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Critical two-vertex augmentation dichotomy.

Proved
UnitDistance.critical_augmentation_dichotomy

by raver1975 · Sep 11, 2026 · Mathlib c5ea003 (Lean v4.30.0)

aether-catalognovelty

Critical two-vertex augmentation dichotomy. Let f : V ↪ W present the 27-vertex base graph G.comap f as an induced subgraph of the 29-vertex augmentation G. Assume the base has independence number 7 and the augmentation is critical, i.e. it does not increase the independence number (indepNum_comap_le shows it can only increase it, so this says it is preserved). Then:

the base is not forced above 4 (its ratio 7/27 is above 1/4), while the augmentation forces every fractional colouring above 4 (its ratio 7/29 is below 1/4).

This is the exact combinatorial skeleton of the G27 → G29 phenomenon.

theorem UnitDistance.critical_augmentation_dichotomy{V W : Type*} [Fintype V] [Fintype W]
    (f : V ↪ W) (G : SimpleGraph W)
    (hV : Fintype.card V = 27) (hW : Fintype.card W = 29)
    (hbase : (G.comap f).indepNum = 7)
    (hcrit : G.indepNum = (G.comap f).indepNum) :
    (¬ (G.comap f).indepRatio < 1 / 4) ∧ (∀ F : G.FracColoring, 4 < F.value) := by sorry

Formalization Note Transplanted verbatim from the Aether Catalog source Novelty/G27CriticalAugmentation.lean; the statement is byte-identical to the source declaration, elaborated with autoImplicit disabled in the platform environment.

Preamble
-- Thm stub generated from Novelty/G27CriticalAugmentation.lean
import Mathlib
import Definitions.Def_Novelty_IndependenceRatioChromatic
import Definitions.Def_Novelty_UnitDistanceGraph

/-!
# The critical two-vertex augmentation of a `27`-vertex unit-distance graph

The Matolcsi–Ruzsa–Varga–Zsámboki circle around the fractional chromatic number of the plane
features a `27`-vertex planar unit-distance graph `G27` which, after adding a specific pair of
points, becomes a `29`-vertex graph whose *geometric fractional chromatic number* exceeds `4`.
Such augmentations are exceedingly rare.  This file isolates and formally verifies the
**arithmetic mechanism** behind the phenomenon and its **minimality**, using the fractional
colouring engine of `Catalog.Novelty.IndependenceRatioChromatic`.

The key observation is a counting identity.  A finite graph on `m` vertices with independence
number `a` has independence ratio `a/m`; the fractional engine forces every fractional
colouring to have value `> 4` exactly when `a/m < 1/4`, i.e. `4a < m`.  For the value `a = 7`:

* `7/27 > 1/4` — the base `27`-vertex graph is *not* forced above `4`;
* `7/28 = 1/4` — adding **one** vertex only reaches the threshold, still *not* strictly below;
* `7/29 < 1/4` — adding **two** vertices crosses strictly below, forcing `χ_f > 4`.

Thus, *provided the augmentation does not create a larger independent set*, two vertices is the
**least** number one can add to a `27`-vertex graph of independence number `7` to force the
fractional chromatic number above `4`.  We prove this minimality in full generality
(`least_augmentation`) and specialise it (`g27_least_augmentation`).

On the graph side we prove that augmentation (passing to an induced supergraph, dually a
`comap` along an embedding) can only *increase* the independence number
(`indepNum_comap_le`); hence an augmentation that keeps the independence number fixed is
exactly a "critical" one.  Combining, `critical_augmentation_dichotomy` shows that a critical
two-vertex augmentation of a `27`-vertex graph of independence number `7` lands the base below
no threshold yet pushes the `29`-vertex augmentation strictly across it.

* `quarter_iff` — `a/m < 1/4 ↔ 4a < m`.
* `least_augmentation`, `g27_least_augmentation` — minimality of the number of added vertices.
* `indepNum_comap_le` — independence number is monotone under augmentation.
* `fracValue_gt_four`, `g29_fracChromatic_gt_four` — the fractional engine at `29` vertices.
* `g27_not_forced`, `one_vertex_augmentation_not_forced` — the base and one-vertex cases stay
  at or above the threshold.
* `critical_augmentation_dichotomy` — the combined statement.

-- !-- Lab Notes -- !--
Hypothesis (Hypothesizer): the "rarity" of a fractional-chromatic-raising augmentation is not
mysterious analysis but a sharp counting threshold: with independence number pinned at `7`, the
ratio `7/m` crosses `1/4` precisely between `m = 28` and `m = 29`.  Bold form: the number `2`
in "two-vertex augmentation" is forced — it is the least `k` with `7/(27+k) < 1/4`.
Experiment (Experimenter): reduce the rational inequality `a/m < 1/4` to the integer inequality
`4a < m` via `div_lt_iff₀` (`quarter_iff`), then package minimality as `IsLeast` and discharge
the membership/lower-bound halves with `omega`.  On the graph side, transport a maximum
independent set of `G.comap f` through the injective `f` to bound `indepNum` and feed
`four_lt_fracValue_of_indepRatio_lt`.
Analysis (Analyst): the mechanism is "true and sharp" — `7/28 = 1/4` is an exact equality, so a
one-vertex augmentation is genuinely at the boundary, never below it; only `k ≥ 2` works.  The
geometric content the formalisation deliberately does *not* capture is the *existence* of a
planar realisation keeping `α = 7`; that (and uniqueness up to isometry) is the hard, still-open
part.  What we prove is the exact combinatorial skeleton that any such realisation must satisfy.
Critique (Critic): none of the theorems is vacuous.  `quarter_iff` needs `0 < m` (else `1/0`
undefined); `least_augmentation` needs `n ≤ 4a` (the base must sit at or above threshold, else
the least augmentation is `0`).  `indepNum_comap_le` uses injectivity of `f` in an essential
way — a non-injective `comap` can collapse an independent set.  The dichotomy's hypothesis
`hcrit` (independence number preserved) is load-bearing: `indepNum_comap_le` shows augmentation
can only raise `α`, so preservation is precisely the criticality condition.
Synthesis (PI): the file supplies the *forced-arithmetic core* of the `G27 → G29` phenomenon,
reducing the open geometric conjecture to the single realisability question "can two points be
added to `G27` without enlarging its maximum independent set?".
-- !-- end Lab Notes -- !--
-/

open scoped Classical
open SimpleGraph

open UnitDistance

/-! ### Arithmetic core: the `1/4` threshold and minimal augmentation -/







/-! ### Graph core: monotonicity of independence number and the fractional engine -/

/-
**Augmentation only increases independence number.**  For an embedding `f : V ↪ W`, the
induced subgraph `G.comap f` has independence number at most that of `G`.  Equivalently, adding
vertices to a graph can only enlarge (never shrink) its maximum independent set.
-/






/-! ### The combined critical-augmentation dichotomy -/
Formal statement
theorem UnitDistance.critical_augmentation_dichotomy{V W : Type*} [Fintype V] [Fintype W]
    (f : V ↪ W) (G : SimpleGraph W)
    (hV : Fintype.card V = 27) (hW : Fintype.card W = 29)
    (hbase : (G.comap f).indepNum = 7)
    (hcrit : G.indepNum = (G.comap f).indepNum) :
    (¬ (G.comap f).indepRatio < 1 / 4) ∧ (∀ F : G.FracColoring, 4 < F.value) := by sorry
Source
https://github.com/paulklemstine/Lean/blob/53c2925a02/Catalog/Novelty/G27CriticalAugmentation.lean#L169

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