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Homotopy lifting for matrix orbit maps with a continuous local transport

Proved
CauchyRiemannIndex.homotopy_lift_of_local_transport

by Mazecto · Oct 16, 2026 · Mathlib 0df444a (Lean v4.33.1)

algebraic-topologyfundamental-grouphomotopy

Let ι\iotaι be a finite set, SSS a submonoid of the real ι×ι\iota\times\iotaι×ι matrices, U⊆Rι×RιU\subseteq\mathbb R^\iota\times\mathbb R^\iotaU⊆Rι×Rι open, and τ:U→S\tau:U\to Sτ:U→S continuous with τ(x,y) x=y\tau(x,y)\,x=yτ(x,y)x=y for (x,y)∈U(x,y)\in U(x,y)∈U and τ(x,x)=Id\tau(x,x)=\mathrm{Id}τ(x,x)=Id whenever (x,x)∈U(x,x)\in U(x,x)∈U. Let H:[0,1]×[0,1]→RιH:[0,1]\times[0,1]\to\mathbb R^\iotaH:[0,1]×[0,1]→Rι be continuous with (H(p),H(p))∈U(H(p),H(p))\in U(H(p),H(p))∈U for every ppp, let e∈Rιe\in\mathbb R^\iotae∈Rι, and let γ:[0,1]→S\gamma:[0,1]\to Sγ:[0,1]→S be continuous with γ(t)e=H(0,t)\gamma(t)e=H(0,t)γ(t)e=H(0,t). Then there is a continuous G:[0,1]×[0,1]→SG:[0,1]\times[0,1]\to SG:[0,1]×[0,1]→S with

G(0,t)=γ(t),G(s,t) e=H(s,t)for all s,t,G(0,t)=\gamma(t),\qquad G(s,t)\,e=H(s,t)\quad\text{for all }s,t,G(0,t)=γ(t),G(s,t)e=H(s,t)for all s,t,

and with G(s,t)=γ(t)G(s,t)=\gamma(t)G(s,t)=γ(t) for all sss at every ttt for which s↦H(s,t)s\mapsto H(s,t)s↦H(s,t) is constant.

This is a homotopy lifting property for the orbit map A↦AeA\mapsto AeA↦Ae on SSS: any homotopy of the orbit path t↦γ(t)et\mapsto\gamma(t)et↦γ(t)e lifts to a homotopy of γ\gammaγ in SSS, and the lift leaves γ(t)\gamma(t)γ(t) fixed at those times where the given homotopy does not move. In particular homotopies relative to end points lift to homotopies relative to end points.

Formalization Note. Vectors are ι → ℝ, matrices Matrix ι ι ℝ acting by *ᵥ, and S : Submonoid (Matrix ι ι ℝ). τ is a total function with ContinuousOn τ U; the hypotheses on τ are required only on U. HHH and GGG are continuous maps on unitInterval × unitInterval.

Preamble
import Definitions.Def_CauchyRiemannIndex_Setting
Formal statement
namespace CauchyRiemannIndex

open Matrix

/-- Homotopy lifting along `A ↦ A e` for a submonoid `S` of matrices that admits a continuous
local transport `τ` near the diagonal: a homotopy `H` of `t ↦ γ(t) e` lifts to a homotopy `G` in
`S` of `γ` with `G e = H`, constant in `s` wherever `H` is. -/
theorem homotopy_lift_of_local_transport {ι : Type*} [Fintype ι] [DecidableEq ι]
    (S : Submonoid (Matrix ι ι ℝ)) (U : Set ((ι → ℝ) × (ι → ℝ))) (hU : IsOpen U)
    (τ : (ι → ℝ) × (ι → ℝ) → Matrix ι ι ℝ) (hτc : ContinuousOn τ U)
    (hτS : ∀ p ∈ U, τ p ∈ S) (hτv : ∀ p ∈ U, τ p *ᵥ p.1 = p.2)
    (hτ1 : ∀ x, (x, x) ∈ U → τ (x, x) = 1)
    (H : C(unitInterval × unitInterval, ι → ℝ)) (hHU : ∀ p, (H p, H p) ∈ U) (e : ι → ℝ)
    (γ : C(unitInterval, Matrix ι ι ℝ)) (hγS : ∀ t, γ t ∈ S) (hγ : ∀ t, γ t *ᵥ e = H (0, t)) :
    ∃ G : C(unitInterval × unitInterval, Matrix ι ι ℝ), (∀ t, G (0, t) = γ t) ∧
      (∀ p, G p ∈ S) ∧ (∀ p, G p *ᵥ e = H p) ∧
      ∀ t, (∀ s, H (s, t) = H (0, t)) → ∀ s, G (s, t) = γ t := by sorry

end CauchyRiemannIndex
Source
C. Wendl, Lectures on Symplectic Field Theory, arXiv:1612.01009, https://arxiv.org/abs/1612.01009, Lecture 3, §3.4, p. 62 (auxiliary fact for Theorem 3.34: the fundamental group of Sp(2n)\mathrm{Sp}(2n)Sp(2n))

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