in L_1 \iff f(x) \in L_2 .x∈L1​⟺f(x)∈L2​.

(A many-one reduction, as a biconditional for every input, with no requirement on the length of f(x)f(x)f(x) beyond what the step bound implies.)

NP-completeness. NPComplete(L)\mathrm{NPComplete}(L)NPComplete(L) means: L∈NPL \in \mathrm{NP}L∈NP, and for every language L′L'L′ over B\mathbb{B}B with L′∈NPL' \in \mathrm{NP}L′∈NP, PReducible(L′,L)\mathrm{PReducible}(L', L)PReducible(L′,L) holds.

The theorem, restated with everything inlined

For all sets L1,L2L_1, L_2L1​,L2​ of finite Boolean strings: if

  1. L1∈NPL_1 \in \mathrm{NP}L1​∈NP (there are a checker R1R_1R1​, computable by some finite-label/finite-state stack machine over the alphabet B⊕B\mathbb{B} \oplus \mathbb{B}B⊕B within a polynomial in ∣w∣+∣y∣|w|+|y|∣w∣+∣y∣ steps, and an exponent k1k_1k1​, such that membership of www in L1L_1L1​ is equivalent to the existence of a certificate yyy with ∣y∣≤∣w∣k1|y| \le |w|^{k_1}∣y∣≤∣w∣k1​ and R1(w,y)=trueR_1(w,y) = \mathsf{true}R1​(w,y)=true), and every language L′∈NPL' \in \mathrm{NP}L′∈NP admits a polynomial-time computable (in the above sense) many-one reduction f′f'f′ with x∈L′  ⟺  f′(x)∈L1x \in L' \iff f'(x) \in L_1x∈L′⟺f′(x)∈L1​ for all xxx;
  2. L2∈NPL_2 \in \mathrm{NP}L2​∈NP (in the same sense, with its own checker R2R_2R2​ and exponent k2k_2k2​);
  3. there is a polynomial-time computable fff with x∈L1  ⟺  f(x)∈L2x \in L_1 \iff f(x) \in L_2x∈L1​⟺f(x)∈L2​ for all strings xxx;

then L2∈NPL_2 \in \mathrm{NP}L2​∈NP and every L′∈NPL' \in \mathrm{NP}L′∈NP admits a polynomial-time computable many-one reduction ggg with x∈L′  ⟺  g(x)∈L2x \in L' \iff g(x) \in L_2x∈L′⟺g(x)∈L2​ for all strings xxx.

The conclusion's first conjunct is literally hypothesis 2 restated; the substantive content is the second conjunct. The statement quantifies over all L1,L2L_1, L_2L1​,L2​ with no side conditions; if no language satisfies NPComplete\mathrm{NPComplete}NPComplete under this machine model and these encodings, the theorem is vacuously true.

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