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If W ⊇ span(1, u, u⁻¹) has dimension 5 and carries (1, h) ⊗ y with h of degree 2, then W = H₀ ⊕ U with q/(p − λq)·U ⊆ W, λ ∈ {0, 1, 2}

Proved
DiazModulus.degree_two_configuration_multiplier_complement

by carlok · Oct 23, 2026 · Mathlib 0df444a (Lean v4.33.1)

diaz-modulus-leannumber-theorytranscendence

Let u∈Cu \in \mathbb{C}u∈C be transcendental, that is, u∉Q‾u \notin \overline{\mathbb{Q}}u∈/Q​ (the algebraic numbers); spans and linear independence are over Q‾\overline{\mathbb{Q}}Q​. Let W⊆CW \subseteq \mathbb{C}W⊆C be a Q‾\overline{\mathbb{Q}}Q​-vector subspace of dimension 555 with 1,u,u−1∈W1, u, u^{-1} \in W1,u,u−1∈W, that is, H0⊆WH_0 \subseteq WH0​⊆W for H0=span(1,u,u−1)H_0 = \mathrm{span}(1, u, u^{-1})H0​=span(1,u,u−1). Let p,q∈Q‾[X]p, q \in \overline{\mathbb{Q}}[X]p,q∈Q​[X] be coprime with max⁡(deg⁡p,deg⁡q)=2\max(\deg p, \deg q) = 2max(degp,degq)=2, and let y0,y1,y2∈Wy_0, y_1, y_2 \in Wy0​,y1​,y2​∈W be linearly independent with (p(u)/q(u)) yj∈W(p(u)/q(u))\,y_j \in W(p(u)/q(u))yj​∈W for every jjj. Then there are λ∈{0,1,2}\lambda \in \{0, 1, 2\}λ∈{0,1,2} and g1,g2∈Cg_1, g_2 \in \mathbb{C}g1​,g2​∈C such that, with k=q(u)/(p(u)−λq(u))k = q(u)/(p(u) - \lambda q(u))k=q(u)/(p(u)−λq(u)), W=span(1,u,u−1,g1,g2)W = \mathrm{span}(1, u, u^{-1}, g_1, g_2)W=span(1,u,u−1,g1​,g2​), kg1∈Wkg_1 \in Wkg1​∈W and kg2∈Wkg_2 \in Wkg2​∈W.

As dim⁡W=5\dim W = 5dimW=5, this is W=H0⊕UW = H_0 \oplus UW=H0​⊕U with U=Q‾g1+Q‾g2U = \overline{\mathbb{Q}} g_1 + \overline{\mathbb{Q}} g_2U=Q​g1​+Q​g2​ and kU⊆WkU \subseteq WkU⊆W.

Proof. Write J=p′q−pq′J = p'q - pq'J=p′q−pq′ and gλ(α,β)=q(u)(αq(u)+βJ(u))/(u(p(u)−λq(u)))g_\lambda(\alpha, \beta) = q(u)(\alpha q(u) + \beta J(u))/(u(p(u) - \lambda q(u)))gλ​(α,β)=q(u)(αq(u)+βJ(u))/(u(p(u)−λq(u))). Step 1. If every λ∈{0,1,2}\lambda \in \{0, 1, 2\}λ∈{0,1,2} had some (α,β)≠(0,0)(\alpha, \beta) \neq (0, 0)(α,β)=(0,0) with gλ(α,β)∈Wg_\lambda(\alpha, \beta) \in Wgλ​(α,β)∈W, then DiazModulus.quadratic_ratio_pole_fractions_independent would make 1,u,u−11, u, u^{-1}1,u,u−1 and these three fractions six independent vectors of the five-dimensional WWW. So fix λ\lambdaλ with no such pair, and put E=p(u)−λq(u)≠0E = p(u) - \lambda q(u) \neq 0E=p(u)−λq(u)=0 and k=q(u)/Ek = q(u)/Ek=q(u)/E. Step 2. The Yj=(E/q(u))yj=hyj−λyjY_j = (E/q(u))y_j = hy_j - \lambda y_jYj​=(E/q(u))yj​=hyj​−λyj​, with h=p(u)/q(u)h = p(u)/q(u)h=p(u)/q(u), lie in WWW, are independent, and kYj=yj∈WkY_j = y_j \in WkYj​=yj​∈W; so kV⊆WkV \subseteq WkV⊆W for V=span(Y0,Y1,Y2)V = \mathrm{span}(Y_0, Y_1, Y_2)V=span(Y0​,Y1​,Y2​). For f∈V∩H0f \in V \cap H_0f∈V∩H0​, write f=R(u)/uf = R(u)/uf=R(u)/u with deg⁡R≤2\deg R \leq 2degR≤2; DiazModulus.quadratic_pencil_wronskian_span gives R=a′q+b′p+c′JR = a'q + b'p + c'JR=a′q+b′p+c′J, and then kf−b′q(u)/u=gλ(a′+λb′,c′)∈Wkf - b'q(u)/u = g_\lambda(a' + \lambda b', c') \in Wkf−b′q(u)/u=gλ​(a′+λb′,c′)∈W, so a′+λb′=c′=0a' + \lambda b' = c' = 0a′+λb′=c′=0 and f=b′E/uf = b'E/uf=b′E/u: hence V∩H0⊆Q‾E/uV \cap H_0 \subseteq \overline{\mathbb{Q}} E/uV∩H0​⊆Q​E/u. Step 3. dim⁡(V+H0)=3+3−dim⁡(V∩H0)≥5=dim⁡W\dim(V + H_0) = 3 + 3 - \dim(V \cap H_0) \geq 5 = \dim Wdim(V+H0​)=3+3−dim(V∩H0​)≥5=dimW, so V+H0=WV + H_0 = WV+H0​=W and V∩H0≠0V \cap H_0 \neq 0V∩H0​=0. A non-zero f=∑jcjYjf = \sum_jc_jY_jf=∑j​cj​Yj​ in V∩H0V \cap H_0V∩H0​ has some cj≠0c_j \neq 0cj​=0; the other two YiY_iYi​ are g1,g2g_1, g_2g1​,g2​, and as Yj∈span(f,g1,g2)Y_j \in \mathrm{span}(f, g_1, g_2)Yj​∈span(f,g1​,g2​), W=span(1,u,u−1,g1,g2)W = \mathrm{span}(1, u, u^{-1}, g_1, g_2)W=span(1,u,u−1,g1​,g2​), with kg1,kg2∈Wkg_1, kg_2 \in Wkg1​,kg2​∈W.

Novelty. Not found in the sources read; routine.

Preamble
import Definitions.Def_DiazModulus
Formal statement
open Complex ComplexConjugate

namespace DiazModulus

open Polynomial in
theorem degree_two_configuration_multiplier_complement (u : ℂ) (hu : u ∉ Qbar) (W : Submodule (↥Qbar) ℂ) [FiniteDimensional (↥Qbar) W]
    (hW : Module.finrank (↥Qbar) W = 5) (h1 : (1 : ℂ) ∈ W) (hu1 : u ∈ W) (hui : u⁻¹ ∈ W)
    (p q : (↥Qbar)[X]) (hcop : IsCoprime p q) (hdeg : max p.natDegree q.natDegree = 2)
    (y : Fin 3 → ℂ) (hy : LinearIndependent (↥Qbar) y) (hyW : ∀ j, y j ∈ W)
    (hyh : ∀ j, aeval u p / aeval u q * y j ∈ W) :
    ∃ lam : ↥Qbar, (lam = 0 ∨ lam = 1 ∨ lam = 2) ∧ ∃ g₁ g₂ : ℂ,
      W = Submodule.span Qbar ({1, u, u⁻¹, g₁, g₂} : Set ℂ) ∧
      aeval u q / (aeval u p - (lam : ℂ) * aeval u q) * g₁ ∈ W ∧
      aeval u q / (aeval u p - (lam : ℂ) * aeval u q) * g₂ ∈ W := by
  sorry

end DiazModulus
Source
Not found in the sources read. Steps 1–3 of the sheaf-free proof of Theorem NF. Uses DiazModulus.quadratic_pencil_wronskian_span and DiazModulus.quadratic_ratio_pole_fractions_independent. R20 of the Diaz modulus mission. Formal proof: Diaz modulus mission, 23 October 2026 (C. Perassi).

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