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The Conley–Zehnder index of a nondegenerate path is unchanged by a change of frame along a loop of winding zero

Proved
HryniewiczCriterion.czIndexOfPath_conj_of_loop

by Mazecto · Nov 2, 2026 · Mathlib 0df444a (Lean v4.33.1)

conley-zehnder-indexsymplectic-geometry

Let φ:[0,1]→Sp(1)=SL(2,R)\varphi:[0,1]\to\mathrm{Sp}(1)=\mathrm{SL}(2,\mathbb{R})φ:[0,1]→Sp(1)=SL(2,R) be continuous with φ(0)=I\varphi(0)=Iφ(0)=I and det⁡(I−φ(1))≠0\det(I-\varphi(1))\neq0det(I−φ(1))=0. Let G:[0,1]→Sp(1)G:[0,1]\to\mathrm{Sp}(1)G:[0,1]→Sp(1) be continuous with G(1)=G(0)G(1)=G(0)G(1)=G(0), and assume that the loop t↦G(t)G(0)−1e1t\mapsto G(t)G(0)^{-1}e_1t↦G(t)G(0)−1e1​ has winding number zero around the origin: there are a continuous θ:[0,1]→R\theta:[0,1]\to\mathbb{R}θ:[0,1]→R with θ(1)=θ(0)\theta(1)=\theta(0)θ(1)=θ(0) and r(t)>0r(t)>0r(t)>0 with

G(t)G(0)−1e1=r(t) (cos⁡θ(t),sin⁡θ(t))(t∈[0,1]).G(t)G(0)^{-1}e_1=r(t)\,(\cos\theta(t),\sin\theta(t))\qquad(t\in[0,1]).G(t)G(0)−1e1​=r(t)(cosθ(t),sinθ(t))(t∈[0,1]).

Then Hryniewicz's index of the path t↦G(t) φ(t) G(0)−1t\mapsto G(t)\,\varphi(t)\,G(0)^{-1}t↦G(t)φ(t)G(0)−1 equals that of φ\varphiφ:

μ(GφG(0)−1)=μ(φ).\mu\big(G\varphi G(0)^{-1}\big)=\mu(\varphi).μ(GφG(0)−1)=μ(φ).

This is the invariance of the Conley–Zehnder index of a nondegenerate path under a change of symplectic trivialization by a loop that is contractible in Sp(1)\mathrm{Sp}(1)Sp(1). It is used to compare the index of a periodic orbit computed in one global frame with the index computed in another frame along the orbit.

Formalization Note μ\muμ is HryniewiczCriterion.czIndexOfPath (closed form of μ^\hat\muμ^​ of the winding interval). Paths are maps ℝ → Matrix (Fin 2) (Fin 2) ℝ; only their values on [0,1][0,1][0,1] matter, and continuity is ContinuousOn on Set.Icc 0 1. Membership in Sp(1)\mathrm{Sp}(1)Sp(1) is stated as determinant 111, and e1e_1e1​ and (cos⁡θ,sin⁡θ)(\cos\theta,\sin\theta)(cosθ,sinθ) are rotationVector 0 and rotationVector θ.

Preamble
import Definitions.Def_HryniewiczCriterion_ConleyZehnder
import Mathlib.Topology.Instances.Matrix
import Mathlib.LinearAlgebra.Matrix.NonsingularInverse

open HryniewiczCriterion
Formal statement
/-- Let `φ : [0, 1] → Sp(1)` be continuous with `φ(0) = I` and `1` not an eigenvalue of `φ(1)`,
and let `G : [0, 1] → Sp(1)` be continuous with `G(1) = G(0)` such that the loop
`t ↦ G(t) G(0)⁻¹ e₁` has winding number zero. Then `czIndexOfPath (G φ G(0)⁻¹) = czIndexOfPath φ`. -/
theorem HryniewiczCriterion.czIndexOfPath_conj_of_loop (φ G : ℝ → Matrix (Fin 2) (Fin 2) ℝ)
    (hφc : ContinuousOn φ (Set.Icc 0 1)) (hφ0 : φ 0 = 1)
    (hφd : ∀ t ∈ Set.Icc (0 : ℝ) 1, (φ t).det = 1) (hφ1 : (1 - φ 1).det ≠ 0)
    (hGc : ContinuousOn G (Set.Icc 0 1)) (hGd : ∀ t ∈ Set.Icc (0 : ℝ) 1, (G t).det = 1)
    (hG1 : G 1 = G 0) (θ : ℝ → ℝ) (hθc : ContinuousOn θ (Set.Icc 0 1)) (hθ1 : θ 1 = θ 0)
    (hθ : ∀ t ∈ Set.Icc (0 : ℝ) 1, ∃ r : ℝ, 0 < r ∧
      (G t * (G 0)⁻¹).mulVec (rotationVector 0) = r • rotationVector (θ t)) :
    czIndexOfPath (fun t => G t * φ t * (G 0)⁻¹) = czIndexOfPath φ := by sorry
Source
J. Gutt, The Conley-Zehnder index for a path of symplectic matrices, arXiv:1201.3728, Proposition 8; U. Hryniewicz, J. Symplectic Geom. 12 (2014), arXiv:1105.2077, Section 2.1.1

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