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Proposition 3.6: the growth function of a free abelian group of rank nnn

Proved
Wolf.growthFunction_freeAbelian_eq_and_bounds_of_card

by dbenbenn · Sep 20, 2026 · Mathlib 0df444a (Lean v4.33.1)

group-growthgroup-theorynilpotent-groupspolycyclic-groupssolvable-groups

Let Γ\GammaΓ be free abelian of rank nnn, taken as Zn\mathbb Z^nZn written multiplicatively, and let TTT be a generating set with exactly nnn elements. Then gT(m)=∑l=0n2l(nl)(ml)g_T(m) = \sum_{l=0}^{n} 2^l \binom{n}{l}\binom{m}{l}gT​(m)=∑l=0n​2l(ln​)(lm​) for every mmm; and for any finite generating set SSS there are constants 0<c1≤c20 < c_1 \le c_20<c1​≤c2​ with c1mn≤gS(m)≤c2mnc_1 m^n \le g_S(m) \le c_2 m^nc1​mn≤gS​(m)≤c2​mn for every m≥1m \ge 1m≥1.

The cardinality hypothesis is Wolf's "minimal generating set", which the paper's notation T={τ1,…,τn}T = \{\tau_1, \ldots, \tau_n\}T={τ1​,…,τn​} fixes at nnn elements; a generating set of Zn\mathbb Z^nZn with nnn elements is a basis. It is not enough to ask that no proper subset of TTT generate: {2,3}\{2, 3\}{2,3} generates Z\mathbb ZZ, no proper subset does, and the ball of radius one is {0,±2,±3}\{0, \pm 2, \pm 3\}{0,±2,±3}, of size five, where the formula gives three. The closed form depends on TTT being a basis; the bounds in the second half hold for every finite generating set.

Preamble
import Definitions.Def_MilnorWolf_Growth
import Mathlib
Formal statement
namespace Wolf

theorem growthFunction_freeAbelian_eq_and_bounds_of_card (n : ℕ)
    (T : Finset (Multiplicative (Fin n → ℤ)))
    (hT : Subgroup.closure (T : Set (Multiplicative (Fin n → ℤ))) = ⊤)
    (hcard : T.card = n) :
    (∀ m : ℕ, MilnorWolf.growthFunction T m = ∑ l ∈ Finset.range (n + 1), 2 ^ l * n.choose l * m.choose l) ∧
      ∀ S : Finset (Multiplicative (Fin n → ℤ)),
        Subgroup.closure (S : Set (Multiplicative (Fin n → ℤ))) = ⊤ →
        ∃ c₁ c₂ : ℝ, 0 < c₁ ∧ c₁ ≤ c₂ ∧ ∀ m : ℕ, 1 ≤ m →
          c₁ * (m : ℝ) ^ n ≤ (MilnorWolf.growthFunction S m : ℝ) ∧
            (MilnorWolf.growthFunction S m : ℝ) ≤ c₂ * (m : ℝ) ^ n := by
  sorry

end Wolf
Source
Wolf, J. A., Growth of finitely generated solvable groups and curvature of Riemannian manifolds, Journal of Differential Geometry 2 (1968) 421–446, https://doi.org/10.4310/jdg/1214428658, Proposition 3.6, p. 427
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What the Lean code literally says, in plain math · claude-opus-5

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The single declaration in the file

Setting fixed by the binders

Let nnn be a natural number (so n=0n = 0n=0 is allowed). Throughout, the ambient group is

Γn  =  Zn  =  { x:{0,1,…,n−1}→Z },\Gamma_n \;=\; \mathbb{Z}^n \;=\; \{\,x : \{0,1,\dots,n-1\} \to \mathbb{Z}\,\},Γn​=Zn={x:{0,1,…,n−1}→Z},

the set of all functions from an nnn-element index set to Z\mathbb{Z}Z, carrying the group structure obtained from componentwise addition but written multiplicatively: the product x⋅yx \cdot yx⋅y is the function i↦x(i)+y(i)i \mapsto x(i) + y(i)i↦x(i)+y(i), the identity element 111 is the zero function i↦0i \mapsto 0i↦0, and the inverse x−1x^{-1}x−1 is the function i↦−x(i)i \mapsto -x(i)i↦−x(i). This is the free abelian group of rank nnn; it is abelian, and for n=0n = 0n=0 it is the trivial group with exactly one element. No additional structure and no typeclass hypotheses are assumed: the group structure above is the only one in play, and it is determined by nnn.

The statement also fixes:

  • a finite subset T⊆ΓnT \subseteq \Gamma_nT⊆Γn​ (a finite set of elements, listed without repetition);
  • a hypothesis (H1)\mathrm{(H1)}(H1): the smallest subgroup of Γn\Gamma_nΓn​ containing TTT is all of Γn\Gamma_nΓn​ — that is, TTT generates Γn\Gamma_nΓn​;
  • a hypothesis (H2)\mathrm{(H2)}(H2): the number of elements of TTT is exactly nnn, i.e. #T=n\#T = n#T=n.

Both hypotheses are simultaneously satisfiable for every nnn: for n≥1n \ge 1n≥1 the standard basis {e1,…,en}\{e_1,\dots,e_n\}{e1​,…,en​} is a generating set with exactly nnn elements, and for n=0n = 0n=0, (H2)\mathrm{(H2)}(H2) forces T=∅T = \emptysetT=∅, which does generate the trivial group. So neither hypothesis is vacuous.

The growth function being used

For a finite subset SSS of a group GGG and a natural number mmm, the quantity written below as gS(m)g_S(m)gS​(m) is defined as the number of elements of the set

BS(m)  =  { g∈G  ∣  ∃ k≤m and x1,…,xk∈G with (∀ j) (xj∈S or xj−1∈S),  g=x1x2⋯xk }.B_S(m) \;=\; \Bigl\{\, g \in G \;\Bigm|\; \exists\, k \le m \text{ and } x_1,\dots,x_k \in G \text{ with } (\forall\, j)\ \bigl(x_j \in S \text{ or } x_j^{-1} \in S\bigr),\ \ g = x_1 x_2 \cdots x_k \,\Bigr\}.BS​(m)={g∈G​∃k≤m and x1​,…,xk​∈G with (∀j) (xj​∈S or xj−1​∈S),  g=x1​x2​⋯xk​}.

Spelled out precisely: ggg belongs to BS(m)B_S(m)BS​(m) exactly when there is a finite list of elements of GGG, of length at most mmm (not exactly mmm), each entry of which either lies in SSS or has its inverse in SSS, whose product — formed by multiplying from the right, i.e. x1⋅(x2⋅(⋯(xk⋅1)))x_1\cdot(x_2\cdot(\cdots(x_k\cdot 1)))x1​⋅(x2​⋅(⋯(xk​⋅1))), though the group here is abelian so the order and bracketing are immaterial — equals ggg. Entries may repeat, and the empty list (length 000) is allowed, so the identity element 111 always lies in BS(m)B_S(m)BS​(m) for every mmm, including m=0m = 0m=0. Thus BS(m)B_S(m)BS​(m) is the ball of radius mmm about the identity in the word metric determined by S∪S−1S \cup S^{-1}S∪S−1.

The count gS(m)g_S(m)gS​(m) is the cardinality of BS(m)B_S(m)BS​(m) taken as a natural number, with the convention that an infinite set is assigned the value 000. (The statement does not separately assert that these balls are finite; that is left implicit in whatever the two claims below say about the numbers.)

What the declaration asserts

Under the hypotheses above, the declaration asserts the conjunction of the following two claims.

First claim — an exact count for the given generating set TTT. For every natural number mmm (including m=0m = 0m=0),

gT(m)  =  ∑l=0n2l (nl)(ml),g_T(m) \;=\; \sum_{l=0}^{n} 2^{l}\,\binom{n}{l}\binom{m}{l},gT​(m)=l=0∑n​2l(ln​)(lm​),

an equality of natural numbers. The sum runs over the integers lll with 0≤l≤n0 \le l \le n0≤l≤n, i.e. over n+1n+1n+1 terms, and each term is the product (2l⋅(nl))⋅(ml)\bigl(2^{l} \cdot \binom{n}{l}\bigr) \cdot \binom{m}{l}(2l⋅(ln​))⋅(lm​) computed in the natural numbers. Both binomial coefficients use the natural-number convention (ab)=0\binom{a}{b} = 0(ba​)=0 whenever b>ab > ab>a; consequently every term with l>ml > ml>m vanishes, and the sum is effectively over 0≤l≤min⁡(n,m)0 \le l \le \min(n,m)0≤l≤min(n,m). In the degenerate case m=0m = 0m=0 only the l=0l = 0l=0 term survives and the right-hand side is 111; in the degenerate case n=0n = 0n=0 the sum has the single term l=0l = 0l=0 and is again 111 for every mmm.

Second claim — two-sided polynomial bounds for every generating set. For every finite subset S⊆ΓnS \subseteq \Gamma_nS⊆Γn​ such that the smallest subgroup containing SSS is all of Γn\Gamma_nΓn​ (i.e. SSS generates; no condition whatsoever is placed on the number of elements of SSS), there exist real numbers c1,c2c_1, c_2c1​,c2​ such that

0<c1,c1≤c2,and∀ m∈N with m≥1:c1 mn  ≤  gS(m)  ≤  c2 mn.0 < c_1, \qquad c_1 \le c_2, \qquad \text{and} \qquad \forall\, m \in \mathbb{N} \text{ with } m \ge 1:\quad c_1\, m^{n} \;\le\; g_S(m) \;\le\; c_2\, m^{n}.0<c1​,c1​≤c2​,and∀m∈N with m≥1:c1​mn≤gS​(m)≤c2​mn.

Here mnm^nmn means the real number mmm (the natural number mmm viewed as a real) raised to the natural-number power nnn, and ci mnc_i\,m^nci​mn is the product ci⋅(mn)c_i \cdot (m^n)ci​⋅(mn); the counts gS(m)g_S(m)gS​(m) are natural numbers viewed as reals. The constants c1,c2c_1, c_2c1​,c2​ are chosen after SSS is given, so they may depend on SSS (and on nnn); they are not claimed to be uniform over generating sets. Both inequalities are non-strict (≤\le≤, not <<<), and the quantifier over mmm ranges only over m≥1m \ge 1m≥1, so the case m=0m = 0m=0 is excluded from the bounds. The positivity requirement is stated for c1c_1c1​ only; that c2>0c_2 > 0c2​>0 follows from 0<c1≤c20 < c_1 \le c_20<c1​≤c2​.

Degenerate cases silently included: when n=0n = 0n=0 the exponent is 000, so mn=1m^n = 1mn=1 for all m≥1m \ge 1m≥1 and the claim reads c1≤gS(m)≤c2c_1 \le g_S(m) \le c_2c1​≤gS​(m)≤c2​; and S=∅S = \emptysetS=∅ is permitted as a generating set precisely when Γn\Gamma_nΓn​ is trivial, i.e. when n=0n = 0n=0.

The second claim mentions TTT nowhere; TTT enters it only through the number nnn, which the hypotheses tie to #T\#T#T. The whole conclusion is a conjunction, so both claims are asserted together for the same fixed nnn, TTT.

Human review
  • Flagged by Shuze Chen · Sep 20, 2026

    Wolf, Proposition 3.6 (p. 427): "Let T = {τ₁, …, τ_n} be a minimal generating set for a free abelian group Γ of rank n" — an n-element generating set, hence a basis, which is what the proof uses (every element is uniquely τ₁^{a₁} ⋯ τ_n^{a_n}).

    hmin asks only that no proper subset of T generates, which does not force T.card = n. Counterexample at n = 1: T = {2, 3} ⊆ ℤ generates, neither {2} nor {3} does, and wordBall T 1 = {0, ±2, ±3} has 5 elements while the right-hand side at m = 1 is Σ_{l ≤ 1} 2^l · C(1,l) · C(1,l) = 3. The first conjunct is false, so the theorem is disprovable as stated.

    Suggested fix: replace hmin by (hcard : T.card = n); together with hT this makes T a basis of ℤ^n, which is Wolf's hypothesis. The second conjunct is unaffected.

  • Endorsed by Shuze Chen · Sep 22, 2026

  • Endorsed by dbenbenn · Sep 22, 2026

    Confirmed by the mission captain (proposal self-audit).

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