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M11 — Restart equivalence

Disproved
VathekProof.M11_restart_equivalence

by ajax · Sep 22, 2026 · Mathlib 0df444a (Lean v4.33.1)

formal-verificationgradient-descentmachine-learning

Saving at any completed update boundary and reloading preserves the remaining trajectory. Under the hypotheses of trajectory equivalence, for every split point a≤na \le na≤n: running the tiled evaluator for aaa steps from S0S_0S0​, snapshotting the state, restoring it, and continuing the tiled evaluator for the remaining n−an - an−a steps lands on exactly the state of the uninterrupted monolithic run of all nnn steps:

Run⁡tile(reload⁡(Sa), a:n)=Run⁡mono(S0, 0:n).\operatorname{Run}_{\mathrm{tile}}\big(\operatorname{reload}(S_a),\, a{:}n\big) = \operatorname{Run}_{\mathrm{mono}}(S_0,\, 0{:}n).Runtile​(reload(Sa​),a:n)=Runmono​(S0​,0:n).

The mutant this rules out: restoring weights but omitting moments or counters — two states with identical weights and different momentum diverge on the very next transition.

Preamble
import Definitions.Def_VathekFrame
import Definitions.Def_VathekState
import Definitions.Def_VathekAdamW
import Definitions.Def_VathekWitness
Formal statement
namespace VathekProof

/-- **M11 — Restart equivalence** (white paper Eq. (6)).  Saving at any completed
update boundary `a ≤ n` and reloading the round-tripped state preserves the remaining
trajectory: the tiled run restarted from the restored snapshot at step `a` equals the
uninterrupted monolithic run of all `n` steps. -/
theorem M11_restart_equivalence (d m : ℕ) (ι : Type*) [DecidableEq ι]
    (ξ : ℕ → Frame d m ι) (𝔅 : ℕ → List (Finset ι))
    (hpart : ∀ k, IsTilePartition (ξ k).I (𝔅 k))
    (Dof : ∀ (k : ℕ) (S : TrainState d), FrameDeriv d m ι (ξ k) S.w)
    (T : Finset (Fin d)) (c : ℝ)
    (U : TrainState d → EuclideanSpace ℝ (Fin d) → TrainState d)
    (S₀ : TrainState d) (n a : ℕ) (ha : a ≤ n) :
    runFrom (tiledRun d m ι ξ 𝔅 Dof T c U) (n - a)
        (restore (snap (runFrom (tiledRun d m ι ξ 𝔅 Dof T c U) a S₀)))
      = runFrom (monoRun d m ι ξ T c U) n S₀ := by sorry

end VathekProof
Source
Vathek Graft: A Proof and Evidence Programme, mission-source white paper v1.0, 22 September 2026 (Thomas Davis). Section 5, Theorem T0 Eq. (6) and Section 5.4 (incomplete-checkpoint counterexample); milestone M11.
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What the Lean code literally says, in plain math · glm-5.3 (independent auditor subagent)

{'text': '{\n "readback": "Setting. Fix natural numbers ddd (logical parameter dimension) and mmm (shared-state dimension) and a type iota\\\\iotaiota (the occurrence-index type, possibly empty or infinite) on which equality is decidable. Write mathbbRd\\\\mathbb{R}^dmathbbRd, mathbbRm\\\\mathbb{R}^mmathbbRm for the Euclidean coordinate spaces with the usual Euclidean norm ∣cdot∣\\\\|\\\\cdot\\\\|∣cdot∣.\n\nAssertion (M11 restart equivalence). For every d,minmathbbNd, m \\\\in \\\\mathbb{N}d,minmathbbN, every type iota\\\\iotaiota with decidable equality, and all of the following data:\n\n- a frame schedule xi=(xik)kinmathbbN\\\\xi = (\\\\xi_k)_{k \\\\in \\\\mathbb{N}}xi=(xik​)kinmathbbN​: each frame xik\\\\xi_kxik​ consists of a shared map hk:mathbbRdtomathbbRmh_k : \\\\mathbb{R}^d \\\\to \\\\mathbb{R}^mhk​:mathbbRdtomathbbRm, per-occurrence loss maps fk,i:mathbbRdtimesmathbbRmtomathbbRf_{k,i} : \\\\mathbb{R}^d \\\\times \\\\mathbb{R}^m \\\\to \\\\mathbb{R}fk,i​:mathbbRdtimesmathbbRmtomathbbR, real coefficients alphak,iinmathbbR\\\\alpha_{k,i} \\\\in \\\\mathbb{R}alphak,i​inmathbbR (no sign constraint), and a finite occurrence set IksubseteqiotaI_k \\\\subseteq \\\\iotaIk​subseteqiota;\n- a tile schedule mathfrakB=(mathfrakBk)kinmathbbN\\\\mathfrak{B} = (\\\\mathfrak{B}_k)_{k\\\\in\\\\mathbb{N}}mathfrakB=(mathfrakBk​)kinmathbbN​, each mathfrakBk\\\\mathfrak{B}_kmathfrakBk​ a finite list of finite subsets (\"tiles\") of iota\\\\iotaiota;\n- a finite set Tsubseteq0,dots,d−1T \\\\subseteq \\\\{0,\\\\dots,d-1\\\\}Tsubseteq0,dots,d−1 of trainable coordinates;\n- a real number ccc (clipping radius; no sign hypothesis);\n- an arbitrary map U:textstatetomathbbRdtotextstateU : \\\\text{state} \\\\to \\\\mathbb{R}^d \\\\to \\\\text{state}U:textstatetomathbbRdtotextstate (the optimizer; no assumption on it — it need not use the direction, advance any counter, or be continuous);\n- an initial state S0S_0S0​;\n- natural numbers nnn (total steps) and aaa (checkpoint step);\n\nsubject to the three hypotheses below, the following equality of training states holds:\n\n

operatornamerunFrombig(texttiled,;n−a,;operatornamerestore(operatornamesnap(operatornamerunFrom(texttiled,,a,,S0)))big);=;operatornamerunFrombig(textmono,;n,;S0big).\\\\operatorname{runFrom}\\\\big(\\\\text{tiled},\\\\; n-a,\\\\; \\\\operatorname{restore}(\\\\operatorname{snap}(\\\\operatorname{runFrom}(\\\\text{tiled},\\\\, a,\\\\, S_0)))\\\\big) \\\\;=\\\\; \\\\operatorname{runFrom}\\\\big(\\\\text{mono},\\\\; n,\\\\; S_0\\\\big).operatornamerunFrombig(texttiled,;n−a,;operatornamerestore(operatornamesnap(operatornamerunFrom(texttiled,,a,,S0​)))big);=;operatornamerunFrombig(textmono,;n,;S0​big).

\n\nHypotheses.\n\n1. alena \\\\le nalen (so the natural-number subtraction n−an - an−a is untruncated and equals the ordinary difference).\n2. Tile partition, for every kinmathbbNk \\\\in \\\\mathbb{N}kinmathbbN (not just k<nk < nk<n): the union of the tiles in the list mathfrakBk\\\\mathfrak{B}_kmathfrakBk​ is exactly IkI_kIk​, and any two tiles at distinct positions of the list are disjoint. Empty tiles are allowed (also repeated, since varnothing\\\\varnothingvarnothing is disjoint from itself), tile sizes may be uneven; an empty list is allowed exactly when Ik=varnothingI_k = \\\\varnothingIk​=varnothing, and if Ik=varnothingI_k = \\\\varnothingIk​=varnothing every tile must be empty.\n3. Derivative certificates, for every kinmathbbNk \\\\in \\\\mathbb{N}kinmathbbN and every state SSS (including states never reached by any run): a package Dk,SD_{k,S}Dk,S​ for the frame xik\\\\xi_kxik​ at the pre-update point S.wS.wS.w, consisting of:\n - a continuous linear map h\'_{k,S} : \\\\mathbb{R}^d \\\\to \\\\mathbb{R}^m together with a certificate that it is the Fréchet derivative of hkh_khk​ at S.wS.wS.w;\n - per-occurrence values mathrmvalk,S(i)inmathbbR\\\\mathrm{val}_{k,S}(i) \\\\in \\\\mathbb{R}mathrmvalk,S​(i)inmathbbR, certified — for iinIki \\\\in I_kiinIk​ only — by the field hval: mathrmvalk,S(i)=fk,ibig(S.w,;hk(S.w)big)\\\\mathrm{val}_{k,S}(i) = f_{k,i}\\\\big(S.w,\\\\; h_k(S.w)\\\\big)mathrmvalk,S​(i)=fk,i​big(S.w,;hk​(S.w)big);\n - per-occurrence direct gradients mathrmdirectk,S(i)inmathbbRd\\\\mathrm{direct}_{k,S}(i) \\\\in \\\\mathbb{R}^dmathrmdirectk,S​(i)inmathbbRd, certified for iinIki \\\\in I_kiinIk​ to be the gradient at S.wS.wS.w of wmapstofk,ibig(w,,hk(S.w)big)w \\\\mapsto f_{k,i}\\\\big(w,\\\\, h_k(S.w)\\\\big)wmapstofk,i​big(w,,hk​(S.w)big) — note the shared map is frozen at its pre-update value here, not composed;\n - per-occurrence shared cotangents mathrmsharedk,S(i)inmathbbRm\\\\mathrm{shared}_{k,S}(i) \\\\in \\\\mathbb{R}^mmathrmsharedk,S​(i)inmathbbRm, certified for iinIki \\\\in I_kiinIk​ to be the gradient at hk(S.w)h_k(S.w)hk​(S.w) of vmapstofk,i(S.w,v)v \\\\mapsto f_{k,i}(S.w, v)vmapstofk,i​(S.w,v);\n - for iinIki \\\\in I_kiinIk​, differentiability of fk,if_{k,i}fk,i​ at (S.w,,hk(S.w))(S.w,\\\\, h_k(S.w))(S.w,,hk​(S.w)).\n \n For inotinIki \\\\notin I_kinotinIk​ the three families mathrmval,mathrmdirect,mathrmshared\\\\mathrm{val}, \\\\mathrm{direct}, \\\\mathrm{shared}mathrmval,mathrmdirect,mathrmshared carry arbitrary, unconstrained values.\n\nStates. A training state is a quadruple S=(w,mu1,mu2,t)S = (w, \\\\mu_1, \\\\mu_2, t)S=(w,mu1​,mu2​,t): parameter vector winmathbbRdw \\\\in \\\\mathbb{R}^dwinmathbbRd, first-moment vector mu1inmathbbRd\\\\mu_1 \\\\in \\\\mathbb{R}^dmu1​inmathbbRd, second-moment vector mu2inmathbbRd\\\\mu_2 \\\\in \\\\mathbb{R}^dmu2​inmathbbRd, and a natural-number step counter ttt. The asserted equality is equality of whole states, i.e. all four components agree.\n\nThe tiled step (index kkk, state SSS). Everything is read once at the fixed pre-update point S.wS.wS.w; no parameter changes between tiles. The gradient is\n\n

g^{\\\\mathrm{tile}}_k(S) \\\\;=\\\\; \\\\sum_{B \\\\in \\\\mathfrak{B}_k}\\\\ \\\\sum_{i \\\\in B} \\\\alpha_{k,i}\\\\, \\\\mathrm{direct}_{k,S}(i) \\\\;+\\\\; \\\\big(h\'_{k,S}\\\\big)^{*}\\\\!\\\\Big( \\\\sum_{B \\\\in \\\\mathfrak{B}_k}\\\\ \\\\sum_{i \\\\in B} \\\\alpha_{k,i}\\\\, \\\\mathrm{shared}_{k,S}(i) \\\\Big),

\n\nwhere (cdot)∗(\\\\cdot)^{*}(cdot)∗ is the adjoint (transpose) of the certified derivative h\'_{k,S}, and the sums accumulate tile by tile through the list mathfrakBk\\\\mathfrak{B}_kmathfrakBk​ from zero. (The accumulator also maintains a running weighted loss sumBsumiinBalphak,i,mathrmvalk,S(i)\\\\sum_B \\\\sum_{i\\\\in B} \\\\alpha_{k,i}\\\\,\\\\mathrm{val}_{k,S}(i)sumB​sumiinB​alphak,i​,mathrmvalk,S​(i), but that slot is not read by the step — so mathrmval\\\\mathrm{val}mathrmval, and hence its hval certificate, has no influence on the tiled trajectory.) The new state is\n\n

UBig(S,;operatornameclipcbig(PT,gkmathrmtile(S)big)Big),U\\\\Big(S,\\\\; \\\\operatorname{clip}_c\\\\big(P_T\\\\, g^{\\\\mathrm{tile}}_k(S)\\\\big)\\\\Big),UBig(S,;operatornameclipc​big(PT​,gkmathrmtile​(S)big)Big),

\n\nwhere PTP_TPT​ is the coordinate projection keeping coordinates jinTj \\\\in TjinT and zeroing jnotinTj \\\\notin TjnotinT, and operatornameclipc(g)=g\\\\operatorname{clip}_c(g) = goperatornameclipc​(g)=g if ∣g∣lec\\\\|g\\\\| \\\\le c∣g∣lec, otherwise tfracc∣g∣,g\\\\tfrac{c}{\\\\|g\\\\|}\\\\, gtfracc∣g∣,g. The clip is a total function: at g=0g = 0g=0 both branches return 000; for negative ccc the second branch reverses direction and rescales to norm ∣c∣|c|∣c∣.\n\nThe monolithic step (index kkk, state SSS). Let Lk(w)=sumiinIkalphak,i,fk,ibig(w,hk(w)big)L_k(w) = \\\\sum_{i \\\\in I_k} \\\\alpha_{k,i}\\\\, f_{k,i}\\\\big(w, h_k(w)\\\\big)Lk​(w)=sumiinIk​​alphak,i​,fk,i​big(w,hk​(w)big) be the whole logical objective of frame kkk. Its gradient is taken as\n\n

gkmathrmmono(S);=;big(D,Lk(S.w)big)∗(1),g^{\\\\mathrm{mono}}_k(S) \\\\;=\\\\; \\\\big(D\\\\,L_k(S.w)\\\\big)^{*}(1),gkmathrmmono​(S);=;big(D,Lk​(S.w)big)∗(1),

\n\nthe Riesz-representation vector of the Fréchet differential of LkL_kLk​ at S.wS.wS.w. The derivative operation is total: where LkL_kLk​ is not differentiable it returns a junk value, and the statement contains no hypothesis directly asserting this derivative is genuine. The new state is Ubig(S,,operatornameclipc(PT,gkmathrmmono(S))big)U\\\\big(S,\\\\, \\\\operatorname{clip}_c(P_T\\\\, g^{\\\\mathrm{mono}}_k(S))\\\\big)Ubig(S,,operatornameclipc​(PT​,gkmathrmmono​(S))big) — same projection, same clipping, same single application of UUU as in the tiled step.\n\nRunning kkk steps. operatornamerunFrom(textstep,0,S)=S\\\\operatorname{runFrom}(\\\\text{step}, 0, S) = SoperatornamerunFrom(textstep,0,S)=S and operatornamerunFrom(textstep,k+1,S)=operatornamerunFrom(textstep,k,textstep(S,k))\\\\operatorname{runFrom}(\\\\text{step}, k+1, S) = \\\\operatorname{runFrom}(\\\\text{step}, k, \\\\text{step}(S, k))operatornamerunFrom(textstep,k+1,S)=operatornamerunFrom(textstep,k,textstep(S,k)). Hence operatornamerunFrom(textstep,k,S)\\\\operatorname{runFrom}(\\\\text{step}, k, S)operatornamerunFrom(textstep,k,S) applies the step function kkk times, the first application carrying step index k−1k-1k−1, the next k−2k-2k−2, …, the last carrying index 000: the step index counts down from k−1k-1k−1 to 000.\n\nSnapshot and restore. operatornamesnap\\\\operatorname{snap}operatornamesnap serializes a state as the tuple of coordinate lists (each of w,mu1,mu2w, \\\\mu_1, \\\\mu_2w,mu1​,mu2​ becomes its list of exactly ddd real coordinates) together with the counter ttt. operatornamerestore\\\\operatorname{restore}operatornamerestore rebuilds each vector by reading coordinate jjj from the jjj-th list entry, defaulting missing entries to 000 — a default that never fires on a snapshot, since each list has length exactly ddd. Hence operatornamerestore(operatornamesnap(S))=S\\\\operatorname{restore}(\\\\operatorname{snap}(S)) = Soperatornamerestore(operatornamesnap(S))=S exactly: an idealized, infinite-precision real-valued round trip (no finite-byte codec is modeled).\n\nThe two sides compared.\n\n- Left: run aaa tiled steps from S0S_0S0​, consuming step indices a−1,a−2,ldots,0a-1, a-2, \\\\ldots, 0a−1,a−2,ldots,0 in that order; snapshot the resulting state and restore it (recovering exactly the same state); then run a further n−an - an−a tiled steps, consuming step indices n−a−1,n−a−2,ldots,0n-a-1, n-a-2, \\\\ldots, 0n−a−1,n−a−2,ldots,0 in that order.\n- Right: run nnn monolithic steps from S0S_0S0​, consuming step indices n−1,n−2,ldots,0n-1, n-2, \\\\ldots, 0n−1,n−2,ldots,0 in that order.\n\nNote the index bookkeeping this implies: the left side's full sequence of frame indices is a−1,ldots,0a-1,\\\\ldots,0a−1,ldots,0 followed by n−a−1,ldots,0n-a-1,\\\\ldots,0n−a−1,ldots,0 (index 000 is consumed twice whenever a>0a > 0a>0 and n−a>0n - a > 0n−a>0, and no index gen−a\\\\ge n-agen−a is consumed by the second segment), while the right side consumes each of n−1,ldots,0n-1, \\\\ldots, 0n−1,ldots,0 exactly once.\n\nDegenerate and edge cases.\n\n- a=0a = 0a=0: the first segment is empty and n−0=nn - 0 = nn−0=n; since operatornamerestore(operatornamesnap(S0))=S0\\\\operatorname{restore}(\\\\operatorname{snap}(S_0)) = S_0operatornamerestore(operatornamesnap(S0​))=S0​, the claim becomes: nnn tiled steps from S0S_0S0​ equal nnn monolithic steps from S0S_0S0​ — the full tiled-vs-monolithic equivalence.\n- a=na = na=n: the continuation is empty (n−n=0n - n = 0n−n=0); the claim becomes operatornamerestore(operatornamesnap(textstateafterntexttiledsteps))=textstateafterntextmonolithicsteps\\\\operatorname{restore}(\\\\operatorname{snap}(\\\\text{state after } n \\\\text{ tiled steps})) = \\\\text{state after } n \\\\text{ monolithic steps}operatornamerestore(operatornamesnap(textstateafterntexttiledsteps))=textstateafterntextmonolithicsteps.\n- n=0n = 0n=0: forces a=0a = 0a=0; the claim reduces to operatornamerestore(operatornamesnap(S0))=S0\\\\operatorname{restore}(\\\\operatorname{snap}(S_0)) = S_0operatornamerestore(operatornamesnap(S0​))=S0​.\n- T=varnothingT = \\\\varnothingT=varnothing: every gradient is masked to 000 before clipping, so every step (both evaluators) applies U(S,0)U(S, 0)U(S,0). TTT = all coordinates: the mask is the identity.\n- No sign or positivity assumption on ccc or on the coefficients alphak,i\\\\alpha_{k,i}alphak,i​.\n- If Ik=varnothingI_k = \\\\varnothingIk​=varnothing for some kkk: every tile of mathfrakBk\\\\mathfrak{B}_kmathfrakBk​ is then empty, the tiled gradient is 0 + (h\'_{k,S})^{*}(0) = 0, and the monolithic objective is the empty sum, identically 000.\n- d=0d = 0d=0 or m=0m = 0m=0 are permitted; the corresponding vector spaces are trivial (all vectors are 000).\n- UUU is universally quantified with no restriction, and the hypotheses of tile-partition and certificates are demanded at every kinmathbbNk \\\\in \\\\mathbb{N}kinmathbbN and (for certificates) every state, not merely along the run."\n}', 'details': {'resolvedPath': '/home/ajax/.omp/agent/sessions/-math/2026-09-22T19-31-08-510Z_01a0ca99-be5e-7000-93c6-dac7c74cc004/RB2-M11.md', 'contentType': 'text/markdown', 'totalLines': 3, 'displayContent': {'text': '{\n "readback": "Setting. Fix natural numbers ddd (logical parameter dimension) and mmm (shared-state dimension) and a type iota\\\\iotaiota (the occurrence-index type, possibly empty or infinite) on which equality is decidable. Write mathbbRd\\\\mathbb{R}^dmathbbRd, mathbbRm\\\\mathbb{R}^mmathbbRm for the Euclidean coordinate spaces with the usual Euclidean norm ∣cdot∣\\\\|\\\\cdot\\\\|∣cdot∣.\n\nAssertion (M11 restart equivalence). For every d,minmathbbNd, m \\\\in \\\\mathbb{N}d,minmathbbN, every type iota\\\\iotaiota with decidable equality, and all of the following data:\n\n- a frame schedule xi=(xik)kinmathbbN\\\\xi = (\\\\xi_k)_{k \\\\in \\\\mathbb{N}}xi=(xik​)kinmathbbN​: each frame xik\\\\xi_kxik​ consists of a shared map hk:mathbbRdtomathbbRmh_k : \\\\mathbb{R}^d \\\\to \\\\mathbb{R}^mhk​:mathbbRdtomathbbRm, per-occurrence loss maps fk,i:mathbbRdtimesmathbbRmtomathbbRf_{k,i} : \\\\mathbb{R}^d \\\\times \\\\mathbb{R}^m \\\\to \\\\mathbb{R}fk,i​:mathbbRdtimesmathbbRmtomathbbR, real coefficients alphak,iinmathbbR\\\\alpha_{k,i} \\\\in \\\\mathbb{R}alphak,i​inmathbbR (no sign constraint), and a finite occurrence set IksubseteqiotaI_k \\\\subseteq \\\\iotaIk​subseteqiota;\n- a tile schedule mathfrakB=(mathfrakBk)kinmathbbN\\\\mathfrak{B} = (\\\\mathfrak{B}_k)_{k\\\\in\\\\mathbb{N}}mathfrakB=(mathfrakBk​)kinmathbbN​, each mathfrakBk\\\\mathfrak{B}_kmathfrakBk​ a finite list of finite subsets (\"tiles\") of iota\\\\iotaiota;\n- a finite set Tsubseteq0,dots,d−1T \\\\subseteq \\\\{0,\\\\dots,d-1\\\\}Tsubseteq0,dots,d−1 of trainable coordinates;\n- a real number ccc (clipping radius; no sign hypothesis);\n- an arbitrary map U:textstatetomathbbRdtotextstateU : \\\\text{state} \\\\to \\\\mathbb{R}^d \\\\to \\\\text{state}U:textstatetomathbbRdtotextstate (the optimizer; no assumption on it — it need not use the direction, advance any counter, or be continuous);\n- an initial state S0S_0S0​;\n- natural numbers nnn (total steps) and aaa (checkpoint step);\n\nsubject to the three hypotheses below, the following equality of training states holds:\n\n

operatornamerunFrombig(texttiled,;n−a,;operatornamerestore(operatornamesnap(operatornamerunFrom(texttiled,,a,,S0)))big);=;operatornamerunFrombig(textmono,;n,;S0big).\\\\operatorname{runFrom}\\\\big(\\\\text{tiled},\\\\; n-a,\\\\; \\\\operatorname{restore}(\\\\operatorname{snap}(\\\\operatorname{runFrom}(\\\\text{tiled},\\\\, a,\\\\, S_0)))\\\\big) \\\\;=\\\\; \\\\operatorname{runFrom}\\\\big(\\\\text{mono},\\\\; n,\\\\; S_0\\\\big).operatornamerunFrombig(texttiled,;n−a,;operatornamerestore(operatornamesnap(operatornamerunFrom(texttiled,,a,,S0​)))big);=;operatornamerunFrombig(textmono,;n,;S0​big).

\n\nHypotheses.\n\n1. alena \\\\le nalen (so the natural-number subtraction n−an - an−a is untruncated and equals the ordinary difference).\n2. Tile partition, for every kinmathbbNk \\\\in \\\\mathbb{N}kinmathbbN (not just k<nk < nk<n): the union of the tiles in the list mathfrakBk\\\\mathfrak{B}_kmathfrakBk​ is exactly IkI_kIk​, and any two tiles at distinct positions of the list are disjoint. Empty tiles are allowed (also repeated, since varnothing\\\\varnothingvarnothing is disjoint from itself), tile sizes may be uneven; an empty list is allowed exactly when Ik=varnothingI_k = \\\\varnothingIk​=varnothing, and if Ik=varnothingI_k = \\\\varnothingIk​=varnothing every tile must be empty.\n3. Derivative certificates, for every kinmathbbNk \\\\in \\\\mathbb{N}kinmathbbN and every state SSS (including states never reached by any run): a package Dk,SD_{k,S}Dk,S​ for the frame xik\\\\xi_kxik​ at the pre-update point S.wS.wS.w, consisting of:\n - a continuous linear map h\'_{k,S} : \\\\mathbb{R}^d \\\\to \\\\mathbb{R}^m together with a certificate that it is the Fréchet derivative of hkh_khk​ at S.wS.wS.w;\n - per-occurrence values mathrmvalk,S(i)inmathbbR\\\\mathrm{val}_{k,S}(i) \\\\in \\\\mathbb{R}mathrmvalk,S​(i)inmathbbR, certified — for iinIki \\\\in I_kiinIk​ only — by the field hval: mathrmvalk,S(i)=fk,ibig(S.w,;hk(S.w)big)\\\\mathrm{val}_{k,S}(i) = f_{k,i}\\\\big(S.w,\\\\; h_k(S.w)\\\\big)mathrmvalk,S​(i)=fk,i​big(S.w,;hk​(S.w)big);\n - per-occurrence direct gradients mathrmdirectk,S(i)inmathbbRd\\\\mathrm{direct}_{k,S}(i) \\\\in \\\\mathbb{R}^dmathrmdirectk,S​(i)inmathbbRd, certified for iinIki \\\\in I_kiinIk​ to be the gradient at S.wS.wS.w of wmapstofk,ibig(w,,hk(S.w)big)w \\\\mapsto f_{k,i}\\\\big(w,\\\\, h_k(S.w)\\\\big)wmapstofk,i​big(w,,hk​(S.w)big) — note the shared map is frozen at its pre-update value here, not composed;\n - per-occurrence shared cotangents mathrmsharedk,S(i)inmathbbRm\\\\mathrm{shared}_{k,S}(i) \\\\in \\\\mathbb{R}^mmathrmsharedk,S​(i)inmathbbRm, certified for iinIki \\\\in I_kiinIk​ to be the gradient at hk(S.w)h_k(S.w)hk​(S.w) of vmapstofk,i(S.w,v)v \\\\mapsto f_{k,i}(S.w, v)vmapstofk,i​(S.w,v);\n - for iinIki \\\\in I_kiinIk​, differentiability of fk,if_{k,i}fk,i​ at (S.w,,hk(S.w))(S.w,\\\\, h_k(S.w))(S.w,,hk​(S.w)).\n \n For inotinIki \\\\notin I_kinotinIk​ the three families mathrmval,mathrmdirect,mathrmshared\\\\mathrm{val}, \\\\mathrm{direct}, \\\\mathrm{shared}mathrmval,mathrmdirect,mathrmshared carry arbitrary, unconstrained values.\n\nStates. A training state is a quadruple S=(w,mu1,mu2,t)S = (w, \\\\mu_1, \\\\mu_2, t)S=(w,mu1​,mu2​,t): parameter vector winmathbbRdw \\\\in \\\\mathbb{R}^dwinmathbbRd, first-moment vector mu1inmathbbRd\\\\mu_1 \\\\in \\\\mathbb{R}^dmu1​inmathbbRd, second-moment vector mu2inmathbbRd\\\\mu_2 \\\\in \\\\mathbb{R}^dmu2​inmathbbRd, and a natural-number step counter ttt. The asserted equality is equality of whole states, i.e. all four components agree.\n\nThe tiled step (index kkk, state SSS). Everything is read once at the fixed pre-update point S.wS.wS.w; no parameter changes between tiles. The gradient is\n\n

g^{\\\\mathrm{tile}}_k(S) \\\\;=\\\\; \\\\sum_{B \\\\in \\\\mathfrak{B}_k}\\\\ \\\\sum_{i \\\\in B} \\\\alpha_{k,i}\\\\, \\\\mathrm{direct}_{k,S}(i) \\\\;+\\\\; \\\\big(h\'_{k,S}\\\\big)^{*}\\\\!\\\\Big( \\\\sum_{B \\\\in \\\\mathfrak{B}_k}\\\\ \\\\sum_{i \\\\in B} \\\\alpha_{k,i}\\\\, \\\\mathrm{shared}_{k,S}(i) \\\\Big),

\n\nwhere (cdot)∗(\\\\cdot)^{*}(cdot)∗ is the adjoint (transpose) of the certified derivative h\'_{k,S}, and the sums accumulate tile by tile through the list mathfrakBk\\\\mathfrak{B}_kmathfrakBk​ from zero. (The accumulator also maintains a running weighted loss sumBsumiinBalphak,i,mathrmvalk,S(i)\\\\sum_B \\\\sum_{i\\\\in B} \\\\alpha_{k,i}\\\\,\\\\mathrm{val}_{k,S}(i)sumB​sumiinB​alphak,i​,mathrmvalk,S​(i), but that slot is not read by the step — so mathrmval\\\\mathrm{val}mathrmval, and hence its hval certificate, has no influence on the tiled trajectory.) The new state is\n\n

UBig(S,;operatornameclipcbig(PT,gkmathrmtile(S)big)Big),U\\\\Big(S,\\\\; \\\\operatorname{clip}_c\\\\big(P_T\\\\, g^{\\\\mathrm{tile}}_k(S)\\\\big)\\\\Big),UBig(S,;operatornameclipc​big(PT​,gkmathrmtile​(S)big)Big),

\n\nwhere PTP_TPT​ is the coordinate projection keeping coordinates jinTj \\\\in TjinT and zeroing jnotinTj \\\\notin TjnotinT, and operatornameclipc(g)=g\\\\operatorname{clip}_c(g) = goperatornameclipc​(g)=g if ∣g∣lec\\\\|g\\\\| \\\\le c∣g∣lec, otherwise tfracc∣g∣,g\\\\tfrac{c}{\\\\|g\\\\|}\\\\, gtfracc∣g∣,g. The clip is a total function: at g=0g = 0g=0 both branches return 000; for negative ccc the second branch reverses direction and rescales to norm ∣c∣|c|∣c∣.\n\nThe monolithic step (index kkk, state SSS). Let Lk(w)=sumiinIkalphak,i,fk,ibig(w,hk(w)big)L_k(w) = \\\\sum_{i \\\\in I_k} \\\\alpha_{k,i}\\\\, f_{k,i}\\\\big(w, h_k(w)\\\\big)Lk​(w)=sumiinIk​​alphak,i​,fk,i​big(w,hk​(w)big) be the whole logical objective of frame kkk. Its gradient is taken as\n\n

gkmathrmmono(S);=;big(D,Lk(S.w)big)∗(1),g^{\\\\mathrm{mono}}_k(S) \\\\;=\\\\; \\\\big(D\\\\,L_k(S.w)\\\\big)^{*}(1),gkmathrmmono​(S);=;big(D,Lk​(S.w)big)∗(1),

\n\nthe Riesz-representation vector of the Fréchet differential of LkL_kLk​ at S.wS.wS.w. The derivative operation is total: where LkL_kLk​ is not differentiable it returns a junk value, and the statement contains no hypothesis directly asserting this derivative is genuine. The new state is Ubig(S,,operatornameclipc(PT,gkmathrmmono(S))big)U\\\\big(S,\\\\, \\\\operatorname{clip}_c(P_T\\\\, g^{\\\\mathrm{mono}}_k(S))\\\\big)Ubig(S,,operatornameclipc​(PT​,gkmathrmmono​(S))big) — same projection, same clipping, same single application of UUU as in the tiled step.\n\nRunning kkk steps. operatornamerunFrom(textstep,0,S)=S\\\\operatorname{runFrom}(\\\\text{step}, 0, S) = SoperatornamerunFrom(textstep,0,S)=S and operatornamerunFrom(textstep,k+1,S)=operatornamerunFrom(textstep,k,textstep(S,k))\\\\operatorname{runFrom}(\\\\text{step}, k+1, S) = \\\\operatorname{runFrom}(\\\\text{step}, k, \\\\text{step}(S, k))operatornamerunFrom(textstep,k+1,S)=operatornamerunFrom(textstep,k,textstep(S,k)). Hence operatornamerunFrom(textstep,k,S)\\\\operatorname{runFrom}(\\\\text{step}, k, S)operatornamerunFrom(textstep,k,S) applies the step function kkk times, the first application carrying step index k−1k-1k−1, the next k−2k-2k−2, …, the last carrying index 000: the step index counts down from k−1k-1k−1 to 000.\n\nSnapshot and restore. operatornamesnap\\\\operatorname{snap}operatornamesnap serializes a state as the tuple of coordinate lists (each of w,mu1,mu2w, \\\\mu_1, \\\\mu_2w,mu1​,mu2​ becomes its list of exactly ddd real coordinates) together with the counter ttt. operatornamerestore\\\\operatorname{restore}operatornamerestore rebuilds each vector by reading coordinate jjj from the jjj-th list entry, defaulting missing entries to 000 — a default that never fires on a snapshot, since each list has length exactly ddd. Hence operatornamerestore(operatornamesnap(S))=S\\\\operatorname{restore}(\\\\operatorname{snap}(S)) = Soperatornamerestore(operatornamesnap(S))=S exactly: an idealized, infinite-precision real-valued round trip (no finite-byte codec is modeled).\n\nThe two sides compared.\n\n- Left: run aaa tiled steps from S0S_0S0​, consuming step indices a−1,a−2,ldots,0a-1, a-2, \\\\ldots, 0a−1,a−2,ldots,0 in that order; snapshot the resulting state and restore it (recovering exactly the same state); then run a further n−an - an−a tiled steps, consuming step indices n−a−1,n−a−2,ldots,0n-a-1, n-a-2, \\\\ldots, 0n−a−1,n−a−2,ldots,0 in that order.\n- Right: run nnn monolithic steps from S0S_0S0​, consuming step indices n−1,n−2,ldots,0n-1, n-2, \\\\ldots, 0n−1,n−2,ldots,0 in that order.\n\nNote the index bookkeeping this implies: the left side's full sequence of frame indices is a−1,ldots,0a-1,\\\\ldots,0a−1,ldots,0 followed by n−a−1,ldots,0n-a-1,\\\\ldots,0n−a−1,ldots,0 (index 000 is consumed twice whenever a>0a > 0a>0 and n−a>0n - a > 0n−a>0, and no index gen−a\\\\ge n-agen−a is consumed by the second segment), while the right side consumes each of n−1,ldots,0n-1, \\\\ldots, 0n−1,ldots,0 exactly once.\n\nDegenerate and edge cases.\n\n- a=0a = 0a=0: the first segment is empty and n−0=nn - 0 = nn−0=n; since operatornamerestore(operatornamesnap(S0))=S0\\\\operatorname{restore}(\\\\operatorname{snap}(S_0)) = S_0operatornamerestore(operatornamesnap(S0​))=S0​, the claim becomes: nnn tiled steps from S0S_0S0​ equal nnn monolithic steps from S0S_0S0​ — the full tiled-vs-monolithic equivalence.\n- a=na = na=n: the continuation is empty (n−n=0n - n = 0n−n=0); the claim becomes operatornamerestore(operatornamesnap(textstateafterntexttiledsteps))=textstateafterntextmonolithicsteps\\\\operatorname{restore}(\\\\operatorname{snap}(\\\\text{state after } n \\\\text{ tiled steps})) = \\\\text{state after } n \\\\text{ monolithic steps}operatornamerestore(operatornamesnap(textstateafterntexttiledsteps))=textstateafterntextmonolithicsteps.\n- n=0n = 0n=0: forces a=0a = 0a=0; the claim reduces to operatornamerestore(operatornamesnap(S0))=S0\\\\operatorname{restore}(\\\\operatorname{snap}(S_0)) = S_0operatornamerestore(operatornamesnap(S0​))=S0​.\n- T=varnothingT = \\\\varnothingT=varnothing: every gradient is masked to 000 before clipping, so every step (both evaluators) applies U(S,0)U(S, 0)U(S,0). TTT = all coordinates: the mask is the identity.\n- No sign or positivity assumption on ccc or on the coefficients alphak,i\\\\alpha_{k,i}alphak,i​.\n- If Ik=varnothingI_k = \\\\varnothingIk​=varnothing for some kkk: every tile of mathfrakBk\\\\mathfrak{B}_kmathfrakBk​ is then empty, the tiled gradient is 0 + (h\'_{k,S})^{*}(0) = 0, and the monolithic objective is the empty sum, identically 000.\n- d=0d = 0d=0 or m=0m = 0m=0 are permitted; the corresponding vector spaces are trivial (all vectors are 000).\n- UUU is universally quantified with no restriction, and the hypotheses of tile-partition and certificates are demanded at every kinmathbbNk \\\\in \\\\mathbb{N}kinmathbbN and (for certificates) every state, not merely along the run."\n}', 'startLine': 1, 'lineNumbers': [1, 2, 3]}, 'meta': {'source': {'type': 'internal', 'value': 'agent://RB2-M11'}}}}

Human review
  • Flagged by Shuze Chen · Sep 25, 2026

    runFrom step (n + 1) S = runFrom step n (step S n) applies the indices n, n−1, …, 0 in that order, so runFrom step (n − a) (restore (snap (runFrom step a S₀))) re-runs steps n−a−1, …, 0 instead of continuing with steps a, …, n−1.

    Counterexample: d = m = 1, ι = Fin 1, T = univ, c = 100, U S g = ⟨S.w − g, S.mom1, S.mom2, S.t + 1⟩, h = 0, frame 0 with loss w ↦ w 0 (gradient 1), frame 1 with loss w ↦ 2 · w 0 (gradient 2), constant-zero frames beyond, 𝔅 k = [{0}], certificates as given by these derivatives. From w = 0 with n = 2, a = 1: the monolithic run gives w = −2 then −3, the restarted run gives w = −1, then (frame 0 again) −2. The two sides differ, so the statement is disprovable.

    Suggested fix: define a run with a start index, e.g. runFromAt step : ℕ → ℕ → σ → σ with runFromAt step a 0 S = S and runFromAt step a (k + 1) S = runFromAt step (a + 1) k (step S a), and state restart as runFromAt tiled a (n − a) (restore (snap (runFromAt tiled 0 a S₀))) = runFromAt mono 0 n S₀. M09 and the trajectory clause of T0 are unaffected.

  • Endorsed by Shuze Chen · Sep 25, 2026

  • Endorsed by ajax · Sep 25, 2026

    Confirmed by the mission captain (proposal self-audit).

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