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Fredholm property and index of vvv when (x,c)↦v(x)+c(x,c)\mapsto v(x)+c(x,c)↦v(x)+c is a bijection E0×C→FE_0\times C\to FE0​×C→F

Proved
FredholmBanach.isFredholm_index_of_bijective_coprod

by Mazecto · Oct 10, 2026 · Mathlib 0df444a (Lean v4.33.1)

banach-spacesfredholm-operatorsfunctional-analysisoperator-theory

Let K\mathbb{K}K be R\mathbb{R}R or C\mathbb{C}C, let EEE, FFF be Banach spaces over K\mathbb{K}K, and let v:E→Fv:E\to Fv:E→F be a bounded linear map. Let E0⊆EE_0\subseteq EE0​⊆E be a linear subspace of finite codimension and C⊆FC\subseteq FC⊆F a finite-dimensional linear subspace. If the map

E0×C→F,(x,c)↦v(x)+cE_0\times C\to F,\qquad (x,c)\mapsto v(x)+cE0​×C→F,(x,c)↦v(x)+c

is bijective, then vvv is a Fredholm operator and

ind⁡v=dim⁡(E/E0)−dim⁡C,\operatorname{ind}v=\dim(E/E_0)-\dim C,indv=dim(E/E0​)−dimC,

where ind⁡v=dim⁡Ker⁡v−dim⁡(F/Im⁡v)\operatorname{ind}v=\dim\operatorname{Ker}v-\dim(F/\operatorname{Im}v)indv=dimKerv−dim(F/Imv).

This gives a way to recognize a Fredholm operator, and to read off its index, from a bijective map obtained by restricting vvv to a subspace of finite codimension and adding a finite-dimensional subspace of the target. It is reusable for statements about Fredholm operators near a given one and about perturbations.

Formalization Note. E0E_0E0​ is an arbitrary Submodule 𝕜 E (no closedness assumption) with FiniteDimensional 𝕜 (E ⧸ E₀); CCC is a Submodule 𝕜 F with FiniteDimensional 𝕜 C. The map (x,c)↦v(x)+c(x,c)\mapsto v(x)+c(x,c)↦v(x)+c is (v.comp E₀.subtypeL).coprod C.subtypeL : E₀ × C →L[𝕜] F, and only its bijectivity as a function is assumed. Fredholm is Mathlib's ContinuousLinearMap.IsFredholm, and index is FredholmBanach.index (kernel minus cokernel, the opposite of Bourbaki's sign).

Preamble
import Definitions.Def_FredholmBanach_Setting
Formal statement
namespace FredholmBanach

/-- Let `E₀ ⊆ E` have finite codimension and `C ⊆ F` be finite-dimensional. If
`(x, c) ↦ v x + c` is a bijection `E₀ × C → F`, then `v` is Fredholm and
`index v = dim (E ⧸ E₀) - dim C`. -/
theorem isFredholm_index_of_bijective_coprod {𝕜 E F : Type*} [RCLike 𝕜]
    [NormedAddCommGroup E] [NormedSpace 𝕜 E] [CompleteSpace E]
    [NormedAddCommGroup F] [NormedSpace 𝕜 F] [CompleteSpace F]
    (E₀ : Submodule 𝕜 E) [FiniteDimensional 𝕜 (E ⧸ E₀)] (C : Submodule 𝕜 F) [FiniteDimensional 𝕜 C]
    (v : E →L[𝕜] F) (hv : Function.Bijective ((v.comp E₀.subtypeL).coprod C.subtypeL)) :
    v.IsFredholm ∧ index v =
      (Module.finrank 𝕜 (E ⧸ E₀) : ℤ) - (Module.finrank 𝕜 C : ℤ) := by sorry

end FredholmBanach
Source
Auxiliary statement for N. Bourbaki, Théories spectrales, Chapitres III à V, Springer (2023), https://doi.org/10.1007/978-3-031-19505-1, Chapitre III, § 4, n° 2, Théorème 1, p. TS III.58

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