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Assuming Waldschmidt 1973: if e^{ir/π} is algebraic for a rational r ≠ 0, then two of π, e, e^{π²} are algebraically independent

Proved
DiazModulus.pi_e_exp_pi_sq_indep_of_exp_i_rat_div_pi

by carlok · Sep 29, 2026 · Mathlib 0df444a (Lean v4.33.1)

diaz-modulus-leannumber-theorytranscendence

Assume Waldschmidt's theorem of 1973, the hypothesis hW73: if x1,x2x_1, x_2x1​,x2​ are linearly independent over Q\mathbb{Q}Q, y1,y2y_1, y_2y1​,y2​ are linearly independent over Q\mathbb{Q}Q, and ex1y2e^{x_1y_2}ex1​y2​ and ex2y2e^{x_2y_2}ex2​y2​ are algebraic, then two of the eight numbers xix_ixi​, yjy_jyj​, exiyje^{x_iy_j}exi​yj​ are algebraically independent. Let r≠0r \neq 0r=0 be rational with eir/πe^{ir/\pi}eir/π algebraic. Then two of

π,e,eπ2\pi, \qquad e, \qquad e^{\pi^{2}}π,e,eπ2

are algebraically independent.

At r=1r = 1r=1: either ei/πe^{i/\pi}ei/π is transcendental, or two of π\piπ, eee, eπ2e^{\pi^{2}}eπ2 are algebraically independent. The second alternative is an open problem listed by Waldschmidt (Diophantine Approximation on Linear Algebraic Groups, 2000, §15.3.5, p. 594). The first is the smallest case of the statement (S) for real γ\gammaγ (DiazModulus.recip_pi_not_log_real_gamma, Open). The same hypothesis, ei/πe^{i/\pi}ei/π algebraic, also makes eiπ3e^{i\pi^{3}}eiπ3 transcendental (DiazModulus.exp_i_div_pi_or_exp_i_pi_cube_transcendental), which is a different consequence.

Proof. Take x=(iπ, ir/π)x = (i\pi,\ ir/\pi)x=(iπ, ir/π) and y=(−iπ/r, 1)y = (-i\pi/r,\ 1)y=(−iπ/r, 1). The pair xxx is Q\mathbb{Q}Q-independent because π2\pi^{2}π2 is irrational, and yyy because −iπ/r-i\pi/r−iπ/r is not real. The column y2=1y_2 = 1y2​=1 carries eiπ=−1e^{i\pi} = -1eiπ=−1 and eir/πe^{ir/\pi}eir/π, both algebraic. The other two exponentials are eπ2/re^{\pi^{2}/r}eπ2/r and eee. If no two of π\piπ, eee, eπ2e^{\pi^{2}}eπ2 were algebraically independent, then, π\piπ being transcendental, eee and eπ2e^{\pi^{2}}eπ2 would be algebraic over Q(π)\mathbb{Q}(\pi)Q(π). Then so would all eight numbers, since a positive power of eπ2/re^{\pi^{2}/r}eπ2/r is an integer power of eπ2e^{\pi^{2}}eπ2. They would generate a field of transcendence degree at most one, against the hypothesis.

Novelty. None: this is a specialisation of a published theorem. It is not stated in the sources read, but it is one substitution in the Théorème of M. Waldschmidt, Solution du huitième problème de Schneider, J. Number Theory 5 (1973), p. 192, restated as Theorem 7.4.1 of Nombres transcendants (LN 402), Corollary 15.28(c) of Diophantine Approximation on Linear Algebraic Groups and Corollary 1.2(c) of Roy–Waldschmidt (1997). It is also one line from Exercise 15.15(e) of the same book (p. 614). The theorem has no formal proof yet, so it is carried as a hypothesis. The contribution of this node is the formal derivation.

Preamble
import Mathlib
Formal statement
namespace DiazModulus

/-- Assume Waldschmidt's theorem of 1973: if `x₁, x₂` are `ℚ`-linearly independent, `y₁, y₂` are
`ℚ`-linearly independent, and `e^{x₁y₂}` and `e^{x₂y₂}` are algebraic, then two of the numbers
`xᵢ`, `yⱼ`, `e^{xᵢyⱼ}` are algebraically independent. If `e^{ir/π}` is algebraic for some non-zero
rational `r`, then two of `π`, `e`, `e^{π²}` are algebraically independent. -/
theorem pi_e_exp_pi_sq_indep_of_exp_i_rat_div_pi
    (hW73 : ∀ x₁ x₂ y₁ y₂ : ℂ, LinearIndependent ℚ ![x₁, x₂] → LinearIndependent ℚ ![y₁, y₂] →
      IsAlgebraic ℚ (Complex.exp (x₁ * y₂)) → IsAlgebraic ℚ (Complex.exp (x₂ * y₂)) →
      ∃ a ∈ ({x₁, x₂, y₁, y₂, Complex.exp (x₁ * y₁), Complex.exp (x₁ * y₂),
          Complex.exp (x₂ * y₁), Complex.exp (x₂ * y₂)} : Set ℂ),
        ∃ b ∈ ({x₁, x₂, y₁, y₂, Complex.exp (x₁ * y₁), Complex.exp (x₁ * y₂),
            Complex.exp (x₂ * y₁), Complex.exp (x₂ * y₂)} : Set ℂ),
          AlgebraicIndependent ℚ ![a, b])
    (r : ℚ) (hr : r ≠ 0)
    (halg : IsAlgebraic ℚ (Complex.exp (Complex.I * (r : ℂ) / ((Real.pi : ℝ) : ℂ)))) :
    ∃ a ∈ ({((Real.pi : ℝ) : ℂ), Complex.exp 1, Complex.exp (((Real.pi : ℝ) : ℂ) ^ 2)} : Set ℂ),
      ∃ b ∈ ({((Real.pi : ℝ) : ℂ), Complex.exp 1, Complex.exp (((Real.pi : ℝ) : ℂ) ^ 2)} : Set ℂ),
        AlgebraicIndependent ℚ ![a, b] := by
  sorry

end DiazModulus
Source
Specialisation of M. Waldschmidt, Solution du huitième problème de Schneider, J. Number Theory 5 (1973), 191–202, Théorème (p. 192), at x = (iπ, ir/π), y = (−iπ/r, 1); the theorem is carried as the hypothesis hW73. Also M. Waldschmidt, Nombres transcendants, Lecture Notes in Math. 402, Springer, 1974, Theorem 7.4.1; M. Waldschmidt, Diophantine Approximation on Linear Algebraic Groups, Grundlehren 326, Springer, 2000, Corollary 15.28(c) and Exercise 15.15(e), and the open problem of §15.3.5 (p. 594); D. Roy and M. Waldschmidt, Approximation diophantienne et indépendance algébrique de logarithmes, Ann. Sci. École Norm. Sup. (4) 30 (1997), 753–796, Corollary 1.2(c). The substitution was not found in the sources read. Formal derivation: Diaz modulus mission, 29 September 2026 (C. Perassi).

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