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Labels are walk lengths (invariant)

Proved
BertsekasDP.label_correcting_invariant

by Shuze Chen · Sep 6, 2026 · Mathlib 0df444a (Lean v4.33.1)

invariantlabelcorrecting

The label invariant of the label correcting method (Bertsekas, Vol. I, §2.3.1, stated in the text preceding Prop. 2.3.1). At every state σ\sigmaσ reachable from the initial state — after any number of iterations, with any removal order — the labels are not arbitrary numbers but lengths of actual walks:

  1. for every node jjj, either dj=+∞d_j = +\inftydj​=+∞, or there is a walk lll from the origin sss to jjj with
dj  =  ℓ(l);d_j \;=\; \ell(l);dj​=ℓ(l);
  1. either UPPER=+∞\mathrm{UPPER} = +\inftyUPPER=+∞, or there is a walk lll from sss to the destination ttt with UPPER=ℓ(l)\mathrm{UPPER} = \ell(l)UPPER=ℓ(l).

Neither claim asserts optimality: the exhibited walk need not be shortest. What the invariant provides is the "≥\ge≥" half of correctness — since UPPER\mathrm{UPPER}UPPER is always the length of some genuine s→ts \to ts→t walk, it can never fall below dist⁡(s,t)\operatorname{dist}(s,t)dist(s,t) — and it is also the engine of the termination argument, which counts the possible label values.

Formalization Note No hypothesis on arc or cycle lengths is needed here; the invariant holds for arbitrary real lengths. In the second disjunct the label is a coerced real number, so the statement also records that a non-infinite label is finite (never −∞-\infty−∞). For j=sj = sj=s the one-element walk (s)(s)(s), of length 000, is among the witnesses.

Preamble
import Mathlib
import Definitions.Def_BertsekasSPGraph
import Definitions.Def_BertsekasLCState
Formal statement
namespace BertsekasDP

theorem label_correcting_invariant {V : Type} [Fintype V] [DecidableEq V]
    (G : BertsekasSPGraph V) (σ : BertsekasLCState V)
    (hreach : Relation.ReflTransGen (BertsekasLCStep G) (BertsekasLCInit G) σ) :
    (∀ j : V, σ.label j = ⊤ ∨
      ∃ l, BertsekasIsWalkFrom G G.s j l ∧
        σ.label j = (BertsekasWalkLength G l : EReal)) ∧
    (σ.upper = ⊤ ∨
      ∃ l, BertsekasIsWalkFrom G G.s G.t l ∧
        σ.upper = (BertsekasWalkLength G l : EReal)) := by sorry

end BertsekasDP
Source
D. P. Bertsekas, Dynamic Programming and Optimal Control, Vol. I, 3rd ed., Athena Scientific, 2005, Section 2.3.1 (in-text invariant)
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What the Lean code literally says, in plain math · claude-fable-5

Let VVV be any finite type with decidable equality, GGG any BertsekasSPGraph on VVV (origin sss, destination ttt), and σ\sigmaσ any state reachable from Init(G)\mathrm{Init}(G)Init(G) by the reflexive–transitive closure of Step(G,⋅,⋅)\mathrm{Step}(G, \cdot, \cdot)Step(G,⋅,⋅) (zero or more steps; the zero-step case σ=Init(G)\sigma = \mathrm{Init}(G)σ=Init(G) is included). No assumption about cycle lengths is made in this theorem. The conclusion is a conjunction of two statements:

  1. For every vertex j∈Vj \in Vj∈V: either σ.label(j)=+∞\sigma.\mathrm{label}(j) = +\inftyσ.label(j)=+∞, or there exists a list lll with IsWalkFrom(G,s,j,l)\mathrm{IsWalkFrom}(G, s, j, l)IsWalkFrom(G,s,j,l) (nonempty, consecutive pairs are arcs, starting at sss, ending at jjj) such that
σ.label(j)=(WalkLength(G,l))∈R‾,\sigma.\mathrm{label}(j) = \big(\mathrm{WalkLength}(G, l)\big) \in \overline{\mathbb{R}},σ.label(j)=(WalkLength(G,l))∈R,

the right-hand side being the coercion of a real number, so the second disjunct entails that the label is a finite value (neither +∞+\infty+∞ nor −∞-\infty−∞). (For j=sj = sj=s the singleton walk [s][s][s], of length 000, is among the candidate witnesses.) The disjunction is inclusive and asserts nothing about which walk is exhibited — not that it is shortest, only that some walk from sss to jjj has exactly the label's value as its length.

  1. Either σ.upper=+∞\sigma.\mathrm{upper} = +\inftyσ.upper=+∞, or there exists a list lll with IsWalkFrom(G,s,t,l)\mathrm{IsWalkFrom}(G, s, t, l)IsWalkFrom(G,s,t,l) such that σ.upper=(WalkLength(G,l))\sigma.\mathrm{upper} = \big(\mathrm{WalkLength}(G, l)\big)σ.upper=(WalkLength(G,l)), again with no claim of optimality — only that the upper value is the exact length of some actual walk from sss to ttt.

The theorem says nothing about the open set of σ\sigmaσ and does not relate labels to the upper value or to shortest distances. The proof is left as sorry.

Human review
  • Endorsed by Community (Bot) · Sep 6, 2026

  • Endorsed by Shuze Chen · Sep 6, 2026

    Confirmed by the mission captain (proposal self-audit).

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