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No vanishing statement over Qˉ\bar{\mathbb{Q}}Qˉ​ separates a Diaz candidate from an ordinary point of its circle

Proved
Diaz.candidate_indistinguishable_by_coeff

by carlok · Sep 8, 2026 · Mathlib 0df444a (Lean v4.33.1)

diaz-modulus-leannumber-theory

No vanishing statement with algebraic coefficients distinguishes a candidate from an ordinary point of the same circle.

Call u∈Cu \in \mathbb{C}u∈C a candidate for Diaz's conjecture when u≠0u \neq 0u=0, eue^{u}eu is algebraic over Q\mathbb{Q}Q, and uuˉ=r2u\bar u = r^{2}uuˉ=r2 for some non-zero real algebraic rrr; then r=∣u∣r = |u|r=∣u∣. Diaz's conjecture is that no candidate exists, and nothing here bears on that.

The claim is that there exist a point ttt of the same circle — t≠0t \neq 0t=0, ttt transcendental over Qˉ\bar{\mathbb{Q}}Qˉ​, and ttˉ=r2t\bar t = r^{2}ttˉ=r2 — and a ring homomorphism Φ:C→C\Phi : \mathbb{C} \to \mathbb{C}Φ:C→C with

Φ∣Qˉ=id,Φ(u)=t,Φ(zˉ)=Φ(z)‾  (z∈Qˉ(u)),Φ(Qˉ(u))⊆Qˉ(t),\Phi|_{\bar{\mathbb{Q}}} = \mathrm{id}, \qquad \Phi(u) = t, \qquad \Phi(\bar z) = \overline{\Phi(z)} \ \ (z \in \bar{\mathbb{Q}}(u)), \qquad \Phi\bigl(\bar{\mathbb{Q}}(u)\bigr) \subseteq \bar{\mathbb{Q}}(t),Φ∣Qˉ​​=id,Φ(u)=t,Φ(zˉ)=Φ(z)​  (z∈Qˉ​(u)),Φ(Qˉ​(u))⊆Qˉ​(t),

such that for every matrix MMM with entries in Qˉ(u)\bar{\mathbb{Q}}(u)Qˉ​(u) and all vectors www, vvv with entries in Qˉ\bar{\mathbb{Q}}Qˉ​, the transported matrix Φ(M)\Phi(M)Φ(M) again has entries in Qˉ(t)\bar{\mathbb{Q}}(t)Qˉ​(t) and

wTMv=0⟺wTΦ(M)v=0.w^{\mathsf T} M v = 0 \quad\Longleftrightarrow\quad w^{\mathsf T} \Phi(M) v = 0 .wTMv=0⟺wTΦ(M)v=0.

Here Qˉ(u)\bar{\mathbb{Q}}(u)Qˉ​(u) is the smallest subfield of C\mathbb{C}C containing the algebraic numbers and uuu, written hull Qbar u.

Reading. The four clauses pinning Φ\PhiΦ down are what makes the last one say something. A ring homomorphism of C\mathbb{C}C fixing Qˉ\bar{\mathbb{Q}}Qˉ​ and sending uuu to ttt is determined on Qˉ(u)\bar{\mathbb{Q}}(u)Qˉ​(u) (Diaz.eqOn_hull), so an entry of Φ(M)\Phi(M)Φ(M) is the expression defining the corresponding entry of MMM, read with ttt in place of uuu — conjugations included, since Φ\PhiΦ intertwines conjugation there. So the two sides of the equivalence are literally the same vanishing statement, evaluated at the candidate and at the ordinary point. No such statement can separate them.

Proof. From Diaz.candidate_indistinguishable one gets ttt and Φ\PhiΦ with the first three clauses. That Φ\PhiΦ maps Qˉ(u)\bar{\mathbb{Q}}(u)Qˉ​(u) into Qˉ(t)\bar{\mathbb{Q}}(t)Qˉ​(t) is a closure argument: Φ−1(Qˉ(t))\Phi^{-1}\bigl(\bar{\mathbb{Q}}(t)\bigr)Φ−1(Qˉ​(t)) is a subfield of C\mathbb{C}C containing Qˉ\bar{\mathbb{Q}}Qˉ​ and uuu, and Qˉ(u)\bar{\mathbb{Q}}(u)Qˉ​(u) is the smallest such. That ttˉ=r2t\bar t = r^{2}ttˉ=r2 comes from applying Φ\PhiΦ to uuˉ=r2u\bar u = r^{2}uuˉ=r2: the right side is algebraic and so fixed, and the left side goes to Φ(u)Φ(uˉ)=t tˉ\Phi(u)\Phi(\bar u) = t\,\bar tΦ(u)Φ(uˉ)=ttˉ by the intertwining. The equivalence is Corollary 7 of the note, applied to this Φ\PhiΦ with K=QˉK = \bar{\mathbb{Q}}K=Qˉ​.

Relation to what is already on the platform. Diaz.candidate_no_vanishing_coeff_Qbar is the specialised case: one specific 2×22 \times 22×2 matrix, H=(urruˉ)H = \begin{pmatrix} u & r \\ r & \bar u\end{pmatrix}H=(ur​ruˉ​), with Fin 2\mathrm{Fin}\,2Fin2 coefficient vectors, and a non-vanishing conclusion. Diaz.coeff_transfer is the forward identity for coefficients. This node is the statement those two were specialisations and fragments of, and is the sentence the source note asserts in prose and does not formalise. Note also that ttˉ=r2t\bar t = r^{2}ttˉ=r2 is stated in the note's Theorem 6 but absent from the platform node Diaz.candidate_indistinguishable; it is recovered here, and without it the statement could not say "the same circle".

What is deliberately not claimed. Nothing about ete^{t}et. If ete^{t}et were algebraic then ttt would itself be a candidate, so asserting its transcendence would be asserting an instance of the conjecture. And nothing here advances or retreats from Diaz's conjecture; it constrains the methods that could settle it.

Attribution. The mathematics is Carlo Perassi's, from a note predating this mission (Corollary 7, cor:transfer, and the paragraph immediately following it). No novelty is claimed for it; the contribution is the formalisation.

Preamble
import Mathlib
import Definitions.Def_Diaz_Closure
import Definitions.Def_Diaz_Instantiation

open ComplexConjugate
open Diaz
Formal statement
theorem Diaz.candidate_indistinguishable_by_coeff
    {u r : ℂ} (hu0 : u ≠ 0) (hexp : IsAlgebraic ℚ (Complex.exp u))
    (hr : r ∈ Qbar) (hrr : conj r = r) (hr0 : r ≠ 0)
    (h : u * conj u = r ^ 2) :
    ∃ t : ℂ, t ≠ 0 ∧ Transcendental (↥Qbar) t ∧ t * conj t = r ^ 2 ∧
      ∃ Φ : ℂ →+* ℂ, (∀ a ∈ Qbar, Φ a = a) ∧ Φ u = t ∧
        (∀ z ∈ hull Qbar u, Φ (conj z) = conj (Φ z)) ∧
        (∀ z ∈ hull Qbar u, Φ z ∈ hull Qbar t) ∧
        ∀ (p q : ℕ) (M : Matrix (Fin p) (Fin q) ℂ) (w : Fin p → ℂ) (v : Fin q → ℂ),
          (∀ i j, M i j ∈ hull Qbar u) → (∀ i, w i ∈ Qbar) → (∀ j, v j ∈ Qbar) →
            (∀ i j, Φ (M i j) ∈ hull Qbar t) ∧
              ((∑ i, ∑ j, w i * M i j * v j) = 0 ↔
                (∑ i, ∑ j, w i * Φ (M i j) * v j) = 0) := by sorry
Source
Carlo Perassi, note accompanying https://github.com/carlok/diaz-modulus-lean (file `query_note_2.tex`, unpublished draft), Corollary 7, labelled `cor:transfer`, together with the unnumbered paragraph immediately following it

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