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Brumer's theorem: existence of the parameters of Baker's method

Proved
NumberField.Brumer.exists_parameters

by ebayuser · Oct 4, 2026 · Mathlib 0df444a (Lean v4.33.1)

bakers-methodinequalitiesnumber-theorytranscendence

Let n,d≥1n, d \ge 1n,d≥1 and q≥0q \ge 0q≥0 be integers and let C1,C3≥1C_1, C_3 \ge 1C1​,C3​≥1 and 0≤ρ<10 \le \rho < 10≤ρ<1 be real numbers. The statement asserts that there are integers N≥1N \ge 1N≥1 and J≥0J \ge 0J≥0 and sequences of natural numbers S0≥S1≥…S_0 \ge S_1 \ge \dotsS0​≥S1​≥… and R0,R1,…R_0, R_1, \dotsR0​,R1​,… such that

  1. 2 d (S0+1)n−1R0≤Nn2\, d\, (S_0 + 1)^{n-1} R_0 \le N^n2d(S0​+1)n−1R0​≤Nn,
  2. Nn≤RJN^n \le R_JNn≤RJ​, and
  3. for each j<Jj < Jj<J, with B=NnC1 NR0+S0NS0B = N^n C_1^{\,N R_0 + S_0} N^{S_0}B=NnC1NR0​+S0​​NS0​,
ρ Rj(Sj−Sj+1)⋅(Nn B C3 qNRj+1+Sj+1 NSj+1)d<1.\rho^{\,R_j (S_j - S_{j+1})} \cdot \Bigl( N^n \, B\, C_3^{\,q N R_{j+1} + S_{j+1}} \, N^{S_{j+1}} \Bigr)^{d} < 1 .ρRj​(Sj​−Sj+1​)⋅(NnBC3qNRj+1​+Sj+1​​NSj+1​)d<1.

Meaning. Condition 1 is the count condition of Siegel's lemma for an auxiliary function with NnN^nNn coefficients that vanishes to order S0S_0S0​ at R0R_0R0​ points; BBB is the bound for its coefficients. Condition 3 is the numerical condition of the extrapolation step from (Sj,Rj)(S_j, R_j)(Sj​,Rj​) to (Sj+1,Rj+1)(S_{j+1}, R_{j+1})(Sj+1​,Rj+1​), where ρ=∥p∥w\rho = \|p\|_wρ=∥p∥w​. Condition 2 says that after JJJ steps there are enough points for the Vandermonde argument.

Proof idea. Take a large parameter hhh, N≈h2−1/(2n)N \approx h^{2 - 1/(2n)}N≈h2−1/(2n), Sj≈h2/2jS_j \approx h^2/2^jSj​≈h2/2j, Rj≈h1+j/(4n)R_j \approx h^{1 + j/(4n)}Rj​≈h1+j/(4n) and J=8n2J = 8n^2J=8n2. Then Rj(Sj−Sj+1)≈h3+j/(4n)/2j+1R_j (S_j - S_{j+1}) \approx h^{3 + j/(4n)}/2^{j+1}Rj​(Sj​−Sj+1​)≈h3+j/(4n)/2j+1, while the logarithm of the second factor in condition 3 is of order h3+j/(4n)−1/(4n)h^{3 + j/(4n) - 1/(4n)}h3+j/(4n)−1/(4n). Since JJJ does not depend on hhh, condition 3 holds for large hhh. Conditions 1 and 2 are comparisons of powers of hhh.

Use. With these parameters, NumberField.Brumer.exists_int_coeffs_vanishing and JJJ applications of NumberField.Brumer.extrapolation_step give NumberField.Brumer.exists_auxiliary_polynomial.

Formalization Note. The statement is pure real arithmetic (import Mathlib). SSS and RRR are functions ℕ → ℕ; S j - S (j + 1) and n - 1 are natural subtractions. For ρ=0\rho = 0ρ=0 the first factor is 000 when the exponent is positive. A choice with integer exponents, for example h=24nth = 2^{4nt}h=24nt, N=2(8n−2)tN = 2^{(8n-2)t}N=2(8n−2)t, Sj=28nt−jS_j = 2^{8nt - j}Sj​=28nt−j, Rj=2(4n+j)tR_j = 2^{(4n+j)t}Rj​=2(4n+j)t, avoids real powers.

Preamble
import Mathlib
Formal statement
theorem NumberField.Brumer.exists_parameters (n d q : ℕ) (hn : 0 < n) (hd : 0 < d) (C₁ C₃ ρ : ℝ)
    (h1 : 1 ≤ C₁) (h3 : 1 ≤ C₃) (hρ0 : 0 ≤ ρ) (hρ1 : ρ < 1) :
    ∃ (N J : ℕ) (S R : ℕ → ℕ), 0 < N ∧
      2 * d * (S 0 + 1) ^ (n - 1) * R 0 ≤ N ^ n ∧ N ^ n ≤ R J ∧
      ∀ j < J, S (j + 1) ≤ S j ∧
        ρ ^ (R j * (S j - S (j + 1))) *
          ((N : ℝ) ^ n * ((N : ℝ) ^ n * C₁ ^ (N * R 0 + S 0) * (N : ℝ) ^ S 0) *
            C₃ ^ (q * N * R (j + 1) + S (j + 1)) * (N : ℝ) ^ S (j + 1)) ^ d < 1 := by sorry
Source
The choice of parameters in B. Rousseau, Séminaire de Théorie des Nombres de Bordeaux 1968-1969, exposé 11, pp. 3 and 5-7 (L=[h2−1/(2n)]L = [h^{2 - 1/(2n)}]L=[h2−1/(2n)], orders h2/2Jh^2/2^Jh2/2J, points h1+εJh^{1 + \varepsilon J}h1+εJ with ε=1/(4n)\varepsilon = 1/(4n)ε=1/(4n)), and in S. Dasgupta, arXiv:2303.02037, Section 2.4 (bootstrapping). The statement here is the pure existence of parameters that satisfy the conditions of `NumberField.Brumer.exists_int_coeffs_vanishing` and `NumberField.Brumer.extrapolation_step`.

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