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A round of competing timers is contested with probability at most contestedBound n δ Mmin

Proved
OpenSearchElectionTimer.contested_prob_le

by pitimespi · Nov 1, 2026 · Mathlib 0df444a (Lean v4.33.1)

cluster-coordinationconsensuselasticsearchelection-schedulerformal-verificationleader-electionlivenessmathlibopensearchprobabilityrandomized-timeoutunion-bound

For all natural numbers n, δ, Mmin with 1 ≤ n, 1 ≤ δ and 1 ≤ Mmin, every offset : Fin n → ℤ and every bound : Fin n → ℕ with Mmin ≤ bound i ≤ 2^63 for every i: the number of draws x : Fin n → Fin (2^64) with ¬ Uncontested offset bound δ x, divided by (2^64)^n, is at most contestedBound n δ Mmin = C(n, 2) · (2δ − 1) · ⌈2^63 / Mmin⌉ / 2^63.

Among n candidates with arbitrary offsets and bounds at least Mmin, the probability that no candidate fires at least δ before all the others is at most about C(n, 2) · (2δ − 1) / Mmin. In a contested round the first candidate to fire has a follower less than δ behind it, and the bound is C(n, 2) times that of close_pair_prob, a union bound over the pairs. It exceeds 1, and then says nothing, when C(n, 2) · (2δ − 1) exceeds about Mmin: for δ = 100 and Mmin = 10000, from n = 11 candidates on.

Preamble
import Definitions.Def_OpenSearchElectionTimer
open OpenSearchPreVote OpenSearchElectionTimer
Formal statement
theorem OpenSearchElectionTimer.contested_prob_le (n δ Mmin : Nat) (hn : 1 ≤ n) (hδ : 1 ≤ δ) (hM : 1 ≤ Mmin)
    (offset : Fin n → Int) (bound : Fin n → Nat) (hbound : ∀ i, Mmin ≤ bound i ∧ bound i ≤ 2 ^ 63) :
    ((Finset.univ.filter (fun x => ¬ Uncontested offset bound δ x)).card : ℚ) / (2 ^ 64) ^ n ≤
      contestedBound n δ Mmin := by sorry
Source
OpenSearch b2a54ba5c0defba3d1d20423e911d4bf920bab19: ElectionSchedulerFactory (documented delay distribution lines 71-83, settings 85-115, constructor 124-144, nonNegative 159-161, toPositiveLongAtMost 163-172, scheduleNextElection 195-241 with the bound at 203, the delay at 204 and the next attempt scheduled with the election duration as grace period at 218): https://github.com/opensearch-project/OpenSearch/blob/b2a54ba5c0defba3d1d20423e911d4bf920bab19/server/src/main/java/org/opensearch/cluster/coordination/ElectionSchedulerFactory.java#L62-L254; Coordinator (the scheduler built over the node's Random lines 262-263, the scheduler started after bootstrapping at 1158 and when a candidate has found a quorum of peers 1534-1550, startElectionScheduler 1567-1618 with grace period 0 at 1574, the same Random used to choose a node to abdicate to at 1818): https://github.com/opensearch-project/OpenSearch/blob/b2a54ba5c0defba3d1d20423e911d4bf920bab19/server/src/main/java/org/opensearch/cluster/coordination/Coordinator.java; DiscoveryModule (each node's Random created as new Random(Randomness.get().nextLong()), line 213): https://github.com/opensearch-project/OpenSearch/blob/b2a54ba5c0defba3d1d20423e911d4bf920bab19/server/src/main/java/org/opensearch/discovery/DiscoveryModule.java#L213; java.util.Random (a 48-bit linear congruential generator; nextLong): https://docs.oracle.com/en/java/javase/21/docs/api/java.base/java/util/Random.html; maxDelay, nonNegative and toPositiveLongAtMost as transcribed by the OpenSearchPreVote mission
Read-back

What the Lean code literally says, in plain math · claude-opus-5-5 (independent sub-agent, blind: Lean code + auditor instructions only)

Read-back: OpenSearchElectionTimer.contested_prob_le

Notions used

Draws and delays. A draw is an element of Fin(264)\mathrm{Fin}(2^{64})Fin(264), read as the Java long toLong(x)=x−263\mathrm{toLong}(x) = x - 2^{63}toLong(x)=x−263. nonNegative(n)\mathrm{nonNegative}(n)nonNegative(n) is 000 if n=−263n = -2^{63}n=−263 and ∣n∣|n|∣n∣ otherwise. randomDelay(M,x)=(nonNegative(x−263) mod M)+1\mathrm{randomDelay}(M, x) = (\mathrm{nonNegative}(x - 2^{63}) \bmod M) + 1randomDelay(M,x)=(nonNegative(x−263)modM)+1, a natural number, which lies in [1,M][1, M][1,M] for M≥1M \ge 1M≥1.

Fire times. Let offset:Fin n→Z\mathrm{offset} : \mathrm{Fin}\,n \to \mathbb{Z}offset:Finn→Z, bound:Fin n→N\mathrm{bound} : \mathrm{Fin}\,n \to \mathbb{N}bound:Finn→N and a draw vector x:Fin n→Fin(264)x : \mathrm{Fin}\,n \to \mathrm{Fin}(2^{64})x:Finn→Fin(264). Candidate iii fires at

Ti=fireTime(offset,bound,x,i)=offset(i)+randomDelay(bound(i),x(i))∈Z.T_i = \mathrm{fireTime}(\mathrm{offset}, \mathrm{bound}, x, i) = \mathrm{offset}(i) + \mathrm{randomDelay}(\mathrm{bound}(i), x(i)) \in \mathbb{Z}.Ti​=fireTime(offset,bound,x,i)=offset(i)+randomDelay(bound(i),x(i))∈Z.

Uncontested.

Uncontested(offset,bound,δ,x)  ⟺  ∃i, ∀j≠i, Ti+δ≤Tj\mathrm{Uncontested}(\mathrm{offset}, \mathrm{bound}, \delta, x) \iff \exists i,\ \forall j \ne i,\ T_i + \delta \le T_jUncontested(offset,bound,δ,x)⟺∃i, ∀j=i, Ti​+δ≤Tj​

(in Z\mathbb{Z}Z). Its negation is

∀i ∃j≠i, Tj<Ti+δ.\forall i\ \exists j \ne i,\ T_j < T_i + \delta .∀i ∃j=i, Tj​<Ti​+δ.

For δ≥1\delta \ge 1δ≥1 and n≥1n \ge 1n≥1, the negation holds iff n≥2n \ge 2n≥2 and the two smallest fire times, counted with multiplicity, differ by less than δ\deltaδ (ties included). For n=1n = 1n=1, every draw is uncontested.

contestedBound.

contestedBound(n,δ,Mmin⁡)=(n2) (2δ−˙1) ⌊(263+Mmin⁡−1)/Mmin⁡⌋263∈Q,\mathrm{contestedBound}(n, \delta, M_{\min}) = \frac{\binom{n}{2}\,(2\delta \mathbin{\dot-} 1)\,\lfloor (2^{63} + M_{\min} - 1)/M_{\min}\rfloor}{2^{63}} \in \mathbb{Q},contestedBound(n,δ,Mmin​)=263(2n​)(2δ−˙​1)⌊(263+Mmin​−1)/Mmin​⌋​∈Q,

with natural-number truncated subtraction and floor division (where a/0=0a/0 = 0a/0=0). For δ,Mmin⁡≥1\delta, M_{\min} \ge 1δ,Mmin​≥1 this is (n2)(2δ−1)⌈263/Mmin⁡⌉/263\binom{n}{2}(2\delta-1)\lceil 2^{63}/M_{\min}\rceil/2^{63}(2n​)(2δ−1)⌈263/Mmin​⌉/263.

1. Declaration

theorem OpenSearchElectionTimer.contested_prob_le (n δ Mmin : Nat) (hn : 1 ≤ n) (hδ : 1 ≤ δ) (hM : 1 ≤ Mmin)
    (offset : Fin n → Int) (bound : Fin n → Nat) (hbound : ∀ i, Mmin ≤ bound i ∧ bound i ≤ 2 ^ 63) :
    ((Finset.univ.filter (fun x => ¬ Uncontested offset bound δ x)).card : ℚ) / (2 ^ 64) ^ n ≤
      contestedBound n δ Mmin

Binders and hypotheses, in order:

  • n,δ,Mmin⁡∈Nn, \delta, M_{\min} \in \mathbb{N}n,δ,Mmin​∈N;
  • hn:1≤nhn : 1 \le nhn:1≤n;
  • hδ:1≤δh\delta : 1 \le \deltahδ:1≤δ;
  • hM:1≤Mmin⁡hM : 1 \le M_{\min}hM:1≤Mmin​;
  • offset:Fin n→Z\mathrm{offset} : \mathrm{Fin}\,n \to \mathbb{Z}offset:Finn→Z;
  • bound:Fin n→N\mathrm{bound} : \mathrm{Fin}\,n \to \mathbb{N}bound:Finn→N;
  • hbound:∀i, Mmin⁡≤bound(i)≤263hbound : \forall i,\ M_{\min} \le \mathrm{bound}(i) \le 2^{63}hbound:∀i, Mmin​≤bound(i)≤263.

Conclusion (in Q\mathbb{Q}Q). Here xxx ranges over all (264)n(2^{64})^n(264)n functions Fin n→Fin(264)\mathrm{Fin}\,n \to \mathrm{Fin}(2^{64})Finn→Fin(264):

#{x:¬ Uncontested(offset,bound,δ,x)}(264)n  ≤  (n2)⋅(2δ−1) ⌈263/Mmin⁡⌉263.\frac{\#\{x : \neg\,\mathrm{Uncontested}(\mathrm{offset}, \mathrm{bound}, \delta, x)\}}{(2^{64})^n} \;\le\; \binom{n}{2}\cdot\frac{(2\delta - 1)\,\lceil 2^{63}/M_{\min}\rceil}{2^{63}} .(264)n#{x:¬Uncontested(offset,bound,δ,x)}​≤(2n​)⋅263(2δ−1)⌈263/Mmin​⌉​.

Probability reading. The draws x(0),…,x(n−1)x(0), \dots, x(n-1)x(0),…,x(n−1) are independent and uniform on Fin(264)\mathrm{Fin}(2^{64})Fin(264). The probability that no candidate fires at least δ\deltaδ before all the others is at most (n2)(2δ−1)⌈263/Mmin⁡⌉/263\binom{n}{2}(2\delta-1)\lceil 2^{63}/M_{\min}\rceil/2^{63}(2n​)(2δ−1)⌈263/Mmin​⌉/263, approximately (n2)(2δ−1)/Mmin⁡\binom{n}{2}(2\delta-1)/M_{\min}(2n​)(2δ−1)/Mmin​.

2. What is not constrained

  • Offsets are arbitrary integers, fixed independently of the draws. They need not be ordered, distinct or non-negative.
  • Bounds may differ between candidates. Each must lie in [Mmin⁡,263][M_{\min}, 2^{63}][Mmin​,263], and nothing ties them to maxDelay or to any SchedulerSettings.
  • n=1n = 1n=1. Both sides are 000: a single candidate is always uncontested and (12)=0\binom{1}{2} = 0(21​)=0. The statement holds but says nothing.
  • hnhnhn is necessary. For n=0n = 0n=0 the single (empty) draw vector is contested, because Uncontested needs a witness. The left side would be 1/1=11/1 = 11/1=1 and the right side 000.
  • hδh\deltahδ is not needed for truth. For δ=0\delta = 0δ=0, every draw is uncontested when n≥1n \ge 1n≥1 (a minimizer is a witness), so the left side is 000. The right side is also 000.
  • hMhMhM is needed. For Mmin⁡=0M_{\min} = 0Mmin​=0 the right side is 000.
  • The upper half of hboundhboundhbound (bound(i)≤263\mathrm{bound}(i) \le 2^{63}bound(i)≤263) appears not to be needed for truth. With a bound above 2632^{63}263, each delay value comes from at most 222 of the 2642^{64}264 draws, and 2≤2⌈263/Mmin⁡⌉2 \le 2\lceil 2^{63}/M_{\min}\rceil2≤2⌈263/Mmin​⌉.
  • Trivial regime. The right side can be ≥1\ge 1≥1, which makes the statement trivially true. For example, with n=3n = 3n=3 and δ=100\delta = 100δ=100 this happens exactly when 1≤Mmin⁡≤5971 \le M_{\min} \le 5971≤Mmin​≤597.
  • Scope. This is a single round. The statement does not say that an uncontested round leads to a successful election, and δ\deltaδ is a free parameter not tied to any latency or election duration.
  • Satisfiable, not vacuous. For example n=2n = 2n=2, δ=Mmin⁡=1\delta = M_{\min} = 1δ=Mmin​=1, constant offsets, and bound≡1\mathrm{bound} \equiv 1bound≡1.

3. Plain-language summary

Consider one round of n≥1n \ge 1n≥1 competing election timers with arbitrary fixed offsets, bounds between Mmin⁡M_{\min}Mmin​ and 2632^{63}263, and independent uniform 64-bit draws. The probability that no candidate fires at least δ\deltaδ ahead of every other is at most (n2)(2δ−1)⌈263/Mmin⁡⌉/263\binom{n}{2}(2\delta-1)\lceil 2^{63}/M_{\min}\rceil/2^{63}(2n​)(2δ−1)⌈263/Mmin​⌉/263. That is (n2)\binom{n}{2}(2n​) times the right-hand side of close_pair_prob.

Human review
  • Endorsed by Shuze Chen · Nov 1, 2026

    Confirmed by the moderator at approval.

  • Endorsed by pitimespi · Nov 1, 2026

    Confirmed by the mission captain (proposal self-audit).

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