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The two-dimensional case: existence and smoothness of Navier–Stokes solutions on R2\mathbb{R}^2R2 (Ladyzhenskaya)

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NavierStokes.existence_and_smoothness_R2

by korbonits · Sep 8, 2026 · Mathlib 0df444a (Lean v4.33.1)

analysisfluid-dynamicsmillennium-prizenavier-stokespartial-differential-equations

Fefferman's survey of what is known (p. 2): "In two dimensions, the analogues of assertions (A) and (B) have been known for a long time (Ladyzhenskaya [4])." This theorem is the two-dimensional analogue of statement (A).

Let ν>0\nu > 0ν>0 and let u0:R2→R2u^0 : \mathbb{R}^2 \to \mathbb{R}^2u0:R2→R2 be any smooth, divergence-free vector field satisfying Fefferman's decay condition (4) on R2\mathbb{R}^2R2. Then there exist u(x,t)∈R2u(x,t) \in \mathbb{R}^2u(x,t)∈R2 and p(x,t)∈Rp(x,t) \in \mathbb{R}p(x,t)∈R, both C∞C^\inftyC∞ on R2×[0,∞)\mathbb{R}^2 \times [0,\infty)R2×[0,∞), such that

∂u∂t+∑j=12uj∂u∂xj=ν Δu−∇p,div⁡u=0(x∈R2, t>0),\frac{\partial u}{\partial t} + \sum_{j=1}^{2} u_j \frac{\partial u}{\partial x_j} = \nu\,\Delta u - \nabla p, \qquad \operatorname{div} u = 0 \qquad (x \in \mathbb{R}^2,\ t > 0),∂t∂u​+j=1∑2​uj​∂xj​∂u​=νΔu−∇p,divu=0(x∈R2, t>0), u(x,0)=u0(x),sup⁡t≥0∫R2∣u(x,t)∣2 dx<∞.u(x,0) = u^0(x), \qquad \sup_{t \ge 0} \int_{\mathbb{R}^2} |u(x,t)|^2\,dx < \infty .u(x,0)=u0(x),t≥0sup​∫R2​∣u(x,t)∣2dx<∞.

In two dimensions the vorticity ω=∂1u2−∂2u1\omega = \partial_1 u_2 - \partial_2 u_1ω=∂1​u2​−∂2​u1​ is a scalar transported and diffused by the flow, and its maximum principle supplies the control that is missing in three dimensions; this is why the two-dimensional problem was settled long ago (Leray for the plane; Ladyzhenskaya's monograph for the general theory) while the three-dimensional statement (A) is open. Formalizing this theorem exercises the whole solution-construction pipeline in the one setting where it is known to close.

Formalization Note The statement is literally the goal theorem with Vec 3 replaced by Vec 2: the hypotheses are NavierStokes.IsInitialData u₀ on R2\mathbb{R}^2R2 and the conclusion is NavierStokes.IsSolution ν u₀ u p on R2\mathbb{R}^2R2, with all conventions (smoothness on the closed half-space, equation at t>0t > 0t>0, energy as a [0,∞][0,\infty][0,∞]-valued integral) as in the definition bundle.

Preamble
import Definitions.Def_NavierStokes
import Mathlib
Formal statement
namespace NavierStokes
theorem existence_and_smoothness_R2 (ν : ℝ) (hν : 0 < ν) (u₀ : Vec 2 → Vec 2)
    (h₀ : IsInitialData u₀) :
    ∃ (u : ℝ → Vec 2 → Vec 2) (p : ℝ → Vec 2 → ℝ), IsSolution ν u₀ u p := by sorry
end NavierStokes
Source
C. L. Fefferman, Existence and smoothness of the Navier–Stokes equation, Clay Mathematics Institute Millennium Prize Problem description (2000), https://www.claymath.org/wp-content/uploads/2022/06/navierstokes.pdf, p. 2, first sentence of the paragraph 'In two dimensions, the analogues of assertions (A) and (B) have been known for a long time (Ladyzhenskaya [4])'. Reference [4]: O. A. Ladyzhenskaya, The Mathematical Theory of Viscous Incompressible Flow, 2nd edition, Gordon and Breach, New York, 1969
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What the Lean code literally says, in plain math · claude-fable-5-1

Read-back of NavierStokes.existence_and_smoothness_R2.

Fix a real number ν\nuν with ν>0\nu > 0ν>0 (strict), and a map u0:R2→R2u_0 : \mathbb{R}^2 \to \mathbb{R}^2u0​:R2→R2, where R2\mathbb{R}^2R2 carries the Euclidean inner product and norm (the dimension is hard-coded to 222 in this theorem; the definitions below are stated for general nnn but only n=2n=2n=2 is used). Assume u0u_0u0​ is "initial data" in the following custom sense, which is the conjunction of three conditions: (i) u0u_0u0​ is C∞C^\inftyC∞ on all of R2\mathbb{R}^2R2 (here ∞\infty∞ denotes smoothness of every finite order, not real-analyticity, which would be the separate symbol ω\omegaω); (ii) for every x∈R2x \in \mathbb{R}^2x∈R2 the custom divergence vanishes, div⁡u0(x):=∑i=12(Du0(x) ei)i=0\operatorname{div} u_0(x) := \sum_{i=1}^{2} \big(Du_0(x)\,e_i\big)_i = 0divu0​(x):=∑i=12​(Du0​(x)ei​)i​=0, where Du0(x)Du_0(x)Du0​(x) is the Fréchet derivative (a total function that returns the zero map wherever the function is not differentiable, though smoothness rules that out here) and eie_iei​ the standard basis vectors, so this is ∂1(u0)1+∂2(u0)2=0\partial_1 (u_0)_1 + \partial_2 (u_0)_2 = 0∂1​(u0​)1​+∂2​(u0​)2​=0; (iii) Schwartz-type decay: for every pair of natural numbers k,Kk, Kk,K there is a real CCC (depending on k,Kk,Kk,K) such that for all xxx, (1+∥x∥)K ∥Dku0(x)∥≤C(1+\|x\|)^K\,\|D^k u_0(x)\| \le C(1+∥x∥)K∥Dku0​(x)∥≤C, where Dku0(x)D^k u_0(x)Dku0​(x) is the kkk-th iterated Fréchet derivative as a kkk-multilinear map with its operator norm (so k=K=0k=K=0k=K=0 just says u0u_0u0​ is bounded; since the left side is ≥0\ge 0≥0, only C≥0C \ge 0C≥0 can work). The theorem then asserts the existence (not uniqueness — plain ∃\exists∃, not ∃!\exists!∃!) of a velocity field u:R×R2→R2u : \mathbb{R} \times \mathbb{R}^2 \to \mathbb{R}^2u:R×R2→R2, written u(t,x)u(t,x)u(t,x) or ut(x)u_t(x)ut​(x), and a scalar pressure p:R×R2→Rp : \mathbb{R} \times \mathbb{R}^2 \to \mathbb{R}p:R×R2→R, both defined for all real times including t<0t<0t<0, such that the following six conditions hold, all of which are relative to the time set S=[0,∞)S = [0,\infty)S=[0,∞) (nothing whatsoever is required of uuu or ppp for t<0t<0t<0):

  • Smoothness of uuu: the joint map (t,x)↦u(t,x)(t,x) \mapsto u(t,x)(t,x)↦u(t,x) is C∞C^\inftyC∞ on the set [0,∞)×R2[0,\infty) \times \mathbb{R}^2[0,∞)×R2. This is smoothness within a set with boundary: at interior points (t>0)(t>0)(t>0) it is ordinary C∞C^\inftyC∞ near the point; at boundary points (t=0)(t=0)(t=0) it only asks for a smooth Taylor expansion valid on a neighbourhood intersected with [0,∞)×R2[0,\infty)\times\mathbb{R}^2[0,∞)×R2, i.e. one-sided smoothness in ttt at t=0t=0t=0, with no constraint on how uuu behaves for t<0t<0t<0.
  • Smoothness of ppp: the same statement for (t,x)↦p(t,x)(t,x) \mapsto p(t,x)(t,x)↦p(t,x).
  • Momentum equation: for every t≥0t \ge 0t≥0 with additionally t>0t > 0t>0 (so effectively for every t>0t>0t>0; t=0t=0t=0 is excluded) and every x∈R2x \in \mathbb{R}^2x∈R2,
dds∣s=tu(s,x)  +  (Dut(x))[ut(x)]  =  ν Δut(x)  −  ∇pt(x).\frac{d}{ds}\Big|_{s=t} u(s,x) \;+\; \big(D u_t(x)\big)\big[u_t(x)\big] \;=\; \nu\, \Delta u_t(x) \;-\; \nabla p_t(x).dsd​​s=t​u(s,x)+(Dut​(x))[ut​(x)]=νΔut​(x)−∇pt​(x).

Here ddsu(s,x)\frac{d}{ds}u(s,x)dsd​u(s,x) is the ordinary one-variable derivative in time of the two-sided function s↦u(s,x)s\mapsto u(s,x)s↦u(s,x) (a total function equal to 000 where the derivative does not exist; for t>0t>0t>0 the interior smoothness above guarantees it is the genuine derivative); (Dut(x))[ut(x)](Du_t(x))[u_t(x)](Dut​(x))[ut​(x)] is the spatial Fréchet derivative of the time-slice ut=u(t,⋅)u_t = u(t,\cdot)ut​=u(t,⋅) at xxx, applied to the vector ut(x)u_t(x)ut​(x), i.e. the convective term (u⋅∇)u(u\cdot\nabla)u(u⋅∇)u; Δut(x)\Delta u_t(x)Δut​(x) is Mathlib's Laplacian of the vector-valued map utu_tut​ at xxx, namely ∑iD2ut(x)[ei,ei]\sum_i D^2 u_t(x)[e_i,e_i]∑i​D2ut​(x)[ei​,ei​] over an orthonormal basis (componentwise Laplacian; a total function, 000 where the second derivative fails to exist — again excluded by smoothness); ν ⋅\nu\,\cdotν⋅ is scalar multiplication; and ∇pt(x)\nabla p_t(x)∇pt​(x) is Mathlib's gradient of the scalar slice ptp_tpt​ at xxx, the vector dual to the Fréchet derivative Dpt(x)Dp_t(x)Dpt​(x) under the inner product (also total, 000 where non-differentiable).

  • Divergence-free: for every t≥0t \ge 0t≥0 (including t=0t = 0t=0) and every xxx, div⁡ut(x)=∑i=12(Dut(x) ei)i=0\operatorname{div} u_t(x) = \sum_{i=1}^2 (Du_t(x)\,e_i)_i = 0divut​(x)=∑i=12​(Dut​(x)ei​)i​=0.
  • Initial condition: u0=u(0,⋅)u_0 = u(0,\cdot)u0​=u(0,⋅) as an equality of functions R2→R2\mathbb{R}^2 \to \mathbb{R}^2R2→R2 (pointwise for every xxx).
  • Bounded energy: there is a single real CCC such that for every t≥0t \ge 0t≥0,
∫R2−∥u(t,x)∥2 dx  <  ofReal⁡(C),\int^{-}_{\mathbb{R}^2} \|u(t,x)\|^2\, dx \;<\; \operatorname{ofReal}(C),∫R2−​∥u(t,x)∥2dx<ofReal(C),

where the integral is the lower Lebesgue integral against Lebesgue measure on R2\mathbb{R}^2R2 of the [0,∞][0,\infty][0,∞]-valued function x↦∥u(t,x)∥2x\mapsto\|u(t,x)\|^2x↦∥u(t,x)∥2 (this is always defined, with no integrability hypothesis needed; it takes the value +∞+\infty+∞ when the function is not integrable, and is the supremum over dominated measurable simple functions even if the integrand were non-measurable), and ofReal⁡(C)∈[0,∞]\operatorname{ofReal}(C)\in[0,\infty]ofReal(C)∈[0,∞] is CCC if C≥0C\ge 0C≥0 and 000 if C<0C<0C<0. Because the inequality is strict and the right side is finite, this forces each utu_tut​ to have finite L2L^2L2 norm with a bound uniform in ttt; if C≤0C \le 0C≤0 the condition is unsatisfiable (nothing is <0<0<0 in [0,∞][0,\infty][0,∞]), so effectively C>0C>0C>0. No monotonicity or relation to the initial energy is asserted, and no integrability, decay, or normalization of ppp is asserted anywhere.

On degenerate cases: the hypotheses are not vacuous — e.g. u0≡0u_0 \equiv 0u0​≡0 satisfies all three initial-data conditions — and for that particular u0u_0u0​ the conclusion is trivially witnessed by u≡0u \equiv 0u≡0, p≡0p \equiv 0p≡0; for general admissible u0u_0u0​ the conclusion is a genuine existence claim. The decay condition (iii) is imposed only on u0u_0u0​ and is not required of utu_tut​ for t>0t>0t>0; the only spatial control on utu_tut​ for t>0t>0t>0 is smoothness, the divergence constraint, and the uniform finite-energy bound above.

Human review
  • Endorsed by Shuze Chen · Sep 8, 2026

  • Endorsed by korbonits · Sep 8, 2026

    Confirmed by the mission captain (proposal self-audit).

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