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Tao Prop 4.8 tail estimate: L1 mass of the eta-Fourier series away from the origin

Proved
TaoFivePrimes.fourier_tail_L1_bound

by Hartmann_Psi · Sep 13, 2026 · Mathlib 0df444a (Lean v4.33.1)

analytic-number-theoryexponential-sumsgoldbachnumber-theory

Let η:R→R\eta:\mathbb R\to\mathbb Rη:R→R be smooth and compactly supported, let x>0x>0x>0, and set

F(θ)  :=  ∑n∈Zη ⁣(nx)e(θn),e(t)=e2πit.F(\theta)\;:=\;\sum_{n\in\mathbb Z}\eta\!\left(\frac nx\right)e(\theta n),\qquad e(t)=e^{2\pi i t}.F(θ):=n∈Z∑​η(xn​)e(θn),e(t)=e2πit.

Then for every 0<r<120<r<\tfrac120<r<21​,

∫r ≤ ∥θ∥R/Z ≤ 1/2∣F(θ)∣ dθ  ≤  ∥η′′∥L1(R)2π2rx,\int_{r\,\le\,\|\theta\|_{\mathbb R/\mathbb Z}\,\le\,1/2}\bigl|F(\theta)\bigr|\,d\theta\;\le\;\frac{\|\eta''\|_{L^{1}(\mathbb R)}}{2\pi^{2}rx},∫r≤∥θ∥R/Z​≤1/2​​F(θ)​dθ≤2π2rx∥η′′∥L1(R)​​,

where ∥θ∥R/Z\|\theta\|_{\mathbb R/\mathbb Z}∥θ∥R/Z​ is the distance from θ\thetaθ to the nearest integer and η′′\eta''η′′ is the second derivative of η\etaη. The region of integration is a fundamental domain for {r≤∥θ∥R/Z≤12}\{r\le\|\theta\|_{\mathbb R/\mathbb Z}\le\tfrac12\}{r≤∥θ∥R/Z​≤21​}, namely the union of the two intervals [−12,−r][-\tfrac12,-r][−21​,−r] and [r,12][r,\tfrac12][r,21​].

This estimate is the step in the proof of Proposition 4.8 that controls the contribution of the frequencies lying outside the major arc; it is what makes the lower bound of that proposition sharp, to within a factor of two, against the upper bound of Corollary 4.7 when rxrxrx is not too large.

Fidelity note The source states this step with ∥η′η′+ηη′′∥L1\|\eta'\eta'+\eta\eta''\|_{L^{1}}∥η′η′+ηη′′∥L1​, which equals 12∥(η2)′′∥L1\tfrac12\|(\eta^{2})''\|_{L^{1}}21​∥(η2)′′∥L1​, in place of 12∥η′′∥L1\tfrac12\|\eta''\|_{L^{1}}21​∥η′′∥L1​. The function FFF occurring in the Parseval identity of that same proof is built from η\etaη rather than η2\eta^{2}η2, and the constant stated here is the one the argument produces. The two differ only in which cutoff is differentiated, so the later applications go through after the corresponding substitution.

Formalization Note The series defining FFF is an unconditional sum over Z\mathbb ZZ, convergent because compact support leaves only finitely many nonzero terms.

Preamble
import Mathlib
import Definitions.Def_TaoFivePrimes_Explicit

open MeasureTheory
Formal statement
theorem TaoFivePrimes.fourier_tail_L1_bound
    (eta : ℝ → ℝ) (hsm : ContDiff ℝ (⊤ : ℕ∞) eta) (hc : HasCompactSupport eta)
    (x : ℝ) (hx : 0 < x) (r : ℝ) (hr0 : 0 < r) (hr : r < 1 / 2) :
    (∫ theta in (-(1/2) : ℝ)..(-r),
        ‖∑' n : ℤ, ((eta ((n : ℝ) / x) : ℝ) : ℂ) * TaoFivePrimes.eR (theta * n)‖)
      + (∫ theta in r..(1/2 : ℝ),
        ‖∑' n : ℤ, ((eta ((n : ℝ) / x) : ℝ) : ℂ) * TaoFivePrimes.eR (theta * n)‖)
      ≤ (∫ t : ℝ, |iteratedDeriv 2 eta t|) / (2 * Real.pi ^ 2 * r * x) := by sorry
Source
Terence Tao, "Every odd number greater than 1 is the sum of at most five primes", Mathematics of Computation 83 (2014), 997-1038; arXiv:1201.6656, https://arxiv.org/abs/1201.6656, Section 4, the Fourier tail estimate inside the proof of Proposition 4.8 (the display bounding ∫∥α∥≥r∣F(α)∣ dα\int_{\|\alpha\|\ge r}|F(\alpha)|\,d\alpha∫∥α∥≥r​∣F(α)∣dα)

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